Hedge Fund Database

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT, LLC Legal Name

Adviser information for WALLINGTON ASSET MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 839 $1.1B
Non-Discretionary 0 $0
Total 839 $1.1B

Clients

Type Number RAUM
Individuals 121 $49.7M
HNW Individuals 177 $825.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 17 $136.5M
Charitable organizations 12 $28.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $11.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 24.3M
Portfolio Manager to Program Sponsor
WALLINGTON ASSET MANAGEMENT WRAP FEE PROGRAM WALLINGTON ASSET MANAGEMENT

Identifiers

SEC RIA File Number 801-67613
SEC ERA File Number 801-67613
SEC CIK Numbers 1426754
SEC CRD Numbers 143360
Legal Entity Identifier None

Principal Office

8900 KEYSTONE CROSSING
SUITE 1015
INDIANAPOLIS
IN
United States
Monday - Friday, 7:30 A.M. - 6:00 P.M.
Tel: 317-575-8670, Fax: 317-575-8671

Websites

www.wallingtonasset.com/ www.wallington.com www.linkedin.com/company/wallingtonasset

Chief Compliance Officer

JOHN SWHEAR
8900 KEYSTONE CROSSING
SUITE 1015
INDIANAPOLIS
IN
United States
Tel: 317-833-7859
(Full email address available in API data)

Regulatory Contact

JEFFREY DOWDEN
EXECUTIVE VICE PRESIDENT
8900 KEYSTONE CROSSING
SUITE 1015
INDIANAPOLIS
IN
United States
Tel: 317-575-8670
Fax: 317-575-8671
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WEISS, TERENCE, PAUL Individual – PRESIDENT/MANAGING MEMBER 02/2007 > 75%
DOWDEN, JEFFREY, GERMAINE Individual – EXECUTIVE VICE PRESIDENT 03/2007 < 5%
Swhear, John, Carl Individual – CHIEF COMPLIANCE OFFICER 10/2019 < 5%

No. Employees, Historic

20100201920202021202220232024202518 on 6/26/201918 on 10/24/201918 on 11/8/201918 on 12/5/201918 on 2/20/202016 on 3/27/202016 on 6/30/202016 on 8/25/202016 on 3/24/202116 on 6/23/202116 on 6/25/202116 on 9/1/202116 on 9/27/202116 on 3/31/202216 on 11/2/202216 on 3/29/202316 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025675985316 on 6/26/2019675985316 on 10/24/2019675985316 on 11/8/2019675985316 on 12/5/2019675985316 on 2/20/2020811868324 on 3/27/2020811868324 on 6/30/2020811868324 on 8/25/2020909031852 on 3/24/2021909031852 on 6/23/2021909031852 on 6/25/2021909031852 on 9/1/2021909031852 on 9/27/20211027061512 on 3/31/20221027061512 on 11/2/2022929894649 on 3/29/20231050668660 on 3/28/2024

No. Clients, Historic

40020002019202020212022202320242025287 on 6/26/2019287 on 10/24/2019287 on 11/8/2019287 on 12/5/2019287 on 2/20/2020353 on 3/27/2020353 on 6/30/2020353 on 8/25/2020332 on 3/24/2021332 on 6/23/2021332 on 6/25/2021332 on 9/1/2021332 on 9/27/2021339 on 3/31/2022339 on 11/2/2022320 on 3/29/2023329 on 3/28/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Aflac Inc. COM 5K 61K –
Alphabet Inc. Class C COM 14K 79K –
Amazon.com Inc. COM 16K 85K –
American Tower Corp. COM 13K 66K –
Amgen Inc. COM 13K 41K –
Apple Inc. COM 26K 124K –
BP PLC (ADR) COM 10K 265K –
Bank of America Corp. COM 9K 235K –
Berkshire Hathaway Inc. Class COM 407 1K –
Boeing Co. COM 910 5K –
Broadcom Inc. COM 214 133 –
CVS Health Corp. COM 7K 116K –
Canadian Natural Resources Ltd COM 441 12K –
Cheniere Energy Partners LP COM 205 4K –
Coca-Cola Co. COM 204 3K –
Colgate-Palmolive Co. COM 7K 70K –
Cummins Inc. COM 9K 32K –
Deere & Co. COM 10K 26K –
Dick's Sporting Goods Inc. COM 258 1K –
Elevance Health Inc. COM 217 400 –
Eli Lilly & Co. COM 4K 4K –
Exxon Mobil Corp. COM 10K 86K –
FS Energy and Power Fund COM 51 15K –
Goldman Sachs Group Inc. COM 15K 34K –
Home Depot Inc. COM 6K 16K –
Honeywell International Inc. COM 17K 81K –
IDEX Corp. COM 282 1K –
JPMorgan Chase & Co. COM 707 3K –
Johnson & Johnson COM 12K 85K –
KKR & Co. Inc. COM 263 3K –
Kenvue Inc. COM 4K 196K –
Linde PLC COM 30K 69K –
Lowe's Companies Inc. COM 10K 44K –
McCormick & Co. Inc. COM 284 4K –
Medtronic PLC COM 14K 183K –
Merck & Co. Inc. COM 304 2K –
Meta Platforms Inc. COM 16K 31K –
Micron Technology Inc. COM 5K 41K –
Microsoft Corp. COM 41K 93K –
NVIDIA Corp. COM 2K 16K –
Palo Alto Networks Inc. COM 13K 38K –
PepsiCo Inc. COM 6K 36K –
Phillips 66 COM 18K 130K –
Roche Holdings Ltd. (ADR) COM 2K 47K –
TJX Companies Inc. COM 29K 266K –
The Walt Disney Co. COM 5K 48K –
Union Pacific Corp. COM 17K 74K –
UnitedHealth Group Inc. COM 18K 34K –
Visa Inc. Class A COM 21K 78K –
W.R. Berkley Corp. COM 20K 259K –
Avantis U.S. Small-Cap Value E ETF 13K 147K –
Vanguard FTSE Developed Market ETF 45K 911K –
iShares Core S&P Small-Cap ETF ETF 28K 265K –
iShares MSCI Emerging Market e ETF 13K 221K –
Janus Henderson Enterprise Fun ETF 2K 17K –
Janus Henderson VIT Enterprise ETF 211 3K –
T. Rowe Price Small-Cap Value ETF 1K 27K –
T. Rowe Price Small-Cap Value ETF 336 6K –
Vanguard Small-Cap Index Fund ETF 966 9K –
Fidelity Contrafund ETF 701 35K –
Health Care Select Sector SPDR ETF 207 1K –
Invesco Comstock Fund R6 ETF 2K 56K –
Invesco V.I. Comstock Fund VIT ETF 559 13K –
JPMorgan Equity Income Fund I ETF 978 41K –
JPMorgan Equity Income Fund R6 ETF 5K 200K –
Principal Large-Cap Growth Fun ETF 13K 662K –
SPDR Portfolio S&P 500 Growth ETF 785 10K –
SPDR Portfolio S&P 500 Value E ETF 836 17K –
SPDR S&P 500 ETF ETF 4K 6K –
Schwab S&P 500 Index Fund ETF 393 5K –
T. Rowe Price Blue Chip Growth ETF 698 9K –
T. Rowe Price Dividend Growth ETF 684 9K –
Vanguard 500 Index Fund Adm ETF 583 1K –
Vanguard Institutional Index F ETF 269 599 –
iShares S&P 500 Growth ETF ETF 765 8K –
iShares S&P 500 Index Fund K ETF 5K 8K –
American Funds Europacific Gro ETF 339 6K –
Invesco Developing Markets Fun ETF 1K 33K –
T. Rowe Price Overseas Stock F ETF 4K 340K –
Vanguard Total Intl Stock Inde ETF 708 22K –
Eaton Vance Income Fund of Bos ETF 203 40K –
Vanguard Short-Term Corporate ETF 613 8K –
Vanguard Short-Term Corporate ETF 178 15K –
Vanguard Short-Term Corporate ETF 128 11K –
Vanguard Short-Term Inv Grade ETF 4K 405K –
Vanguard Short-Term Inv Grade ETF 170 17K –
SPDR Gold Trust ETF 12K 55K –
iShares Gold Trust ETF 11K 252K –