INTEGRITY FIXED INCOME MANAGEMENT
INTEGRITY FIXED INCOME MANAGEMENT, LLC Legal Name
Adviser information for INTEGRITY FIXED INCOME MANAGEMENT last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $729.7M |
| Non-Discretionary | 0 | $0 |
| Total | 48 | $729.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $16.0M |
| Charitable organizations | <5 | $36.1M |
| State or municipal gov entities | 29 | $338.8M |
| Other investment advisers | <5 | $230.4M |
| Insurance companies | <5 | $63.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $45.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-67633 |
|---|---|
| SEC ERA File Number | 801-67633 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135635 |
| Legal Entity Identifier | None |
Principal Office
651 BRYN MAWR STORLANDO
FL
United States
Monday - Friday, 8:00 AM -5:00 PM
Tel: 407-481-2420, Fax: 407-245-8534
Chief Compliance Officer
CHRISTOPHER CAPUTO
651 BRYN MAWR STREET
ORLANDO
FL
United States
Tel:
407-481-2403
Fax:
407-245-8534
C******@**************M
(Full email address available in API data)
Regulatory Contact
EARL DENNEY
CHIEF EXECUTIVE OFFICER
651 BRYN MAWR STREET
ORLANDO
FL
United States
Tel:
407-481-2420
Fax:
407-245-8534
E******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPUTO, CHRISTOPHER, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2005 | 10-25% |
| DENNEY, LOUIE, EARL | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2016 | 25-50% |
| DENNEY, MICHELLE, ANN | Individual | – | PRESIDENT | 07/2015 | 50-75% |