Hedge Fund Database

BURKETT FINANCIAL SERVICES, LLC

Adviser information for BURKETT FINANCIAL SERVICES, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,521 $423.9M
Non-Discretionary 3 $12.6M
Total 1,524 $436.5M

Clients

Type Number RAUM
Individuals 281 $90.2M
HNW Individuals 152 $333.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $12.6M
Charitable organizations <5 $442,245
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-67535
SEC ERA File Number 801-67535
SEC CIK Numbers 1762716
SEC CRD Numbers 140168
Legal Entity Identifier None

Principal Office

128 EAST MAIN STREET
SUITE 101
ROCK HILL
SC
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 803-980-3232, Fax: 803-325-1665

Websites

www.linkedin.com/company/burkett-financial-services/ www.burkettfs.com

Chief Compliance Officer

PHILLIP KEVIN SMILEY
MEMBER
128 EAST MAIN STREET
SUITE 101
ROCK HILL
SC
United States
Tel: 803-980-3232
Fax: 803-325-1665
(Full email address available in API data)

Regulatory Contact

NEIL A. BROWN
INVESTMENT ADVISORY REPRESENTATIVE
128 EAST MAIN STREET
SUITE 101
ROCK HILL
SC
United States
Tel: 803-980-3232
Fax: 803-325-1665
(Full email address available in API data)

Industry Affiliates

BURKETT BURKETT & BURKETT CERTIFIED PUBLIC ACCOUNTANTS, P.A. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURKETT, DONALD, HERBERT Individual – MEMBER 01/2001 25-50%
BURKETT, RONALD, HUBERT Individual – MEMBER 01/2001 25-50%
SMILEY, PHILLIP, KEVIN Individual – CHIEF COMPLIANCE OFFICER 01/2001 25-50%

No. Employees, Historic

10502020202120222023202420255 on 3/23/20205 on 3/24/20205 on 6/29/20205 on 7/13/20205 on 3/24/20215 on 7/6/20215 on 3/16/20224 on 7/25/20225 on 9/7/20225 on 3/1/20235 on 10/26/20236 on 2/6/2024

RAUM, Historic

500M250M0202020212022202320242025307052815 on 3/23/2020307052815 on 3/24/2020307052815 on 6/29/2020307052815 on 7/13/2020350123809 on 3/24/2021350123809 on 7/6/2021416687981 on 3/16/2022416687981 on 7/25/2022416687981 on 9/7/2022396053890 on 3/1/2023396053890 on 10/26/2023436532161 on 2/6/2024

No. Clients, Historic

5002500202020212022202320242025352 on 3/23/2020352 on 3/24/2020352 on 6/29/2020352 on 7/13/2020363 on 3/24/2021363 on 7/6/2021393 on 3/16/2022393 on 7/25/2022393 on 9/7/2022418 on 3/1/2023418 on 10/26/2023433 on 2/6/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Schwab US Large Cap Growth ETF Equity 47M 463K –
Schwab US Dividend Equity ETF Equity 39M 498K –
MSCI EAFA Hedged Dollar ETF Equity 19M 467K –
Vanguard FTSE Developed Markets ETF Equity 18M 370K –
iShares MSCI Min Vol Emerging Markets ETF Equity 14M 250K –
iShares S&P 400 Mid Index Equity 13M 228K –
iShares S&P 600 Small Cap Index Equity 7M 64K –
Microsoft Corp Equity 3M 7K –
Apple Inc Equity 3M 14K –
Schwab Mid Cap Blend ETF Equity 2M 30K –
Vanguard Intermediate Treasury ETF Equity 2M 39K –
Schwab International Equity ETF Equity 2M 54K –
Vanguard High Dividend Yield ETF Equity 2M 13K –
AT&T Corp Com Equity 1M 69K –
iShares S&P 500 Value Equity 1M 7K –
IShares Currency Hedged MSCI EAFE ETF Equity 1M 30K –
iShares S&P 500 Growth Equity 981K 11K –
Duke Energy Corp Equity 979K 10K –
Amazon Com Inc Equity 926K 5K –
Schwab US Total Stock Market ETF Equity 836K 13K –
Vanguard Large Cap Growth ETF Equity 827K 2K –
South Street Corporation Equity 764K 10K –
Schwab US Large Cap Value ETF Equity 754K 10K –
Bank Of America Com Equity 742K 19K –
Morgan J P & Co Inc Equity 733K 4K –
Schwab Small Cap Blend ETF Equity 673K 14K –
Amgen Inc Equity 665K 2K –
Wal-Mart Stores Inc Equity 638K 9K –
Johnson & Johnson Equity 557K 4K –
Nvidia Corp Equity 522K 4K –
Vanguard Total World Stock ETF Equity 497K 4K –
Vanguard Mid-Cap Blend ETF Equity 458K 2K –
PowerShares QQQ - Nasdaq-100 Equity 383K 799 –
Lowes Cos Inc Equity 372K 2K –
Coca-Cola Company Equity 338K 5K –
Lilly Eli & Co Equity 333K 367 –
Invesco S&P Emerging Markets Low Vol ETF Equity 309K 13K –
Salesforce Com Equity 251K 977 –
Eaton Corporation Equity 244K 780 –
Netflix Inc Equity 222K 329 –
Exxon Mobil Corporation Equity 218K 2K –
Vanguard Emerging Market Equity 208K 5K –
Berkshire Hathaway Inc B Equity 198K 486 –
Proctor & Gamble Co Com Equity 186K 1K –
Meta Platforms Inc Class A Equity 165K 328 –
Alphabet Inc Class A Equity 153K 841 –
Oracle Corporation Equity 151K 1K –
Tesla Inc Equity 140K 705 –
Vanguard Small-Cap Blend ETF Equity 127K 581 –
Dte Energy Co Com Equity 125K 1K –
Deere & Co Equity 124K 331 –
Dominion Resources Inc Equity 114K 2K –
Abbott Labs Com Equity 112K 1K –
Spdr Gold TRUST Equity 110K 512 –
Vanguard 500 Index Fund ETF Class Equity 110K 220 –
Altria Group Inc Com Equity 106K 2K –
Warner Brothers Discovery Equity 102K 14K –
Valero Energy Corp New Equity 92K 590 –
iShares Dow Jones Technology Sector Equity 91K 603 –
Pepsico Inc Equity 86K 524 –
Ishares Gold TRUST Equity 80K 2K –
International Business Machines Equity 74K 427 –
Cisco Systems Inc Equity 73K 2K –
Chevron Corporation Equity 72K 463 –
Selective Ins Group Equity 70K 751 –
Enbridge Inc Equity 69K 2K –
IShares MSCE EAFA Small Cap ETF Equity 65K 1K –
VISA Equity 62K 234 –
Sprott Physical Gold and Silver Trust Equity 61K 3K –
Verizon Equity 61K 1K –
Pfizer Inc Equity 59K 2K –
Xcel Energy Inc Equity 57K 1K –
iShares S&P 400 Mid Value Equity 56K 495 –
Edwards LifeScience Corp Equity 55K 600 –
DT Midstream Inc Equity 55K 777 –
Vanguard Value ETF Equity 52K 327 –
TD 08/30/24 Equity 52K 5K –
Ford Motor Company Equity 48K 4K –
Boeing Company Equity 44K 241 –
Kenvue Inc Equity 43K 2K –
JP Morgan Equity Premium Income ETF Equity 42K 748 –
iShares S&P 400 Mid Growth Equity 41K 466 –
FS Energy & Power Fund Equity 41K 12K –
Sector SPDR Consumer Discretionary Equity 40K 219 –
iShares Bitcoin Trust ETF Equity 40K 1K –
NeoGenomics Inc Equity 39K 3K –
Home Depot Inc Equity 38K 112 –
iShares Russell 2000 Small Cap Index Equity 38K 185 –
UiPath Inc Equity 38K 3K –
RBC 08/30/24 Equity 37K 3K –
Emerson Electric Co Equity 37K 334 –
Truist Finl Corporation Equity 37K 945 –
Chipotle Mexican Grlll Equity 36K 568 –
JB Hunt Transport Services Inc Equity 35K 218 –
iShares S&P 500 Index Equity 34K 63 –
CSX Corporation Equity 33K 992 –
IShares Core Growth Allocation ETF Equity 33K 585 –
Enterprise Products Partners LP Equity 32K 1K –
Merck & Co Inc Equity 32K 257 –
3M Company Equity 31K 303 –
Sysco Corp Com Equity 30K 421 –
iShares Core 1-5 Year USD Bond ETF Equity 29K 607 –
Stryker Corp Equity 28K 82 –
General Dynamics Corp Equity 27K 92 –
Mastercard Inc Cl A Equity 26K 59 –
Toronto Dominion Bank Equity 26K 2K –
Dollar Gen Corp Equity 26K 193 –
Bristol-Myers Squibb Equity 25K 601 –
American Electric Power Equity 24K 272 –
Abbvie Inc Equity 23K 134 –
Sonoco Products Co Equity 22K 442 –
iShares Silver Trust ETF Equity 22K 833 –
Honeywell Intl Inc Equity 22K 103 –
General Mills Inc Equity 22K 344 –
Hershey Foods Equity 20K 110 –
Air Lease Corp Class A Equity 18K 386 –
Nucor Corp Com Equity 17K 109 –
Phillips Equity 17K 120 –
Intel Corp Equity 17K 536 –
Constellation Equity 16K 80 –
Philip Morris Intl Inc Equity 16K 158 –
General Electric Co Equity 15K 97 –
Welltower Inc Com Equity 15K 143 –
Lantheus Holdings Inc Equity 14K 180 –
Mid Cap S P D R TRUST Equity 14K 26 –
Ishares MSCI EAFE Equity 14K 173 –
Caterpillar Inc Equity 13K 40 –
Fortune Brands Innovations Inc Equity 13K 204 –
Martin Marietta Matrls Equity 12K 23 –
United Bankshrs Inc Equity 12K 381 –
United Parcel Service B Equity 12K 89 –
First Community Corp S C Equity 12K 681 –
Target Corp Equity 11K 74 –
Disney Walt Company Equity 11K 110 –
Intuitive Surgical Equity 11K 24 –
iShares US Regional Banks Equity 11K 257 –
Nestle Sa Sponsored Equity 10K 100 –
Merrill Lynch Equity 10K 400 –
The Trade Desk Inc Equity 10K 100 –
Tricon Global Equity 9K 71 –
General Motors Corp Equity 9K 203 –
Gilead Sciences Inc Equity 9K 131 –
N I O Inc Equity 8K 2K –
Medtronic Inc Equity 8K 100 –
Comcast Corp Equity 7K 187 –
Peakstone Realty Trust Class E Equity 7K 657 –
Paypal Holdings Inco Equity 6K 110 –
Anheuser-Busch Cos Equity 6K 100 –
Dollar Tree Inc Equity 5K 50 –
Wells Fargo & Co Equity 5K 89 –
Baxter International Inc. Equity 5K 152 –
Rivian Automotive Inc Equity 5K 375 –
HSBC Holding Equity 5K 411 –
Southern Co Equity 5K 61 –
SPDR S&P Emerging Markets ETF Equity 5K 125 –
JP Morgan Hedged Equity ETF Equity 5K 78 –
Energy Transfer Equity LP Equity 4K 273 –
Cerus Corp Equity 4K 2K –
Solventum Equity 4K 75 –
GE Vernova LLC Equity 4K 23 –
AMN Healthcare Services Equity 4K 75 –
Brinker International Inc Equity 4K 51 –
Du Pont E I De Equity 4K 46 –
Conagra Foods Inc Equity 3K 118 –
Trump Media and Technology Equity 3K 99 –
Lamb Weston Holdings Equity 3K 35 –
MasterBrand Inc Equity 3K 200 –
Carnival Corp New Equity 3K 156 –
Dow Inc Equity 3K 54 –
Cigna Corp Equity 3K 8 –
Green Dot Corp Equity 2K 264 –
GE Healthcare Technologies Equity 2K 31 –
Corteva Inc Equity 2K 45 –
iShares MSCI EAFE Value Equity 2K 41 –
Norwegian Cruise Line Equity 2K 100 –
TaskUs Inc Equity 2K 125 –
Viatris Inc Equity 2K 147 –
Takeda Pharma Co Equity 1K 100 –
Gaming and Leisure Properties Inc REIT Equity 1K 26 –
ISares MSCI EAFE Large Growth Equity 894 9 –
Celsius Holdings Inc Equity 856 15 –
Wabtec Equity 650 4 –
Chemours Company Equity 539 24 –
ACCO Brands Corp Equity 481 102 –
Vodafone Group Plc Equity 481 54 –
Aib Group Plc Ordf Equity 212 40 –
Lucid Group Equity 204 78 –
Organon & Co Equity 143 7 –
Gogo Inc Equity 135 14 –
Upland Software Inc Equity 125 50 –
Toronto Dominion Bank Equity 110 2 –
Centurytel Inc Com Equity 104 94 –
Alpha Healthcare Acquisition Corp Equity 86 18 –
Kyndryl Holdings Inc Equity 26 1 –
The Wendy s Co Equity 7 0 –
Humbl Inc Equity 0 750 –
York Bancshares Inc Equity 0 750 –
Cambridge Heart Inc Xxx Equity 0 2K –
A W G Ltd New Equity 0 14 –