THE INSTITUTE
INSTITUTE FOR WEALTH MANAGEMENT LLC Legal Name
Adviser information for THE INSTITUTE last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 36 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,771 | $919.2M |
| Non-Discretionary | 16 | $7.7M |
| Total | 1,787 | $926.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 540 | $146.7M |
| HNW Individuals | 164 | $687.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $19.3M |
| Pension and profit sharing plans | 104 | $63.3M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $8.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
9878 W. BELLEVIEW AVE.#2306
DENVER
CO
United States
Monday - Friday, 8:00A.M. - 5:00P.M. (CLOSE AT 3:00P.M. ON FRIDAYS)
Tel: 303-572-3500, Fax: 303-572-3515
Chief Compliance Officer
MATTHEW MEDEIROS
PRESIDENT & CCO
9878 W. BELLEVIEW AVE.
#2306
DENVER
CO
United States
Tel:
720.956.3185
Fax:
303-572-3515
M****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MADISON PARK HARBOR FUND, LP | Hedge Fund | $19.3M | $0.3M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEDEIROS, MATTHEW, DOUGLAS | Individual | INSTITUTE FOR WEALTH HOLDINGS, INC. | CEO | 06/2015 | 25-50% |
| INSTITUTE FOR WEALTH HOLDINGS, INC. | Domestic Entity | – | MANAGING MEMBER | 05/2004 | > 75% |
| MEDEIROS, MATTHEW, DOUGLAS | Individual | – | PRESIDENT & CCO | 06/2003 | < 5% |
| JORGENSEN, JEFFERY, FRANDS | Individual | – | CHIEF OPERATIONS OFFICER | 01/2010 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 296K | 3K | – |
| ABBOTT LABS | COM | 940K | 9K | – |
| ABBVIE INC | COM | 3M | 20K | – |
| ABRDN ETFS | BBRG ALL COMD K1 | 248K | 12K | – |
| ABRDN GLOBAL INFRA INCOME FU | COM SHS BEN INT | 263K | 14K | – |
| ABSCI CORPORATION | COM | 2M | 511K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 668K | 2K | – |
| ADOBE INC | COM | 10M | 19K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 485K | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 5M | 31K | – |
| AERCAP HOLDINGS NV | SHS | 222K | 2K | – |
| AGILON HEALTH INC | COM | 262K | 40K | – |
| AIR PRODS & CHEMS INC | COM | 377K | 1K | – |
| AIRBNB INC | COM CL A | 301K | 2K | – |
| ALASKA AIR GROUP INC | COM | 440K | 11K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 414K | 6K | – |
| ALLSTATE CORP | COM | 468K | 3K | – |
| ALPHABET INC | CAP STK CL C | 3M | 18K | – |
| ALPHABET INC | CAP STK CL A | 11M | 61K | – |
| ALPS ETF TR | ALERIAN MLP | 214K | 4K | – |
| ALTRIA GROUP INC | COM | 231K | 5K | – |
| AMAZON COM INC | COM | 18M | 91K | – |
| AMERICAN ELEC PWR CO INC | COM | 412K | 5K | – |
| AMERICAN EXPRESS CO | COM | 2M | 9K | – |
| AMERICAN INTL GROUP INC | COM NEW | 1M | 17K | – |
| AMERICAN TOWER CORP NEW | COM | 526K | 3K | – |
| AMERIPRISE FINL INC | COM | 241K | 564 | – |
| AMGEN INC | COM | 4M | 13K | – |
| AMPHENOL CORP NEW | CL A | 361K | 5K | – |
| APA CORPORATION | COM | 412K | 14K | – |
| APOLLO COML REAL EST FIN INC | COM | 217K | 22K | – |
| APPLE INC | COM | 27M | 128K | – |
| APPLIED MATLS INC | COM | 5M | 20K | – |
| ARCH CAP GROUP LTD | ORD | 473K | 5K | – |
| ARES COML REAL ESTATE CORP | COM | 114K | 17K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 2M | 15K | – |
| ARISTA NETWORKS INC | COM | 201K | 572 | – |
| ARROW ELECTRS INC | COM | 275K | 2K | – |
| ASHLAND INC | COM | 235K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 386K | 377 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 424K | 5K | – |
| AT&T INC | COM | 850K | 44K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 531K | 2K | – |
| AUTOZONE INC | COM | 250K | 84 | – |
| AXON ENTERPRISE INC | COM | 6M | 21K | – |
| BADGER METER INC | COM | 243K | 1K | – |
| BANK AMERICA CORP | COM | 3M | 82K | – |
| BAXTER INTL INC | COM | 279K | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
| BERRY CORP | COM | 174K | 27K | – |
| BILL HOLDINGS INC | COM | 404K | 8K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 286K | 14K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 106K | 13K | – |
| BLACKROCK INC | COM | 264K | 335 | – |
| BLACKSTONE INC | COM | 2M | 16K | – |
| BLACKSTONE MTG TR INC | COM CL A | 1M | 68K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 2M | 62K | – |
| BLOCK INC | CL A | 1M | 23K | – |
| BOEING CO | COM | 3M | 16K | – |
| BOOKING HOLDINGS INC | COM | 1M | 375 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 32K | – |
| BROADCOM INC | COM | 4M | 2K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 524K | 45K | – |
| CALAMOS GBL DYN INCOME FUND | COM | 209K | 31K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 336K | 20K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2M | 27K | – |
| CARRIER GLOBAL CORPORATION | COM | 389K | 6K | – |
| CATALENT INC | COM | 263K | 5K | – |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CENTRAL SECS CORP | COM | 870K | 20K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 475K | 2K | – |
| CHENIERE ENERGY INC | COM NEW | 1M | 7K | – |
| CHEVRON CORP NEW | COM | 650K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 440K | 7K | – |
| CHOICE HOTELS INTL INC | COM | 593K | 5K | – |
| CINTAS CORP | COM | 840K | 1K | – |
| CISCO SYS INC | COM | 966K | 20K | – |
| CITIGROUP INC | COM NEW | 1M | 18K | – |
| CLOUDFLARE INC | CL A COM | 698K | 8K | – |
| CME GROUP INC | COM | 2M | 9K | – |
| COCA COLA CO | COM | 715K | 11K | – |
| COMCAST CORP NEW | CL A | 1M | 30K | – |
| CONOCOPHILLIPS | COM | 1M | 10K | – |
| CORNING INC | COM | 418K | 11K | – |
| CORTEVA INC | COM | 510K | 9K | – |
| COSTAR GROUP INC | COM | 2M | 20K | – |
| COSTCO WHSL CORP NEW | COM | 8M | 9K | – |
| CROWDSTRIKE HLDGS INC | CL A | 289K | 755 | – |
| CROWN CASTLE INC | COM | 350K | 4K | – |
| CSX CORP | COM | 2M | 72K | – |
| CUMMINS INC | COM | 657K | 2K | – |
| CVS HEALTH CORP | COM | 462K | 8K | – |
| DANAHER CORPORATION | COM | 885K | 4K | – |
| DATADOG INC | CL A COM | 421K | 3K | – |
| DEERE & CO | COM | 2M | 5K | – |
| DELL TECHNOLOGIES INC | CL C | 2M | 18K | – |
| DELTA AIR LINES INC DEL | COM NEW | 334K | 7K | – |
| DEVON ENERGY CORP NEW | COM | 296K | 6K | – |
| DIAMONDBACK ENERGY INC | COM | 888K | 4K | – |
| DILLARDS INC | CL A | 494K | 1K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 1M | 18K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 633K | 12K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 379K | 11K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 863K | 27K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 294K | 7K | – |
| DISCOVER FINL SVCS | COM | 317K | 2K | – |
| DISNEY WALT CO | COM | 5M | 47K | – |
| DOLLAR GEN CORP NEW | COM | 341K | 3K | – |
| DOLLAR TREE INC | COM | 212K | 2K | – |
| DOMINION ENERGY INC | COM | 205K | 4K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 168K | 13K | – |
| DOW INC | COM | 555K | 10K | – |
| DRAFTKINGS INC NEW | COM CL A | 825K | 22K | – |
| DUPONT DE NEMOURS INC | COM | 832K | 10K | – |
| EATON CORP PLC | SHS | 2M | 7K | – |
| EBAY INC. | COM | 931K | 17K | – |
| ECOLAB INC | COM | 260K | 1K | – |
| EDISON INTL | COM | 219K | 3K | – |
| EDWARDS LIFESCIENCES CORP | COM | 484K | 5K | – |
| ELANCO ANIMAL HEALTH INC | COM | 471K | 33K | – |
| ELECTRONIC ARTS INC | COM | 325K | 2K | – |
| ELEVANCE HEALTH INC | COM | 2M | 3K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| ELLSWORTH GROWTH & INCOME FD | COM | 494K | 60K | – |
| EMERSON ELEC CO | COM | 539K | 5K | – |
| ENDAVA PLC | ADS | 315K | 11K | – |
| ENOVIS CORPORATION | COM | 241K | 5K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 221K | 8K | – |
| EOG RES INC | COM | 2M | 12K | – |
| ESSENTIAL UTILS INC | COM | 406K | 11K | – |
| ETF SER SOLUTIONS | US GLB JETS | 472K | 24K | – |
| EXPEDIA GROUP INC | COM NEW | 274K | 2K | – |
| EXXON MOBIL CORP | COM | 792K | 7K | – |
| F5 INC | COM | 464K | 3K | – |
| FACTSET RESH SYS INC | COM | 743K | 2K | – |
| FAIR ISAAC CORP | COM | 1M | 757 | – |
| FATE THERAPEUTICS INC | COM | 219K | 67K | – |
| FEDEX CORP | COM | 3M | 11K | – |
| FIDELITY NATL INFORMATION SV | COM | 276K | 4K | – |
| FIRST SOLAR INC | COM | 248K | 1K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 273K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 1M | 23K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 250K | 7K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 366K | 3K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 1M | 25K | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 232K | 2K | – |
| FISERV INC | COM | 952K | 6K | – |
| FLEXSHARES TR | HIG YLD VL ETF | 442K | 11K | – |
| FORD MTR CO DEL | COM | 767K | 61K | – |
| FORTINET INC | COM | 3M | 58K | – |
| FOX FACTORY HLDG CORP | COM | 202K | 4K | – |
| FUELCELL ENERGY INC | COM | 106K | 165K | – |
| GABELLI DIVID & INCOME TR | COM | 448K | 20K | – |
| GABELLI EQUITY TR INC | COM | 58K | 11K | – |
| GABELLI MULTIMEDIA TR INC | RIGHT 07/22/2024 | 0 | 16K | – |
| GABELLI MULTIMEDIA TR INC | COM | 88K | 16K | – |
| GAMING & LEISURE PPTYS INC | COM | 220K | 5K | – |
| GARTNER INC | COM | 1M | 3K | – |
| GE AEROSPACE | COM NEW | 2M | 11K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 251K | 3K | – |
| GE VERNOVA INC | COM | 458K | 3K | – |
| GEN DIGITAL INC | COM | 434K | 17K | – |
| GENERAL MLS INC | COM | 317K | 5K | – |
| GENERAL MTRS CO | COM | 2M | 37K | – |
| GENUINE PARTS CO | COM | 510K | 4K | – |
| GILEAD SCIENCES INC | COM | 518K | 8K | – |
| GLOBAL PMTS INC | COM | 329K | 3K | – |
| GLOBAL X FDS | RUSSELL 2000 | 2M | 154K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 3M | 161K | – |
| GLOBAL X FDS | S&P 500 COVERED | 2M | 52K | – |
| GLOBALSTAR INC | COM | 11K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 5M | 11K | – |
| GRACO INC | COM | 220K | 3K | – |
| GUIDEWIRE SOFTWARE INC | COM | 250K | 2K | – |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 303K | 11K | – |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 202K | 10K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 3M | 30K | – |
| HCA HEALTHCARE INC | COM | 834K | 3K | – |
| HDFC BANK LTD | SPONSORED ADS | 359K | 6K | – |
| HEALTHEQUITY INC | COM | 577K | 7K | – |
| HESS CORP | COM | 1M | 7K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 215K | 10K | – |
| HILLMAN SOLUTIONS CORP | COM | 101K | 11K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 378K | 2K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HOWMET AEROSPACE INC | COM | 719K | 9K | – |
| HYATT HOTELS CORP | COM CL A | 2M | 11K | – |
| IDEXX LABS INC | COM | 348K | 715 | – |
| ILLINOIS TOOL WKS INC | COM | 253K | 1K | – |
| ILLUMINA INC | COM | 285K | 3K | – |
| INTEL CORP | COM | 580K | 19K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 362K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 678K | 4K | – |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | 243K | 12K | – |
| INTUIT | COM | 705K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 2M | 40K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SPIN OFF | 1M | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 506K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 6M | 49K | – |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 494K | 25K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 2M | 29K | – |
| INVESCO EXCHANGE TRADED FD T | BIOTECHNOLOGY | 1M | 21K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | 1M | 22K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 510K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 5M | 48K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 289K | 20K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 806K | 15K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 930K | 52K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP GROWTH | 3M | 33K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 864K | 23K | – |
| INVESCO EXCHANGE TRADED FD T | PHARMACEUTICALS | 1M | 13K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 2M | 63K | – |
| INVESCO EXCHANGE TRADED FD T | BLOOMBERG MVP MU | 3M | 61K | – |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 274K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 3M | 56K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 510K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | 524K | 10K | – |
| INVESCO MUNICIPAL TRUST | COM | 153K | 15K | – |
| INVESCO QQQ TR | UNIT SER 1 | 14M | 30K | – |
| INVESCO TR INVT GRADE MUNS | COM | 155K | 15K | – |
| IRIDIUM COMMUNICATIONS INC | COM | 214K | 8K | – |
| ISHARES INC | MSCI JPN ETF NEW | 1M | 18K | – |
| ISHARES INC | CORE MSCI EMKT | 314K | 6K | – |
| ISHARES INC | MSCI MEXICO ETF | 315K | 6K | – |
| ISHARES INC | ESG AWR MSCI EM | 980K | 29K | – |
| ISHARES TR | TIPS BD ETF | 290K | 3K | – |
| ISHARES TR | MSCI KLD400 SOC | 3M | 27K | – |
| ISHARES TR | RUS 1000 VAL ETF | 514K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 26K | – |
| ISHARES TR | RUS MID CAP ETF | 201K | 2K | – |
| ISHARES TR | US TRSPRTION | 637K | 10K | – |
| ISHARES TR | U.S. PHARMA ETF | 725K | 11K | – |
| ISHARES TR | SHORT TREAS BD | 3M | 25K | – |
| ISHARES TR | S&P 500 VAL ETF | 278K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 267K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 10K | – |
| ISHARES TR | RUSSELL 3000 ETF | 3M | 9K | – |
| ISHARES TR | MSCI USA QLT FCT | 4M | 22K | – |
| ISHARES TR | CORE S&P SCP ETF | 251K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 250K | 3K | – |
| ISHARES TR | MSCI USA MIN VOL | 731K | 9K | – |
| ISHARES TR | ESG MSCI LEADR | 214K | 2K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 642K | 11K | – |
| ISHARES TR | ISHARES BIOTECH | 494K | 4K | – |
| ISHARES TR | MSCI USA MMENTM | 708K | 4K | – |
| ISHARES TR | U.S. MED DVC ETF | 2M | 29K | – |
| ISHARES TR | 20 YR TR BD ETF | 341K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | SELECT DIVID ETF | 243K | 2K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 54K | – |
| ISHARES TR | ESG AWR US AGRGT | 379K | 8K | – |
| ISHARES TR | GLB INFRASTR ETF | 220K | 5K | – |
| ISHARES TR | EXPANDED TECH | 413K | 5K | – |
| ISHARES TR | MICRO-CAP ETF | 907K | 8K | – |
| ISHARES TR | ESG ADV TTL USD | 208K | 5K | – |
| ISHARES TR | CORE S&P TTL STK | 945K | 8K | – |
| ISHARES TR | RUS 2000 GRW ETF | 250K | 953 | – |
| ISHARES TR | TRS FLT RT BD | 367K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 513K | 7K | – |
| ISHARES TR | ESG AWR MSCI USA | 5M | 45K | – |
| ISHARES TR | EUROPE ETF | 3M | 46K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 11K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 24K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTI INTL ETF | 706K | 21K | – |
| JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 949K | 15K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JOHNSON CTLS INTL PLC | SHS | 327K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 17K | – |
| KEYCORP | COM | 391K | 28K | – |
| KKR & CO INC | COM | 806K | 8K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 353K | 2K | – |
| LABCORP HOLDINGS INC | COM SHS | 263K | 1K | – |
| LAM RESEARCH CORP | COM | 8M | 8K | – |
| LENNAR CORP | CL A | 1M | 9K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 476K | 70K | – |
| LINDE PLC | SHS | 474K | 1K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 254K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| LOWES COS INC | COM | 2M | 11K | – |
| LULULEMON ATHLETICA INC | COM | 350K | 1K | – |
| MADISON SQUARE GARDEN ENTMT | COM CL A | 204K | 6K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 823K | 4K | – |
| MARATHON PETE CORP | COM | 2M | 13K | – |
| MARRIOTT INTL INC NEW | CL A | 1M | 5K | – |
| MARVELL TECHNOLOGY INC | COM | 1M | 15K | – |
| MASCO CORP | COM | 467K | 7K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MCDONALDS CORP | COM | 880K | 3K | – |
| MCKESSON CORP | COM | 710K | 1K | – |
| MERCADOLIBRE INC | COM | 552K | 336 | – |
| MERCK & CO INC | COM | 1M | 10K | – |
| META PLATFORMS INC | CL A | 10M | 20K | – |
| METLIFE INC | COM | 737K | 11K | – |
| MGM RESORTS INTERNATIONAL | COM | 387K | 9K | – |
| MICRON TECHNOLOGY INC | COM | 671K | 5K | – |
| MICROSOFT CORP | COM | 23M | 51K | – |
| MONDELEZ INTL INC | CL A | 336K | 5K | – |
| MONSTER BEVERAGE CORP NEW | COM | 208K | 4K | – |
| MOODYS CORP | COM | 773K | 2K | – |
| MORGAN STANLEY | COM NEW | 2M | 18K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 218K | 566 | – |
| MSCI INC | COM | 667K | 1K | – |
| NETFLIX INC | COM | 3M | 4K | – |
| NIKE INC | CL B | 2M | 23K | – |
| NORTHWEST BANCSHARES INC MD | COM | 168K | 15K | – |
| NOV INC | COM | 262K | 14K | – |
| NOVANTA INC | COM | 313K | 2K | – |
| NOVARTIS AG | SPONSORED ADR | 393K | 4K | – |
| NOVO-NORDISK A S | ADR | 2M | 13K | – |
| NUCOR CORP | COM | 614K | 4K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 205K | 5K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 625K | 8K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 402K | 29K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 162K | 14K | – |
| NVIDIA CORPORATION | COM | 101M | 814K | – |
| NXP SEMICONDUCTORS N V | COM | 373K | 1K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 355K | 19K | – |
| OCCIDENTAL PETE CORP | COM | 1M | 22K | – |
| ONEOK INC NEW | COM | 328K | 4K | – |
| ORACLE CORP | COM | 3M | 20K | – |
| OREILLY AUTOMOTIVE INC | COM | 280K | 265 | – |
| OTIS WORLDWIDE CORP | COM | 204K | 2K | – |
| PACCAR INC | COM | 381K | 4K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 364K | 14K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 655K | 63K | – |
| PAYPAL HLDGS INC | COM | 2M | 41K | – |
| PEPSICO INC | COM | 564K | 3K | – |
| PFIZER INC | COM | 705K | 25K | – |
| PHILIP MORRIS INTL INC | COM | 283K | 3K | – |
| PHILLIPS 66 | COM | 1M | 8K | – |
| PINTEREST INC | CL A | 200K | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 372K | 2K | – |
| POWERSHARES ACTIVELY MANAGED | ULTRA SHRT DUR | 637K | 13K | – |
| PRIMERICA INC | COM | 216K | 912 | – |
| PROCTER AND GAMBLE CO | COM | 1M | 7K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 256K | 3K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 450K | 5K | – |
| PRUDENTIAL FINL INC | COM | 1M | 9K | – |
| PULTE GROUP INC | COM | 1M | 10K | – |
| QORVO INC | COM | 505K | 4K | – |
| QUALCOMM INC | COM | 3M | 14K | – |
| QUANTA SVCS INC | COM | 568K | 2K | – |
| RADIAN GROUP INC | COM | 366K | 12K | – |
| RBC BEARINGS INC | COM | 221K | 818 | – |
| READY CAPITAL CORP | COM | 134K | 16K | – |
| RECURSION PHARMACEUTICALS IN | CL A | 4M | 581K | – |
| RED ROCK RESORTS INC | CL A | 648K | 12K | – |
| REDFIN CORP | COM | 262K | 44K | – |
| REGENERON PHARMACEUTICALS | COM | 922K | 877 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 283K | 1K | – |
| REVVITY INC | COM | 464K | 4K | – |
| RITHM CAPITAL CORP | COM NEW | 726K | 67K | – |
| ROBLOX CORP | CL A | 635K | 17K | – |
| ROGERS COMMUNICATIONS INC | CL B | 203K | 5K | – |
| ROYAL CARIBBEAN GROUP | COM | 328K | 2K | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 270K | 10K | – |
| ROYCE MICRO-CAP TR INC | COM | 190K | 21K | – |
| RTX CORPORATION | COM | 2M | 16K | – |
| RUNWAY GROWTH FINANCE CORP | COM | 137K | 12K | – |
| S&P GLOBAL INC | COM | 716K | 2K | – |
| SALESFORCE INC | COM | 3M | 10K | – |
| SCHLUMBERGER LTD | COM STK | 324K | 7K | – |
| SCHWAB CHARLES CORP | COM | 638K | 9K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 837K | 11K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 6M | 63K | – |
| SEA LTD | SPONSORD ADS | 377K | 5K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 226K | 2K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 5M | 112K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 485K | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 868K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3M | 29K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 273K | 4K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 436K | 5K | – |
| SELECT SECTOR SPDR TR | INDL | 5M | 41K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 246K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 550K | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 21K | – |
| SERVICENOW INC | COM | 2M | 3K | – |
| SHERWIN WILLIAMS CO | COM | 1M | 4K | – |
| SHOPIFY INC | CL A | 554K | 8K | – |
| SKYWORKS SOLUTIONS INC | COM | 671K | 6K | – |
| SNOWFLAKE INC | CL A | 793K | 6K | – |
| SOUTHERN CO | COM | 327K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 416K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 399K | 2K | – |
| SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 2M | 47K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 10K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 556K | 1K | – |
| SPDR SER TR | S&P HOMEBUILD | 2M | 18K | – |
| SPDR SER TR | S&P BK ETF | 205K | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 283K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 809K | 9K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 6M | 124K | – |
| SPDR SER TR | S&P REGL BKG | 684K | 14K | – |
| SPDR SER TR | NYSE TECH ETF | 1M | 5K | – |
| SPDR SER TR | S&P RETAIL ETF | 387K | 5K | – |
| ST JOE CO | COM | 2M | 29K | – |
| STAGWELL INC | COM CL A | 364K | 53K | – |
| STAR BULK CARRIERS CORP. | SHS PAR | 410K | 17K | – |
| STARBUCKS CORP | COM | 6M | 79K | – |
| SUNCOR ENERGY INC NEW | COM | 438K | 11K | – |
| SUNOPTA INC | COM | 162K | 30K | – |
| SYSCO CORP | COM | 262K | 4K | – |
| T-MOBILE US INC | COM | 366K | 2K | – |
| TARGET CORP | COM | 601K | 4K | – |
| TCW STRATEGIC INCOME FD INC | COM | 247K | 52K | – |
| TE CONNECTIVITY LTD | SHS | 213K | 1K | – |
| TELEFONAKTIEBOLAGET LM ERICS | ADR B SEK 10 | 411K | 67K | – |
| TESLA INC | COM | 6M | 29K | – |
| TEXAS INSTRS INC | COM | 6M | 30K | – |
| THE CIGNA GROUP | COM | 1M | 5K | – |
| THE TRADE DESK INC | COM CL A | 1M | 12K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 548K | 991 | – |
| TILRAY BRANDS INC | COM | 67K | 40K | – |
| TJX COS INC NEW | COM | 855K | 8K | – |
| TOTALENERGIES SE | SPONSORED ADS | 250K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 321K | 977 | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| TRIPLE FLAG PRECIOUS METAL | COM | 245K | 16K | – |
| TRUIST FINL CORP | COM | 328K | 8K | – |
| U HAUL HOLDING COMPANY | COM SER N | 886K | 15K | – |
| UBER TECHNOLOGIES INC | COM | 349K | 5K | – |
| ULTA BEAUTY INC | COM | 431K | 1K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 13K | – |
| UNITED RENTALS INC | COM | 5M | 8K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNIVERSAL DISPLAY CORP | COM | 269K | 1K | – |
| US BANCORP DEL | COM NEW | 437K | 11K | – |
| VAIL RESORTS INC | COM | 2M | 10K | – |
| VALERO ENERGY CORP | COM | 714K | 5K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 5M | 18K | – |
| VANECK ETF TRUST | BIOTECH ETF | 1M | 8K | – |
| VANECK ETF TRUST | MORTGAGE REIT | 165K | 15K | – |
| VANECK ETF TRUST | IG FLOATING RATE | 291K | 11K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 822K | 11K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 465K | 10K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 977K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 15K | – |
| VANGUARD INDEX FDS | VALUE ETF | 588K | 4K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 386K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 4M | 11K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 1M | 7K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 602K | 8K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 26K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 883K | 13K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 265K | 1K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000VAL | 3M | 22K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 605K | 8K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 302K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 451K | 6K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 415K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 980K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 21K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 347K | 3K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 6K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 1M | 9K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 563K | 2K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 558K | 2K | – |
| VANGUARD WORLD FD | ENERGY ETF | 966K | 8K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 1M | 12K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 556K | 3K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 593K | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | EXTENDED DUR | 793K | 11K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 213K | 1K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 4K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 595K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 24K | – |
| VERMILION ENERGY INC | COM | 358K | 33K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VIKING THERAPEUTICS INC | COM | 2M | 32K | – |
| VIRTUS EQUITY & CONV INCM FD | COM | 355K | 15K | – |
| VIRTUS ETF TR II | VIRTUS US QLTY | 1M | 42K | – |
| VISA INC | COM CL A | 4M | 14K | – |
| WALMART INC | COM | 1M | 22K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 162K | 22K | – |
| WASTE CONNECTIONS INC | COM | 247K | 1K | – |
| WASTE MGMT INC DEL | COM | 2M | 9K | – |
| WELLS FARGO CO NEW | COM | 585K | 10K | – |
| WESCO INTL INC | COM | 278K | 2K | – |
| WESTROCK CO | COM | 224K | 4K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 475K | 17K | – |
| WILLIAMS COS INC | COM | 259K | 6K | – |
| WILLIAMS SONOMA INC | COM | 207K | 732 | – |
| WISDOMTREE TR | US MIDCAP FUND | 739K | 13K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 828K | 12K | – |
| WISDOMTREE TR | US SMALLCAP FUND | 202K | 4K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 993K | 9K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 434K | 9K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 599K | 12K | – |
| WISDOMTREE TR | US LARGECAP FUND | 602K | 11K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 302K | 4K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 529K | 12K | – |
| WISDOMTREE TR | US AI ENHANCED | 870K | 9K | – |
| WYNN RESORTS LTD | COM | 717K | 8K | – |
| YUM BRANDS INC | COM | 406K | 3K | – |
| ZOETIS INC | CL A | 453K | 3K | – |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 205K | 16K | – |