MGH ASSET MANAGEMENT
MGH ASSET MANAGEMENT LTD Legal Name
Adviser information for MGH ASSET MANAGEMENT last updated from Form ADV on May 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | New Zealand |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $15.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $15.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $15.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-67672 |
|---|---|
| SEC ERA File Number | 801-67672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139254 |
| Legal Entity Identifier | 254900GRJU78NVQ8MH45 |
Principal Office
11, 14-20 ALPHA STREETWELLINGTON
New Zealand
Monday - Friday, 9AM-6PM
Tel: 6449778862, Fax: None
Chief Compliance Officer
MOLLI THOMPSEN GIBBS-HARRIS
CHIEF OPERATING OFFICER
11,14-20 ALPHA STREET
WELLINGTON
New Zealand
Tel:
6449778862
M**@********M
(Full email address available in API data)
Regulatory Contact
MICHAEL GIBBS-HARRIS
DIRECTOR
11, 14-20 ALPHA STREET
WELLINGTON
New Zealand
Tel:
6449778862
M**@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MGH INVESTMENT FUND LIMITED | ABSOLUTE RETURN | $18.2M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIBBS-HARRIS, MICHAEL, WYN | Individual | – | DIRECTOR | 10/2002 | < 5% |
| THOMPSEN, MOLLI, JAMIE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2002 | < 5% |
| GIBBS-HARRIS FAMILY TRUST | Foreign Entity | – | TRUSTEE SHAREHOLDER | 01/2008 | > 75% |
| BRANDON TRUSTEES LIMITED | Foreign Entity | GIBBS-HARRIS FAMILY TRUST | TRUSTEES | 01/2008 | > 75% |