EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP LLC Legal Name
Adviser information for EVEREST FINANCIAL GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,606 | $818.1M |
| Non-Discretionary | 24 | $10.7M |
| Total | 4,630 | $828.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,940 | $378.0M |
| HNW Individuals | 225 | $450.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGER |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 25.8M |
| Both for Same | 25.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FINANCIAL ADVISORS PROGRAM | SECURITIES AMERICA ADVISORS, INC. |
| MANAGED OPPORTUNITIES PROGRAM | SECURITIES AMERICA ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-67635 |
|---|---|
| SEC ERA File Number | 801-67635 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137260 |
| Legal Entity Identifier | None |
Principal Office
701 XENIA AVE SSUITE 250
MINNEAPOLIS
MN
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 763-923-7525, Fax: 763-923-7535
Websites
Chief Compliance Officer
JIM MATEJCEK
PRESIDENT / CCO
701 XENIA AVE S
SUITE 250
MINNEAPOLIS
MN
United States
Tel:
763-923-7525
Fax:
763-923-7535
J**@***********S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACKIMM, JOHN, WILLIAM | Individual | – | MEMBER | 01/2020 | 10-25% |
| WOGSTAD, NIKOLAS, PAUL | Individual | – | MEMBER/CHIEF FINANCIAL OFFICER/TREASURER | 01/2020 | 10-25% |
| DIONG, TAI HWEE, STANLEY | Individual | – | MEMBER | 12/2005 | 10-25% |
| CHAN, TIOW, KENG | Individual | – | VICE PRESIDENT/MEMBER | 12/2005 | 10-25% |
| MATEJCEK, JAMES, JOSEPH | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2021 | 10-25% |