BROOKSTONE WEALTH ADVISORS, LLC
Adviser information for BROOKSTONE WEALTH ADVISORS, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 225 |
|---|---|
| Investment Advisory/Research | 225 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 225 |
| Licensed Agents of an Insurance Company | 225 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-67628 |
|---|---|
| SEC ERA File Number | 801-67628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137658 |
| Legal Entity Identifier | None |
Principal Office
1745 S NAPERVILLE RDSUITE 200
WHEATON
IL
United States
MONDAY-FRIDAY, 8:30 AM - 5:00 PM
Tel: 6306531400, Fax: 6306534925
Chief Compliance Officer
MATT LOVETT
CHIEF COMPLIANCE OFFICER
1745 S NAPERVILLE RD
SUITE 200
WHEATON
IL
United States
Tel:
630-923-6850
M***@***************M
(Full email address available in API data)
Industry Affiliates
| BROOKSTONE ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRUMP, JASON, MICHAEL | Individual | – | VP, RELATIONSHIP MANAGER | 07/2020 | < 5% |
| VANWOERKOM, JOEL, GERALD | Individual | – | VP OF OPERATIONS | 07/2020 | < 5% |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| ZAYED, NADIM, "DEAN" | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| RONCONI, DARRYL, DESMOND | Individual | – | PRESIDENT AND CHIEF OPERATING OFFICER | 07/2020 | < 5% |
| AL BCM, LLC | Domestic Entity | BROOKSTONE CAPITAL MANAGEMENT LLC | MEMBER | 07/2019 | 50-75% |
| ZAYED RIA, LLC | Domestic Entity | BROOKSTONE CAPITAL MANAGEMENT LLC | MEMBER | 07/2019 | 25-50% |
| LOVETT, MATTHEW, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| AL MARKETING, LLC | Domestic Entity | AL BCM, LLC | MEMBER | 09/2021 | > 75% |
| AMERILIFE GROUP, LLC | Domestic Entity | AL MARKETING, LLC | MEMBER | 07/2020 | > 75% |
| AMERILIFE MIDCO, LLC | Domestic Entity | AMERILIFE GROUP, LLC | MEMBER | 07/2020 | > 75% |
| AMERILIFE HOLDINGS, LLC | Domestic Entity | AMERILIFE MIDCO, LLC | MEMBER | 07/2020 | > 75% |
| DIORIO, MARK, WILLIAM | Individual | – | CHIEF INVESTMENT OFFICER | 09/2021 | < 5% |