GIFFORD FONG ASSOCIATES
Adviser information for GIFFORD FONG ASSOCIATES last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $471.9M |
Non-Discretionary | 0 | $0 |
Total | 1 | $471.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 1 | $471.9M |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
3658 MT. DIABLO BLVD.SUITE 200
LAFAYETTE
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 925-299-7800, Fax: 925-299-7815
Websites
Chief Compliance Officer
STEVEN FONG
CEO
3658 MT. DIABLO BLVD., #200
SUITE 200
LAFAYETTE
CA
United States
Tel:
925-299-7800, EXT 1016
Fax:
925-299-7815
S*********@********M
(Full email address available in API data)
Regulatory Contact
CHRISTINE PROCTOR
OFFICE MANAGER
3658 MT. DIABLO BLVD, #200
SUITE 200
LAFAYETTE
CA
United States
Tel:
925-299-7800
Fax:
925-299-7815
C****************@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FONG, HARRY, GIFFORD | Individual | – | PRESIDENT | 08/1977 | 25-50% |
FONG, STEVEN, GIFFORD | Individual | – | CHIEF COMPLIANCE OFFICER/CEO | 12/2018 | 10-25% |
FONG, TIMOTHY, GIFFORD | Individual | – | SHAREHOLDER | 08/1977 | 10-25% |
FONG, VIVIAN, UNG | Individual | – | SHAREHOLDER | 08/1977 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 996 | 10K | – |
ABBOTT LABS | COM | 2K | 19K | – |
ABBVIE INC | COM | 5K | 28K | – |
ADVANCED MICRO DEVICES INC | COM | 8K | 48K | – |
AFLAC INC | COM | 2K | 21K | – |
ALLSTATE CORP | COM | 2K | 14K | – |
ALPHABET INC | CAP STK CL C | 8K | 46K | – |
ALPHABET INC | CAP STK CL A | 6K | 31K | – |
AMAZON COM INC | COM | 19K | 97K | – |
AMERICAN EXPRESS CO | COM | 3K | 11K | – |
AMERICAN INTL GROUP INC | COM NEW | 1K | 19K | – |
AMGEN INC | COM | 4K | 14K | – |
ANALOG DEVICES INC | COM | 913 | 4K | – |
APA CORPORATION | COM | 736 | 25K | – |
APPLE INC | COM | 17K | 81K | – |
AT&T INC | COM | 3K | 144K | – |
AUTOMATIC DATA PROCESSING IN | COM | 2K | 10K | – |
BANK AMER CORP | COM | 602 | 15K | – |
BANK NEW YORK MELLON CORP | COM | 1K | 19K | – |
BAUSCH HEALTH COS INC | COM | 697 | 100K | – |
BAXTER INTL INC | COM | 970 | 29K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11K | 27K | – |
BIOGEN INC | COM | 1K | 6K | – |
BLACKBERRY LTD | COM | 124 | 50K | – |
BOEING CO | COM | 2K | 9K | – |
BRISTOL MYERS SQUIBB CO | COM | 1K | 36K | – |
CARRIER GLOBAL CORPORATION | COM | 631 | 10K | – |
CATERPILLAR INC DEL | COM | 3K | 8K | – |
CHEVRON CORP NEW | COM | 3K | 22K | – |
CIENA CORP | COM NEW | 590 | 12K | – |
CISCO SYS INC | COM | 1K | 27K | – |
CITIGROUP INC | COM NEW | 4K | 61K | – |
COCA COLA CO | COM | 2K | 37K | – |
COLGATE PALMOLIVE CO | COM | 1K | 10K | – |
COMCAST CORP NEW | CL A | 3K | 88K | – |
CONOCOPHILLIPS | COM | 2K | 16K | – |
CORTEVA INC | COM | 530 | 10K | – |
COSTCO WHSL CORP NEW | COM | 4K | 5K | – |
CVS HEALTH CORP | COM | 99 | 2K | – |
DEERE & CO | COM | 2K | 6K | – |
DELL TECHNOLOGIES INC | CL C | 958 | 7K | – |
DEUTSCHE BANK AG | NAMEN AKT | 717 | 45K | – |
DOW INC | COM | 521 | 10K | – |
DUPONT DE NEMOURS INC | COM | 375 | 5K | – |
EMERSON ELEC CO | COM | 20 | 178 | – |
EOG RES INC | COM | 755 | 6K | – |
EXXON MOBIL CORP | COM | 7K | 62K | – |
FIRST HORIZON NATL CORP | COM | 3K | 180K | – |
FORD MTR CO DEL | COM | 4K | 345K | – |
FRANKLIN RES INC | COM | 3K | 140K | – |
GENERAL ELECTRIC CO | COM | 6K | 38K | – |
GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 1K | 19K | – |
GE VERNOVA INC | COM | 2K | 10K | – |
GILEAD SCIENCES INC | COM | 2K | 34K | – |
GLOBE LIFE INC | COM | 370 | 5K | – |
GOLDMAN SACHS GROUP INC | COM | 4K | 8K | – |
HALLIBURTON CO | COM | 270 | 8K | – |
HERSHEY CO | COM | 735 | 4K | – |
HONEYWELL INTL INC | COM | 3K | 14K | – |
HORMEL FOODS CORP | COM | 610 | 20K | – |
INTEL CORP | COM | 2K | 66K | – |
INTERNATIONAL BUSINESS MACHS | COM | 2K | 12K | – |
INTERNATIONAL FLAVORS&FRAGRA | COM | 353 | 4K | – |
INVESCO LTD | SHS | 4K | 255K | – |
ITT INC | COM | 646 | 5K | – |
JOHNSON & JOHNSON | COM | 4K | 29K | – |
JPMORGAN CHASE & CO | COM | 7K | 35K | – |
KEYCORP NEW | COM | 426 | 30K | – |
LOEWS CORP | COM | 501 | 7K | – |
LOWES COS INC | COM | 3K | 15K | – |
LUMEN TECHNOLOGIES INC | COM | 275 | 250K | – |
MANULIFE FINL CORP | COM | 666 | 25K | – |
MARATHON OIL CORP | COM | 3K | 99K | – |
MASTERCARD INCORPORATED | CL A | 5K | 12K | – |
MERCK & CO INC | COM | 3K | 23K | – |
FACEBOOK INC | CL A | 11K | 23K | – |
METLIFE INC | COM | 1K | 15K | – |
MICRON TECHNOLOGY INC | COM | 3K | 20K | – |
MICROSOFT CORP | COM | 15K | 34K | – |
MORGAN STANLEY | COM NEW | 3K | 30K | – |
NIKE INC | CL B | 1K | 15K | – |
NOV INC | COM | 228 | 12K | – |
NUCOR CORP | COM | 474 | 3K | – |
NVIDIA CORP | COM | 45K | 366K | – |
OCCIDENTAL PETE CORP DEL | COM | 2K | 35K | – |
ORACLE CORP | COM | 5K | 37K | – |
PARKER HANNIFIN CORP | COM | 1K | 3K | – |
PEPSICO INC | COM | 2K | 13K | – |
PFIZER INC | COM | 3K | 112K | – |
PHILIP MORRIS INTL INC | COM | 2K | 17K | – |
PINNACLE WEST CAP CORP | COM | 2K | 30K | – |
PITNEY BOWES INC | COM | 3K | 511K | – |
PNC FINL SVCS GROUP INC | COM | 2K | 10K | – |
PROGRESSIVE CORP OHIO | COM | 1K | 5K | – |
PRUDENTIAL FINL INC | COM | 2K | 14K | – |
PUBLIC STORAGE | COM | 1K | 5K | – |
QUALCOMM INC | COM | 996 | 5K | – |
RAYTHEON TECHNOLOGIES CORP | COM | 1K | 10K | – |
SALESFORCE COM INC | COM | 5K | 18K | – |
SHERWIN WILLIAMS CO | COM | 895 | 3K | – |
SHOPIFY INC | CL A | 5K | 70K | – |
SIMON PPTY GROUP INC NEW | COM | 1K | 7K | – |
SOLVENTUM CORP | COM SHS | 129 | 2K | – |
SPOTIFY TECHNOLOGY S A | SHS | 2K | 5K | – |
STANLEY BLACK & DECKER INC | COM | 240 | 3K | – |
STARBUCKS CORP | COM | 2K | 21K | – |
SYNCHRONY FINL | COM | 6K | 132K | – |
TESLA INC | COM | 1K | 7K | – |
TEXAS INSTRS INC | COM | 2K | 8K | – |
DISNEY WALT CO | COM DISNEY | 4K | 36K | – |
TJX COS INC NEW | COM | 3K | 26K | – |
TRANSOCEAN LTD | REG SHS | 1K | 250K | – |
TRAVELERS COMPANIES INC | COM | 1K | 7K | – |
UNITED PARCEL SERVICE INC | CL B | 2K | 12K | – |
UNITED STATES STL CORP NEW | COM | 1K | 38K | – |
UNITED HEALTH GROUP INC | COM | 3K | 6K | – |
US BANCORP DEL | COM NEW | 476 | 12K | – |
VERIZON COMMUNICATIONS INC | COM | 4K | 92K | – |
VIATRIS INC | COM | 165 | 15K | – |
VISA INC | COM CL A | 5K | 17K | – |
W R BERKLEY CORPORATION | COM | 530 | 7K | – |
WALGREENS BOOTS ALLIANCE INC | COM | 363 | 30K | – |
WALMART INC | COM | 4K | 66K | – |
WARNER BROS DISCOVERY INC | COM SER A | 102 | 14K | – |
WELLS FARGO CO NEW | COM | 5K | 88K | – |
WABTEC CORP | COM | 285 | 2K | – |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 888 | 15K | – |
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 51 | 1K | – |