PRINCIPAL ORIGIN
ORIGIN ASSET MANAGEMENT LLP Legal Name
Adviser information for PRINCIPAL ORIGIN last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $3.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $1.3B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
ONE CAREY LANELONDON
United Kingdom
Monday - Friday, 8:00 - 18:00
Tel: +44 207 812 8500, Fax: +44 207 796 4322
Websites
Chief Compliance Officer
NISHIL PATEL
CHIEF COMPLIANCE OFFICER
ONE CAREY LANE
LONDON
United Kingdom
Tel:
+442078128507
Fax:
+442077964322
N*****@***********M
(Full email address available in API data)
Regulatory Contact
RHIA VISAVADIA
COMPLIANCE MANAGER
ONE CAREY LANE
LONDON
United Kingdom
Tel:
+442078128506
Fax:
+442077964322
R***@***********M
(Full email address available in API data)
Industry Affiliates
| BRASILPREV SEGUROS E PREVIDENCIA S.A. | Insurance company or agency |
| CLARITAS ADMINISTRA��O DE RECURSOS LTDA. | Sponsor, GP, manager of pooled investment vehicles |
| CLARITAS INVESTMENTS LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| DELAWARE CHARTER GUARANTEE & TRUST COMPANY | Trust company |
| DIVERSIFIED DENTAL SERVICES, INC. A NEVADA CLOSE CORPORATION | Insurance company or agency |
| EMPLOYERS DENTAL SERVICES, INC. | Insurance company or agency |
| EQUITY FC, LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor or syndicator of limited partnerships |
| FIRST DENTAL HEALTH | Insurance company or agency |
| PETULA ASSOCIATES, LLC | Sponsor or syndicator of limited partnerships |
| POST ADVISORY GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL ADMINISTRADORA GENERAL DE FONDOS S.A. | Other investment adviser, including financial planners |
| PRINCIPAL ADVISED SERVICES | Other investment adviser, including financial planners |
| PRINCIPAL AFORE, S.A. DE C.V., PRINCIPAL GRUPO FINANCIERO | Insurance company or agency |
| PRINCIPAL AHORRO E INVERSIONES S.A. | Other investment adviser, including financial planners |
| PRINCIPAL ASSET MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL ASSET MANAGEMENT (ASIA) | Other investment adviser, including financial planners |
| PRINCIPAL ASSET MANAGEMENT (S) PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL ASSET MANAGEMENT BERHAD | Sponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED (THAILAND) | Sponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL BANK | Banking or thrift institution |
| PRINCIPAL COMPANIA DE SEGUROS DE VIDA CHILE S.A. | Insurance company or agency |
| PRINCIPAL DENTAL SERVICES, INC. | Insurance company or agency |
| PRINCIPAL ENTERPRISE CAPITAL, LLC | Other investment adviser, including financial planners |
| PRINCIPAL FINANCIAL GROUP, INC. | Insurance company or agency |
| PRINCIPAL FONDOS DE INVERSI�N, S.A. DE C.V., OPERADORA DE FONDOS DE INVERSI�N, PRINCIPAL GRUPO FINANCIERO | Sponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (EU) LTD | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (EUROPE) LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LTD | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (IRELAND) LTD | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (JAPAN) LTD | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS (SWITZERLAND) GMBH | Other investment adviser, including financial planners |
| PRINCIPAL GLOBAL INVESTORS TRUST COMPANY | Trust company |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES | Sponsor or syndicator of limited partnerships |
| PRINCIPAL ISLAMIC ASSET MANAGEMENT SDN. BHD. | Sponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL REAL ESTATE | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL REAL ESTATE LIMITED | Other investment adviser, including financial planners |
| PRINCIPAL REAL ESTATE S.L.U. | Sponsor or syndicator of limited partnerships |
| PRINCIPAL REAL ESTATE S.� R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL REAL ESTATE SAS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL REAL ESTATE SPEZIALFONDSGESELLSCHAFT MBH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRINCIPAL REINSURANCE COMPANY OF DELAWARE | Insurance company or agency |
| PRINCIPAL REINSURANCE COMPANY OF DELAWARE II | Insurance company or agency |
| PRINCIPAL REINSURANCE COMPANY OF VERMONT | Insurance company or agency |
| PRINCIPAL REINSURANCE COMPANY OF VERMONT II | Insurance company or agency |
| PRINCIPAL SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PRINCIPAL SEGUROS, S.A. DE C.V., PRINCIPAL GRUPO FINANCIERO | Insurance company or agency |
| PRINCIPAL SERVICIOS CORPORATIVOS CHILE LTDA. | Sponsor or syndicator of limited partnerships |
| PRINCIPAL SHAREHOLDER SERVICES, INC. | Trust company |
| PRINCIPAL TRUST COMPANY (ASIA) LIMITED | Trust company |
| PRINCIPAL TRUST COMPANY (HONG KONG) LIMITED | Trust company |
| PT PRINCIPAL ASSET MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| SAMI BROKERAGE, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SPECTRUM ASSET MANAGEMENT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| THE PRINCIPAL FINANCIAL GROUP FOUNDATION, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PGI ORIGIN HOLDING COMPANY LIMITED | Foreign Entity | – | INVESTOR MEMBER | 03/2005 | 50-75% |
| CARTER, CHRISTOPHER, JOHN | Individual | – | EXECUTIVE MEMBER | 03/2005 | < 5% |
| RANDHAWA, TARLOCK, SINGH | Individual | – | EXECUTIVE MEMBER AND BOARD MEMBER | 05/2005 | < 5% |
| VALLAT, GEORGIA, ALISON | Individual | – | MEMBER | 03/2011 | < 5% |
| DONACHIE, STUART | Individual | – | MEMBER | 12/2010 | < 5% |
| SHUMWAY, ELLEN, W | Individual | – | BOARD MEMBER | 10/2011 | < 5% |
| PRINCIPAL FINANCIAL SERVICES, INC | Domestic Entity | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY, LLC | SHAREHOLDER | 07/2015 | > 75% |
| PRINCIPAL FINANCIAL GROUP, INC | Domestic Entity | PRINCIPAL FINANCIAL SERVICES, INC | SHAREHOLDER | 10/2001 | > 75% |
| PRINCIPAL GLOBAL FINANCIAL SERVICES (EUROPE) II LIMITED | Foreign Entity | PGI ORIGIN HOLDING COMPANY LIMITED | SHAREHOLDER | 07/2015 | > 75% |
| PRINCIPAL GLOBAL FINANCIAL SERVICES (EUROPE) II LIMITED | Foreign Entity | – | INVESTOR MEMBER | 07/2015 | 25-50% |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY, LLC | Domestic Entity | PRINCIPAL GLOBAL FINANCIAL SERVICES (EUROPE) II LIMITED | SHAREHOLDER | 07/2015 | > 75% |
| Patel, Nishil, Yashwin | Individual | – | COO, CCO AND MEMBER | 10/2018 | < 5% |
| BHATIA, KAMAL | Individual | – | BOARD MEMBER | 10/2020 | < 5% |
| STRABLE-SOETHOUT, DEANNA, D. | Individual | – | ADVISORY MEMBER | 02/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 58M | 807K | – |
| ICICI BANK LIMITED | ADR | 7M | 232K | – |
| NEWMARK GROUP INC | CL A | 176K | 17K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 132M | 995K | – |
| PENNANTPARK INVT CORP | COM | 181K | 24K | – |
| STIFEL FINL CORP | COM | 207K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 71M | 407K | – |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 51M | 4M | – |
| TRIP COM GROUP LTD | ADS | 61M | 1M | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 19M | 1M | – |