AKSIA LLC
Adviser information for AKSIA LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 113 |
|---|---|
| Investment Advisory/Research | 87 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $12.3B |
| Non-Discretionary | 13 | $7.3B |
| Total | 42 | $19.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $6.4B |
| Investment companies | 1 | $78.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $5.3B |
| Pension and profit sharing plans | 22 | $3.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 20 | $7.9M |
| Other investment advisers | 7 | $0 |
| Insurance companies | 12 | $1.4B |
| Sovereign wealth funds and foreign official institutions | 5 | $2.9B |
| Corporations or other businesses | <5 | $44.1M |
| Other | 12 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 58 |
| No. of Non-U.S. Clients | 59 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)NON-ADVISORY RESEARCH ON ALTERNATIVE INVESTMENT STRATEGIES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-67661 |
|---|---|
| SEC ERA File Number | 801-67661 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143422 |
| Legal Entity Identifier | 254900C4HFOS6G66LO17 |
Principal Office
599 LEXINGTON AVENUEFLOOR 37
NEW YORK
NY
United States
Monday - Friday, 9:00-6:00
Tel: 212-710-5710, Fax: 212-710-5711
Chief Compliance Officer
BAILEY SOMERS
599 LEXINGTON AVENUE
FLOOR 37
NEW YORK
NY
United States
Tel:
212-710-5769
Fax:
212-710-5711
B************@********M
(Full email address available in API data)
Regulatory Contact
MAYA FISHMAN
GENERAL COUNSEL
599 LEXINGTON AVENUE
FLOOR 37
NEW YORK
NY
United States
Tel:
212-710-5771
Fax:
212-710-5711
M***********@********M
(Full email address available in API data)
Industry Affiliates
| AKSIA ALFA | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA ASIA | Other investment adviser, including financial planners |
| AKSIA BRAVO | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA CA LLC | Other investment adviser, including financial plannersPension consultant |
| AKSIA CHARLIE | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA CHARLIE - SECOND SERIES | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA DELTA | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA ECHO | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA EUROPE | Other investment adviser, including financial planners |
| AKSIA FOXTROT | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA GOLF | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA GP | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA HONG KONG | Other investment adviser, including financial planners |
| AKSIA HOTEL | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA IOTA | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA KAPPA | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA NU | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA RHO | Sponsor, GP, manager of pooled investment vehicles |
| AKSIA XI | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1788 PAUMANOK FUND A LLC | Hedge Fund | $321.4M | $5.0M | 2 |
| 1788 PAUMANOK FUND B LLC | Hedge Fund | $192.6M | $5.0M | 2 |
| ABACUS PRIVATE CREDIT L.P. | PRIVATE CREDIT FUND | $795.9M | $750.0M | 2 |
| ABACUS PRIVATE CREDIT LP - SECOND SERIES | PRIVATE CREDIT FUND | $118.2M | $350.0M | 2 |
| HIGH SIERRA CREDIT INVESTORS LP | PRIVATE CREDIT FUND | $349.2M | $200.0M | 2 |
| PENNSYLVANIA CO-INVESTMENT FUND LP | Private Equity Fund | $29.9M | $100.0M | 2 |
| PERSLA OPPORTUNISTIC FUND LP | Hedge Fund | $259.2M | $250.0M | 2 |
| SHOWCASE MALL INVESTOR | Real Estate Fund | $50.2M | $0.5M | 2 |
| TOTSUMEN LP | Hedge Fund | $250.9M | $250.0M | 2 |
| TRS CORIOLIS LP | PRIVATE CREDIT FUND | $173.6M | $250.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOS, JAMES, HAYDEN | Individual | – | CEO, MANAGING MEMBER | 10/2006 | 10-25% |
| FLUDGATE, SIMON, ALEXANDER | Individual | – | MEMBER | 10/2006 | < 5% |
| ADELSBACH, PATRICK, RICHARD | Individual | – | MEMBER | 10/2006 | 5-10% |
| LARUCCI, JOSEPH, P | Individual | – | MEMBER | 10/2006 | 5-10% |
| WASHIO, MANABU | Individual | – | MEMBER | 02/2007 | < 5% |
| PANAGIOTIDIS, ALEXANDROS | Individual | – | MEMBER | 10/2006 | 25-50% |
| BENARD, VALERIE | Individual | – | MEMBER | 09/2009 | < 5% |
| FISHMAN, MAYA | Individual | – | MEMBER, GENERAL COUNSEL | 01/2014 | < 5% |
| NEWTON, OLIVER, PETER | Individual | – | MEMBER | 01/2016 | < 5% |
| DAVIDSON, MICHELLE, MARGARET | Individual | – | MEMBER | 04/2020 | < 5% |
| KING, KARA, BOONE | Individual | – | MEMBER | 04/2020 | < 5% |
| MARTIN, THOMAS, JAMES | Individual | – | MEMBER | 04/2020 | < 5% |
| KREMS, MICHAEL, STUART | Individual | – | MEMBER | 04/2020 | < 5% |
| NEST, WILLIAM, TIMOTHY | Individual | – | MEMBER | 01/2022 | < 5% |
| SOMERS, BAILEY, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| GOLDBERG, BRIAN, LEE | Individual | – | MEMBER | 01/2024 | < 5% |