Hedge Fund Database

MARCUM WEALTH, LLC

Adviser information for MARCUM WEALTH, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 40
Investment Advisory/Research 38
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 38
Licensed Agents of an Insurance Company 18
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,873 $2.5B
Non-Discretionary 31 $51.3M
Total 6,904 $2.6B

Clients

Type Number RAUM
Individuals 2,140 $571.5M
HNW Individuals 621 $1.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $20.6M
Charitable organizations <5 $470,969
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 23 $51.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 146
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 550

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-67563
SEC ERA File Number 801-67563
SEC CIK Numbers 1784450
SEC CRD Numbers 134628
Legal Entity Identifier None

Principal Office

6685 BETA DRIVE
CLEVELAND
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 440-459-5900, Fax: 440-605-0200

Websites

www.aurumwealth.com www.linkedin.com/company/aurum-wealth-management-group/ marcumwealth.com www.linkedin.com/company/marcum-wealth/ www.operationveteranfinance.org twitter.com/marcumwealth www.facebook.com/marcumwealth/

Chief Compliance Officer

LEEANN SCHULTZ
DIRECTOR OF OPERATIONS
6685 BETA DRIVE
CLEVELAND
OH
United States
Tel: 440-459-5900
Fax: 440-605-0200
(Full email address available in API data)

Industry Affiliates

MARCUM INSURANCE SERVICES, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AURUM HOLDINGS, LLC Domestic Entity – MEMBER 03/2005 10-25%
BART, CHRIS, DONALD Individual – MANAGING DIRECTOR, PARTNER 12/2006 5-10%
WULFF, ERIC, NORMAN Individual – MANAGING DIRECTOR, PARTNER 12/2006 5-10%
REGHETTI, PERRY, DENNIS Individual – MANAGING DIRECTOR, PARTNER 06/2017 10-25%
MOORE, CHARLES, DONALD Individual – MANAGING DIRECTOR, PARTNER 04/2017 5-10%
COODE, ROBERT, ERNEST Individual – PARTNER 03/2020 5-10%
Coode, Robert, Duncan Individual – PARTNER 03/2020 5-10%
MARCUM, LLP Domestic Entity – PARTNER 03/2020 10-25%
WEINER, JEFFREY, MARC Individual – PARTNER 03/2020 5-10%
SCHULTZ, LEEANN, LYNN Individual – CHIEF COMPLIANCE OFFICER 08/2020 < 5%
BRETT, STEVEN, DAVID Individual – PARTNER 04/2021 5-10%
HOFFMANN, CHARLES, PHILIP Individual – PARTNER 08/2021 < 5%
HOFFMANN, PETER, EDWARD Individual – PARTNER 07/2021 < 5%
BUTLER, JAMES, CLARENCE Individual – PARTNER 08/2021 < 5%
MCKEOWN, MICHAEL, THOMAS Individual – CHIEF INVESTMENT OFFICER 04/2015 < 5%

No. Employees, Historic

40200201920202021202220232024202516 on 11/25/201929 on 3/30/202029 on 6/22/202029 on 6/23/202029 on 7/23/202029 on 9/1/202029 on 10/7/202029 on 12/7/202029 on 2/3/202129 on 2/4/202129 on 2/4/202129 on 2/5/202122 on 3/4/202122 on 3/8/202122 on 6/11/202122 on 6/15/202122 on 8/18/202122 on 9/29/202122 on 10/20/202122 on 10/21/202122 on 11/18/202122 on 11/29/202122 on 12/1/202122 on 12/16/202122 on 12/20/202122 on 12/21/202122 on 1/10/202233 on 3/14/202233 on 3/15/202233 on 3/16/202233 on 3/28/202233 on 3/29/202233 on 3/29/202233 on 4/13/202233 on 5/31/202233 on 8/3/202233 on 10/31/202233 on 11/1/202233 on 11/1/202233 on 12/9/202233 on 1/3/202333 on 1/4/202333 on 1/9/202334 on 3/7/202334 on 3/8/202334 on 3/8/202334 on 7/26/202334 on 7/27/202334 on 7/28/202334 on 7/28/202334 on 8/3/202334 on 8/4/202334 on 11/8/202334 on 11/30/202334 on 12/1/202334 on 1/2/202434 on 1/3/202440 on 2/26/202440 on 2/27/2024

RAUM, Historic

3B2B02019202020212022202320242025709093119 on 11/25/20191005928846 on 3/30/20201005928846 on 6/22/20201005928846 on 6/23/20201005928846 on 7/23/20201005928846 on 9/1/20201005928846 on 10/7/20201005928846 on 12/7/20201005928846 on 2/3/20211005928846 on 2/4/20211005928846 on 2/4/20211005928846 on 2/5/20211292452219 on 3/4/20211292452219 on 3/8/20211292452219 on 6/11/20211292452219 on 6/15/20211292452219 on 8/18/20211292452219 on 9/29/20211292452219 on 10/20/20211292452219 on 10/21/20211292452219 on 11/18/20211292452219 on 11/29/20211292452219 on 12/1/20211292452219 on 12/16/20211292452219 on 12/20/20211292452219 on 12/21/20211292452219 on 1/10/20222038283641 on 3/14/20222038283641 on 3/15/20222038283641 on 3/16/20222038283641 on 3/28/20222038283641 on 3/29/20222038283641 on 3/29/20222038283641 on 4/13/20222038283641 on 5/31/20222038283641 on 8/3/20222038283641 on 10/31/20222038283641 on 11/1/20222038283641 on 11/1/20222038283641 on 12/9/20222038283641 on 1/3/20232038283641 on 1/4/20232038283641 on 1/9/20232250828187 on 3/7/20232250828187 on 3/8/20232250828187 on 3/8/20232250828187 on 7/26/20232250828187 on 7/27/20232250828187 on 7/28/20232250828187 on 7/28/20232250828187 on 8/3/20232250828187 on 8/4/20232250828187 on 11/8/20232250828187 on 11/30/20232250828187 on 12/1/20232250828187 on 1/2/20242250828187 on 1/3/20242576383375 on 2/26/20242576383375 on 2/27/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025821 on 11/25/20191420 on 3/30/20201420 on 6/22/20201420 on 6/23/20201420 on 7/23/20201420 on 9/1/20201420 on 10/7/20201420 on 12/7/20201420 on 2/3/20211420 on 2/4/20211420 on 2/4/20211420 on 2/5/20211624 on 3/4/20211624 on 3/8/20211624 on 6/11/20211624 on 6/15/20211624 on 8/18/20211624 on 9/29/20211624 on 10/20/20211624 on 10/21/20211624 on 11/18/20211624 on 11/29/20211624 on 12/1/20211624 on 12/16/20211624 on 12/20/20211624 on 12/21/20211624 on 1/10/20222429 on 3/14/20222429 on 3/15/20222429 on 3/16/20222429 on 3/28/20222429 on 3/29/20222429 on 3/29/20222429 on 4/13/20222429 on 5/31/20222429 on 8/3/20222429 on 10/31/20222429 on 11/1/20222429 on 11/1/20222429 on 12/9/20222429 on 1/3/20232429 on 1/4/20232429 on 1/9/20232613 on 3/7/20232613 on 3/8/20232613 on 3/8/20232613 on 7/26/20232613 on 7/27/20232613 on 7/28/20232613 on 7/28/20232613 on 8/3/20232613 on 8/4/20232613 on 11/8/20232613 on 11/30/20232613 on 12/1/20232613 on 1/2/20242613 on 1/3/20242798 on 2/26/20242798 on 2/27/2024

Holdings

From latest 13F, filed July 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 547K 5K 0
ABBVIE INC COM 2M 10K 0
ACCENTURE PLC IRELAND SHS CLASS A 606K 2K 0
ADOBE INC COM 613K 1K 0
ADVANCED MICRO DEVICES INC COM 509K 3K 0
AES CORP COM 197K 11K 0
AFFILIATED MANAGERS GROUP IN COM 267K 2K 0
AFFIRM HLDGS INC NOTE 11/1 22K – 0
AIR PRODS & CHEMS INC COM 380K 1K 0
AIRBNB INC COM CL A 236K 2K 0
AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 15K – 0
ALLIANT ENERGY CORP NOTE 3.875% 3/1 14K – 0
ALPHABET INC CAP STK CL A 4M 21K 0
ALPHABET INC CAP STK CL C 3M 18K 0
ALTRIA GROUP INC COM 3M 56K 0
AMAZON COM INC COM 7M 36K 0
AMCOR PLC ORD 136K 14K 0
AMEREN CORP COM 209K 3K 0
AMERICAN ELEC PWR CO INC COM 344K 4K 0
AMERICAN EXPRESS CO COM 640K 3K 0
AMERICAN INTL GROUP INC COM NEW 374K 5K 0
AMERICAN TOWER CORP NEW COM 1M 6K 0
AMERIPRISE FINL INC COM 241K 565 0
AMGEN INC COM 1M 4K 0
ANALOG DEVICES INC COM 403K 2K 0
APOLLO GLOBAL MGMT INC COM 278K 2K 0
APPLE INC COM 19M 91K 0
APPLIED MATLS INC COM 496K 2K 0
ARRAY TECHNOLOGIES INC NOTE 1.000%12/0 10K – 0
ASML HOLDING N V N Y REGISTRY SHS 513K 502 0
ASTRAZENECA PLC SPONSORED ADR 692K 9K 0
AT&T INC COM 964K 50K 0
AUTODESK INC COM 290K 1K 0
AUTOMATIC DATA PROCESSING IN COM 533K 2K 0
AVERY DENNISON CORP COM 401K 2K 0
BANK AMERICA CORP COM 2M 38K 0
BECTON DICKINSON & CO COM 277K 1K 0
BENTLEY SYS INC NOTE 0.125% 1/1 13K – 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K 0
BIOGEN INC COM 262K 1K 0
BLACKROCK INC COM 738K 938 0
BLACKSTONE INC COM 2M 12K 0
BLOCK INC NOTE 0.250%11/0 10K – 0
BNY MELLON ETF TRUST INTERNATIONL EQT 255K 3K 0
BOEING CO COM 2M 10K 0
BOOKING HOLDINGS INC COM 365K 92 0
BP PLC SPONSORED ADR 448K 12K 0
BRISTOL-MYERS SQUIBB CO COM 658K 16K 0
BROADCOM INC COM 3M 2K 0
CABLE ONE INC NOTE 3/1 11K – 0
CADENCE DESIGN SYSTEM INC COM 360K 1K 0
CAPITAL ONE FINL CORP COM 318K 2K 0
CARLYLE SECURED LENDING INC COM 201K 11K 0
CATERPILLAR INC COM 853K 3K 0
CEDAR FAIR L P DEPOSITRY UNIT 703K 13K 0
CHEESECAKE FACTORY INC NOTE 0.375% 6/1 10K – 0
CHEVRON CORP NEW COM 3M 19K 0
CHIPOTLE MEXICAN GRILL INC COM 1M 21K 0
CHUBB LIMITED COM 962K 4K 0
CINTAS CORP COM 257K 367 0
CISCO SYS INC COM 1M 22K 0
CITIGROUP INC COM NEW 347K 5K 0
CLOUDFLARE INC NOTE 8/1 15K – 0
CME GROUP INC COM 532K 3K 0
COCA COLA CO COM 1M 18K 0
COLGATE PALMOLIVE CO COM 329K 3K 0
COMCAST CORP NEW CL A 1M 36K 0
CONOCOPHILLIPS COM 479K 4K 0
CONSTELLATION ENERGY CORP COM 391K 2K 0
CORCEPT THERAPEUTICS INC COM 325K 10K 0
CORNING INC COM 312K 8K 0
CORTEVA INC COM 269K 5K 0
COSTCO WHSL CORP NEW COM 764K 898 0
CROWDSTRIKE HLDGS INC CL A 421K 1K 0
CVS HEALTH CORP COM 468K 8K 0
DANAHER CORPORATION COM 549K 2K 0
DEERE & CO COM 421K 1K 0
DENISON MINES CORP COM 100K 50K 0
DIAGEO PLC SPON ADR NEW 262K 2K 0
DIGITALOCEAN HLDGS INC NOTE 12/0 22K – 0
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 1M 35K 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 213K 8K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 38K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 61K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 406K 7K 0
DIMENSIONAL ETF TRUST INTL SMALL CAP E 3M 113K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 902K 25K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 2M 26K 0
DISNEY WALT CO COM 1M 11K 0
DOLLAR GEN CORP NEW COM 221K 2K 0
DOMINION ENERGY INC COM 391K 8K 0
DRAFTKINGS INC NEW NOTE 3/1 20K – 0
DROPBOX INC NOTE 3/0 13K – 0
DUKE ENERGY CORP NEW COM NEW 847K 8K 0
EA SERIES TRUST ALPHA ARCH 1-3 304K 3K 0
EA SERIES TRUST EA BRIDGEWAY OMN 1M 51K 0
EATON CORP PLC SHS 1M 5K 0
EDISON INTL COM 489K 7K 0
ELEVANCE HEALTH INC COM 301K 555 0
ELI LILLY & CO COM 3M 3K 0
EMBRAER S.A. SPONSORED ADS 258K 10K 0
EMERSON ELEC CO COM 581K 5K 0
ENBRIDGE INC COM 718K 20K 0
ENERGY TRANSFER L P COM UT LTD PTN 210K 13K 0
ENPHASE ENERGY INC NOTE 3/0 8K – 0
ENTERGY CORP NEW COM 423K 4K 0
ENTERPRISE PRODS PARTNERS L COM 495K 17K 0
EOG RES INC COM 420K 3K 0
EQUINIX INC COM 554K 732 0
ESSENTIAL UTILS INC COM 344K 9K 0
ETSY INC NOTE 0.125% 9/0 8K – 0
EVOLENT HEALTH INC NOTE 1.500%10/1 14K – 0
EXACT SCIENCES CORP NOTE 0.375% 3/0 21K – 0
EXELON CORP COM 238K 7K 0
EXXON MOBIL CORP COM 4M 32K 0
F N B CORP COM 495K 36K 0
FEDEX CORP COM 311K 1K 0
FERRARI N V COM 373K 914 0
FIDELITY NATL INFORMATION SV COM 352K 5K 0
FIRSTENERGY CORP COM 307K 8K 0
FISERV INC COM 282K 2K 0
FORD MTR CO DEL COM 370K 30K 0
FORD MTR CO DEL NOTE 3/1 14K – 0
FREEPORT-MCMORAN INC CL B 535K 11K 0
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 345K 54K 0
GENERAL DYNAMICS CORP COM 278K 959 0
GENERAL ELECTRIC CO COM NEW 465K 3K 0
GENERAL MTRS CO COM 972K 21K 0
GENUINE PARTS CO COM 519K 4K 0
GENWORTH FINL INC COM CL A 121K 20K 0
GILEAD SCIENCES INC COM 312K 5K 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 2M 14K 0
GOLDMAN SACHS GROUP INC COM 2M 4K 0
GRAINGER W W INC COM 202K 224 0
GSK PLC SPONSORED ADR 321K 8K 0
HALEON PLC SPON ADS 167K 20K 0
HCA HEALTHCARE INC COM 200K 623 0
HEICO CORP NEW CL A 3M 18K 0
HEICO CORP NEW COM 2M 8K 0
HOME DEPOT INC COM 2M 6K 0
HONEYWELL INTL INC COM 863K 4K 0
HUNTINGTON BANCSHARES INC COM 665K 50K 0
HUNTINGTON INGALLS INDS INC COM 223K 905 0
INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 3M 128K 0
INNOVATOR ETFS TRUST US SML CP PWR B 2M 57K 0
INNOVATOR ETFS TRUST US EQTY BUFR JAN 7M 149K 0
INNOVATOR ETFS TRUST US EQTY BUFR JUL 2M 42K 0
INNOVATOR ETFS TRUST US SML CP PWR B 518K 19K 0
INSULET CORP NOTE 0.375% 9/0 15K – 0
INTEL CORP COM 418K 14K 0
INTERCONTINENTAL EXCHANGE IN COM 390K 3K 0
INTERNATIONAL BUSINESS MACHS COM 2M 9K 0
INTUIT COM 1M 2K 0
INTUITIVE SURGICAL INC COM NEW 1M 3K 0
INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 2M 51K 0
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 343K 3K 0
INVESCO QQQ TR UNIT SER 1 9M 19K 0
IONIS PHARMACEUTICALS INC NOTE 4/0 16K – 0
ISHARES INC CORE MSCI EMKT 16M 299K 0
ISHARES INC MSCI EMRG CHN 458K 8K 0
ISHARES TR RUSSELL 2000 ETF 597K 3K 0
ISHARES TR RUS 1000 GRW ETF 4M 12K 0
ISHARES TR CORE US AGGBD ET 15M 158K 0
ISHARES TR US BR DEL SE ETF 323K 3K 0
ISHARES TR ESG EAFE ETF 228K 3K 0
ISHARES TR RUS 1000 VAL ETF 1M 7K 0
ISHARES TR RUS MDCP VAL ETF 580K 5K 0
ISHARES TR CORE HIGH DV ETF 222K 2K 0
ISHARES TR CORE S&P500 ETF 176M 322K 0
ISHARES TR EAFE VALUE ETF 845K 16K 0
ISHARES TR BROAD USD HIGH 2M 42K 0
ISHARES TR MSCI USA MMENTM 1M 6K 0
ISHARES TR 10+ YR INVST GRD 621K 12K 0
ISHARES TR CORE DIV GRWTH 542K 9K 0
ISHARES TR U.S. FIN SVC ETF 419K 6K 0
ISHARES TR CORE S&P TTL STK 435K 4K 0
ISHARES TR CORE MSCI EAFE 44M 612K 0
ISHARES TR S&P 500 GRWT ETF 483K 5K 0
ISHARES TR RUS MID CAP ETF 855K 11K 0
ISHARES TR RUS 1000 ETF 314K 1K 0
ISHARES TR CORE S&P MCP ETF 2M 30K 0
ISHARES TR MSCI USA MIN VOL 2M 21K 0
ISHARES TR MSCI USA QLT FCT 548K 3K 0
ISHARES TR U.S. TECH ETF 2M 11K 0
ISHARES TR U.S. MED DVC ETF 204K 4K 0
ISHARES TR ESG AW MSCI EAFE 275K 3K 0
ISHARES TR CORE S&P SCP ETF 29M 274K 0
ISHARES TR 7-10 YR TRSY BD 221K 2K 0
ISHARES TR ESG MSCI USA ETF 646K 14K 0
ISHARES TR MSCI USA SMCP MN 882K 24K 0
ITRON INC NOTE 3/1 13K – 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 333K 6K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 368K 6K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 741K 13K 0
JANUS DETROIT STR TR HENDERSON MTG 3M 72K 0
JOHNSON & JOHNSON COM 2M 11K 0
JOHNSON CTLS INTL PLC SHS 247K 4K 0
JPMORGAN CHASE & CO COM 7M 35K 0
KEYCORP COM 504K 35K 0
KIMBERLY-CLARK CORP COM 306K 2K 0
KINDER MORGAN INC DEL COM 306K 15K 0
KITE RLTY GROUP TR COM NEW 902K 40K 0
KLA CORP COM NEW 304K 369 0
L3HARRIS TECHNOLOGIES INC COM 281K 1K 0
LABORATORY CORP AMER HLDGS COM NEW 205K 1K 0
LAMAR ADVERTISING CO NEW CL A 468K 4K 0
LATTICE STRATEGIES TR HARTFORD DISCIPL 411K 8K 0
LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 11K – 0
LINCOLN ELEC HLDGS INC COM 737K 4K 0
LINDE PLC SHS 575K 1K 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 226K 83K 0
LOCKHEED MARTIN CORP COM 844K 2K 0
LOWES COS INC COM 456K 2K 0
LUMENTUM HLDGS INC NOTE 0.500%12/1 14K – 0
M & T BK CORP COM 210K 1K 0
MARATHON PETE CORP COM 666K 4K 0
MARKEL GROUP INC COM 260K 165 0
MARRIOTT INTL INC NEW CL A 626K 3K 0
MARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 11K – 0
MARSH & MCLENNAN COS INC COM 335K 2K 0
MASTERCARD INCORPORATED CL A 1M 3K 0
MCDONALDS CORP COM 2M 6K 0
MCKESSON CORP COM 439K 752 0
MEDTRONIC PLC SHS 760K 10K 0
MERCK & CO INC COM 2M 20K 0
META PLATFORMS INC CL A 3M 6K 0
METLIFE INC COM 237K 3K 0
MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 14K – 0
MICRON TECHNOLOGY INC COM 665K 5K 0
MICROSOFT CORP COM 22M 48K 0
MONDELEZ INTL INC CL A 445K 7K 0
MORGAN STANLEY COM NEW 462K 5K 0
MOTOROLA SOLUTIONS INC COM NEW 557K 1K 0
NEOGENOMICS INC NOTE 0.250% 1/1 16K – 0
NETFLIX INC COM 1M 2K 0
NEW YORK CMNTY BANCORP INC COM 33K 10K 0
NEXTERA ENERGY INC COM 716K 10K 0
NIKE INC CL B 840K 11K 0
NORTHROP GRUMMAN CORP COM 487K 1K 0
NOVARTIS AG SPONSORED ADR 216K 2K 0
NOVO-NORDISK A S ADR 541K 4K 0
NU HLDGS LTD ORD SHS CL A 468K 36K 0
NUVEEN PFD & INCOME OPPORTUN COM 96K 13K 0
NVIDIA CORPORATION COM 11M 85K 0
OMNICOM GROUP INC COM 278K 3K 0
ON SEMICONDUCTOR CORP NOTE 0.500% 3/0 22K – 0
ONEOK INC NEW COM 797K 10K 0
OPENDOOR TECHNOLOGIES INC COM 38K 20K 0
ORACLE CORP COM 2M 14K 0
OREILLY AUTOMOTIVE INC COM 218K 206 0
PACER FDS TR TRENDP US LAR CP 300K 6K 0
PALO ALTO NETWORKS INC COM 312K 921 0
PARKER-HANNIFIN CORP COM 3M 7K 0
PEPSICO INC COM 1M 9K 0
PFIZER INC COM 1M 37K 0
PHILIP MORRIS INTL INC COM 2M 17K 0
PHILLIPS EDISON & CO INC COMMON STOCK 469K 14K 0
PNC FINL SVCS GROUP INC COM 866K 6K 0
PPL CAP FDG INC NOTE 2.875% 3/1 15K – 0
PPL CORP COM 218K 8K 0
PROCTER AND GAMBLE CO COM 2M 14K 0
PROGRESSIVE CORP COM 10M 48K 0
PROLOGIS INC. COM 611K 5K 0
PRUDENTIAL FINL INC COM 326K 3K 0
PUBLIC SVC ENTERPRISE GRP IN COM 275K 4K 0
PULTE GROUP INC COM 235K 2K 0
QUALCOMM INC COM 464K 2K 0
REALTY INCOME CORP COM 293K 6K 0
REGENERON PHARMACEUTICALS COM 203K 193 0
RELX PLC SPONSORED ADR 216K 5K 0
RIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 14K – 0
RTX CORPORATION COM 903K 9K 0
S&P GLOBAL INC COM 842K 2K 0
SALESFORCE INC COM 775K 3K 0
SANOFI SPONSORED ADR 288K 6K 0
SAP SE SPON ADR 475K 2K 0
SCHWAB CHARLES CORP COM 707K 10K 0
SCHWAB STRATEGIC TR US SML CAP ETF 53M 1M 0
SCHWAB STRATEGIC TR US LCAP GR ETF 658K 7K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 85M 1M 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 942K 12K 0
SELECT SECTOR SPDR TR TECHNOLOGY 2M 10K 0
SELECT SECTOR SPDR TR INDL 261K 2K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 335K 5K 0
SELECT SECTOR SPDR TR COMMUNICATION 1M 13K 0
SELECT SECTOR SPDR TR ENERGY 395K 4K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 538K 7K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 12K 0
SELECT SECTOR SPDR TR FINANCIAL 1M 25K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 781K 4K 0
SEMPRA COM 306K 4K 0
SERVICENOW INC COM 497K 632 0
SHELL PLC SPON ADS 295K 4K 0
SHERWIN WILLIAMS CO COM 524K 2K 0
SHIFT4 PMTS INC NOTE 12/1 14K – 0
SHOPIFY INC CL A 703K 11K 0
SIRIUS XM HOLDINGS INC COM 28K 10K 0
SNAP INC NOTE 0.750% 8/0 15K – 0
SOUTHERN CO NOTE 3.875%12/1 15K – 0
SOUTHERN CO COM 258K 3K 0
SPDR S&P 500 ETF TR TR UNIT 1M 2K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 266K 497 0
SPDR SER TR PORTFOLIO AGRGTE 1M 40K 0
SPDR SER TR PRTFLO S&P500 VL 4M 83K 0
SPDR SER TR BLOOMBERG 1-3 MO 727K 8K 0
SPDR SER TR S&P SEMICNDCTR 257K 1K 0
SPDR SER TR S&P DIVID ETF 299K 2K 0
STARBUCKS CORP COM 740K 10K 0
STRYKER CORPORATION COM 321K 944 0
SYNOPSYS INC COM 227K 382 0
SYSCO CORP COM 263K 4K 0
T-MOBILE US INC COM 462K 3K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 807K 5K 0
TARGET CORP COM 646K 4K 0
TE CONNECTIVITY LTD SHS 477K 3K 0
TELADOC HEALTH INC NOTE 1.250% 6/0 14K – 0
TESLA INC COM 1M 7K 0
TEXAS INSTRS INC COM 1M 5K 0
THE CIGNA GROUP COM 455K 1K 0
THERMO FISHER SCIENTIFIC INC COM 646K 1K 0
TJX COS INC NEW COM 781K 7K 0
TORONTO DOMINION BK ONT COM NEW 304K 6K 0
TOTALENERGIES SE SPONSORED ADS 263K 4K 0
TRACTOR SUPPLY CO COM 381K 1K 0
TRAVELERS COMPANIES INC COM 611K 3K 0
TRUIST FINL CORP COM 524K 13K 0
TRX GOLD CORPORATION COM 10K 25K 0
UBER TECHNOLOGIES INC NOTE 12/1 32K – 0
UBER TECHNOLOGIES INC COM 318K 4K 0
UNILEVER PLC SPON ADR NEW 500K 9K 0
UNION PAC CORP COM 606K 3K 0
UNITED PARCEL SERVICE INC CL B 15M 110K 0
UNITEDHEALTH GROUP INC COM 2M 5K 0
US BANCORP DEL COM NEW 427K 11K 0
VANECK ETF TRUST CEF MUNI INCOME 20M 915K 0
VANECK ETF TRUST MRNGSTR INT MOAT 444K 14K 0
VANECK ETF TRUST SEMICONDUCTR ETF 234K 898 0
VANGUARD BD INDEX FDS INTERMED TERM 631K 8K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 303K 4K 0
VANGUARD BD INDEX FDS LONG TERM BOND 653K 9K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 1M 17K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1M 29K 0
VANGUARD INDEX FDS MCAP GR IDXVIP 1M 6K 0
VANGUARD INDEX FDS TOTAL STK MKT 992K 4K 0
VANGUARD INDEX FDS SMALL CP ETF 41M 190K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 28K 0
VANGUARD INDEX FDS REAL ESTATE ETF 4M 47K 0
VANGUARD INDEX FDS SML CP GRW ETF 226K 903 0
VANGUARD INDEX FDS SM CP VAL ETF 265K 1K 0
VANGUARD INDEX FDS MID CAP ETF 4M 16K 0
VANGUARD INDEX FDS VALUE ETF 3M 18K 0
VANGUARD INDEX FDS MCAP VL IDXVIP 568K 4K 0
VANGUARD INDEX FDS LARGE CAP ETF 469K 2K 0
VANGUARD INDEX FDS GROWTH ETF 8M 21K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 575K 10K 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 480K 6K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 46M 1M 0
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 58K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 258K 1K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 716K 16K 0
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 245K 3K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 795K 10K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 1M 11K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 8M 136K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 31K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 60M 1M 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 973K 8K 0
VANGUARD WORLD FD HEALTH CAR ETF 289K 1K 0
VANGUARD WORLD FD INF TECH ETF 771K 1K 0
VERIZON COMMUNICATIONS INC COM 1M 31K 0
VERTEX PHARMACEUTICALS INC COM 552K 1K 0
VIATRIS INC COM 118K 11K 0
VISA INC COM CL A 3M 10K 0
VULCAN MATLS CO COM 201K 808 0
WALMART INC COM 2M 25K 0
WASTE MGMT INC DEL COM 363K 2K 0
WAYFAIR INC NOTE 1.000% 8/1 9K – 0
WEC ENERGY GROUP INC COM 519K 7K 0
WELLS FARGO CO NEW COM 993K 17K 0
WELLS FARGO CO NEW PERP PFD CNV A 388K 326 0
WELLTOWER INC COM 256K 2K 0
WILLIAMS COS INC COM 1M 26K 0
WOLFSPEED INC NOTE 1.875%12/0 14K – 0
XYLEM INC COM 239K 2K 0
YUM BRANDS INC COM 328K 2K 0
ZILLOW GROUP INC NOTE 1.375% 9/0 12K – 0
ZOETIS INC CL A 228K 1K 0