FINANCIAL INNOVATIONS, LLC
Adviser information for FINANCIAL INNOVATIONS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 650 | $362.9M |
| Total | 650 | $362.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 176 | $61.8M |
| HNW Individuals | 122 | $294.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67516 |
|---|---|
| SEC ERA File Number | 801-67516 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142769 |
| Legal Entity Identifier | None |
Principal Office
6111 PEACHTREE DUNWOODY ROADSUITE F101
ATLANTA
GA
United States
Monday - Friday, 8:00-4:00 EST
Tel: 404-458-0065, Fax: 404-393-3063
Chief Compliance Officer
LAURA K. SCHILLING
MANAGER/CCO
6111 PEACHTREE DUNWOODY ROAD
SUITE F101
ATLANTA
GA
United States
Tel:
404-458-0065
Fax:
404-393-3063
L****@***********************Z
(Full email address available in API data)
Industry Affiliates
| LAURA K SCHILLING, ESQ, CPA, CSA ESTATE INNOVATIONS LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHILLING, LAURA, KIM | Individual | – | MANAGER | 02/2005 | > 75% |
| SCHILLING, LAURA, KIM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2007 | > 75% |