Hedge Fund Database

RESOLUTION CAPITAL LIMITED

Adviser information for RESOLUTION CAPITAL LIMITED last updated from Form ADV on September 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Australia

Employees

Total Number of Employees 27
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 34 $9.6B
Non-Discretionary 0 $0
Total 34 $9.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $3.6B
Pension and profit sharing plans 10 $1.9B
Charitable organizations 0 $0
State or municipal gov entities 5 $766.2M
Other investment advisers <5 $1.3M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.0B
Corporations or other businesses 9 $2.3B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 91

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-67600
SEC ERA File Number 801-67600
SEC CIK Numbers 1612389
SEC CRD Numbers 142409
Legal Entity Identifier 549300JKGKT4PJ43H784

Principal Office

LEVEL 31
20 BOND STREET
SYDNEY, NSW
Australia
Monday - Friday, 8.30AM - 5.30PM
Tel: 61 2 8258 9188, Fax: 61 2 8258 9199

Websites

www.rescap.com/ www.linkedin.com/company/resolution-capital-limited/

Chief Compliance Officer

KAREN MUSPRATT
HEAD OF OPERATIONS
LEVEL 31
20 BOND STREET
SYDNEY, NSW
Australia
Tel: +61 2 8258 9110
Fax: +61 2 8258 9199
(Full email address available in API data)

Regulatory Contact

LISA PETANCEVSKI
RISK & COMPLIANCE MANAGER
LEVEL 31
20 BOND STREET
SYDNEY, NSW
Australia
Tel: +61 2 8970 7707
Fax: +61 2 8258 9199
(Full email address available in API data)

Industry Affiliates

PINNACLE INVESTMENT MANAGEMENT LIMITED Other investment adviser, including financial planners
RESOLUTION CAPITAL (US) LIMITED Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FORAY ENTERPRISES PTY LTD Foreign Entity – SHAREHOLDER 03/2004 > 75%
PARSONS, ANDREW, GERARD Individual – EXECUTIVE DIRECTOR 01/2019 < 5%
MACOUN, IAN Individual – DIRECTOR 09/2007 < 5%
COLANTONIO, MARCO Individual – DIRECTOR 09/2007 < 5%
PINNACLE INVESTMENT MANAGEMENT LIMITED Foreign Entity FORAY ENTERPRISES PTY LTD SHAREHOLDER 09/2007 25-50%
PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED Foreign Entity PINNACLE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER 06/2004 > 75%
LUTON, SONIA Individual – MANAGING DIRECTOR 01/2019 < 5%
MUSPRATT, KAREN Individual – CHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS 03/2019 < 5%
CAMERON, MICHAEL, ANDREW Individual – DIRECTOR 04/2020 < 5%

No. Employees, Historic

3015020192020202120222023202422 on 8/30/201922 on 9/9/202026 on 9/21/202125 on 9/19/202225 on 6/21/202327 on 9/4/2023

RAUM, Historic

20B10B02019202020212022202320245834629421 on 8/30/20196181821268 on 9/9/202012297386676 on 9/21/202110554072415 on 9/19/202210554072415 on 6/21/20239554146345 on 9/4/2023

No. Clients, Historic

4020020192020202120222023202426 on 8/30/201926 on 9/9/202029 on 9/21/202133 on 9/19/202233 on 6/21/202332 on 9/4/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALEXANDRIA REAL ESTATE EQ IN COM 59M 503K –
AMEREN CORP COM 726K 10K –
AVALONBAY CMNTYS INC COM 1M 7K –
BOSTON PROPERTIES INC COM 62M 1M –
CONSTELLATION ENERGY CORP COM 526K 3K –
CROWN CASTLE INC COM 1M 11K –
CSX CORP COM 449K 13K –
CUBESMART COM 205M 5M –
DIGITAL RLTY TR INC COM 439M 3M –
DOMINION ENERGY INC COM 1M 28K –
DUKE ENERGY CORP NEW COM NEW 2M 16K –
EDISON INTL COM 1M 19K –
EQUINIX INC COM 569M 752K –
EQUITY LIFESTYLE PPTYS INC COM 141M 2M –
EQUITY RESIDENTIAL SH BEN INT 543M 8M –
ESSENTIAL PPTYS RLTY TR INC COM 71M 3M –
ESSEX PPTY TR INC COM 199M 729K –
EXTRA SPACE STORAGE INC COM 65M 417K –
FEDERAL RLTY INVT TR NEW SH BEN INT NEW 296M 3M –
HOST HOTELS & RESORTS INC COM 100M 6M –
INVITATION HOMES INC COM 398M 11M –
KILROY RLTY CORP COM 80M 3M –
KIMCO RLTY CORP COM 95M 5M –
KINDER MORGAN INC DEL COM 727K 37K –
NEXTERA ENERGY INC COM 2M 30K –
PG&E CORP COM 2M 89K –
PNM RES INC COM 2M 42K –
PROLOGIS INC. COM 368M 3M –
PUBLIC SVC ENTERPRISE GRP IN COM 2M 26K –
REALTY INCOME CORP COM 200M 4M –
SBA COMMUNICATIONS CORP NEW CL A 712K 4K –
SOUTHERN CO COM 857K 11K –
SUN CMNTYS INC COM 76M 634K –
TARGA RES CORP COM 2M 13K –
TERRENO RLTY CORP COM 119M 2M –
UDR INC COM 41M 993K –
UNION PAC CORP COM 2M 8K –
URBAN EDGE PPTYS COM 95M 5M –
VENTAS INC COM 362M 7M –
WELLTOWER INC COM 711M 7M –
XCEL ENERGY INC COM 1M 21K –