LUCID ADVISORS, INC.
Adviser information for LUCID ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $3.3M |
| Non-Discretionary | 162 | $810.0M |
| Total | 166 | $813.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $5.5M |
| HNW Individuals | 12 | $34.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $744.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $17.0M |
| Other | <5 | $12.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsEMPLOYEE EDUCATION AND COMMUNICATION SERVICES |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67665 |
|---|---|
| SEC ERA File Number | 801-67665 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116639 |
| Legal Entity Identifier | None |
Principal Office
2101 4TH AVENUESUITE 2130
SEATTLE
WA
United States
Monday - Friday, 8AM-5:00PM PT
Tel: 206-267-2222, Fax: 206-267-2227
Chief Compliance Officer
GREG ASHIHARA
MANAGING PRINCIPAL
2101 4TH AVENUE
SUITE 2130
SEATTLE
WA
United States
Tel:
206-267-2224
Fax:
206-267-2227
G********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASHIHARA, GREG, RIKIO | Individual | – | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | 07/2015 | > 75% |