CHECCHI CAPITAL ADVISERS, LLC
Adviser information for CHECCHI CAPITAL ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,012 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 1,012 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $16,886 |
| HNW Individuals | 214 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $12.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $45.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $156.1M |
| Insurance companies | <5 | $310.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $48.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMMINIMUM ACCOUNT FEE |
Principal Office
9720 WILSHIRE BLVDSUITE 400
BEVERLY HILLS
CA
United States
Monday - Friday, 9-5
Tel: 310-432-0010, Fax: 310-432-0013
Chief Compliance Officer
DELIA T. MUPITA
9720 WILSHIRE BLVD
SUITE 400
BEVERLY HILLS
CA
United States
Tel:
310-432-0010
Fax:
310-432-0013
D******@*****************M
(Full email address available in API data)
Regulatory Contact
KATHRYN DEAN CHECCHI
PRINCIPAL
9720 WILSHIRE BLVD
SUITE 400
BEVERLY HILLS
CA
United States
Tel:
310-432-0010
Fax:
310-432-0013
K****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOEB CAPITAL WEST, LLC | Domestic Entity | – | OWNER | 02/2007 | 25-50% |
| CANAL CAPITAL PARTNERS, LLC | Domestic Entity | – | OWNER | 02/2007 | 10-25% |
| CHECCHI, ADAM, DEAN | Individual | LOEB CAPITAL WEST, LLC | SINGLE MEMBER | 02/2007 | > 75% |
| CHECCHI, ADAM, DEAN | Individual | – | MANAGING MEMBER | 02/2007 | < 5% |
| CHECCHI, ALFRED, ATTILIO | Individual | CANAL CAPITAL PARTNERS, LLC | MEMBER | 02/2007 | |
| CHECCHI, KATHRYN, DEAN | Individual | CANAL CAPITAL PARTNERS, LLC | MEMBER | 02/2007 | |
| CHECCHI, ALFRED, ATTILIO | Individual | KINARA CAPITAL, LLC | MEMBER | 02/2007 | 50-75% |
| CHECCHI, KATHRYN, DEAN | Individual | KINARA CAPITAL, LLC | MEMBER | 02/2007 | 50-75% |
| CHECCHI, KATHRYN, DEAN | Individual | – | PRINCIPAL | 02/2007 | < 5% |
| CHECCHI, ADAM, DEAN | Individual | CANAL CAPITAL PARTNERS, LLC | MEMBER | 02/2007 | |
| PFISTER, SAMUEL, THOMAS | Individual | – | PARTNER | 01/2014 | 10-25% |
| KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1 | Domestic Entity | – | OWNER | 09/2016 | 10-25% |
| KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 2 | Domestic Entity | – | OWNER | 09/2016 | 5-10% |
| CHECCHI, KATHRYN, DEAN | Individual | KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1 | TRUSTEE | 09/2016 | |
| CHECCHI, KATHRYN, DEAN | Individual | KATHRYN CHECCHI IRREVOCABLE GIFT TRUST #2 | TRUSTEE | 09/2016 | |
| Mupita, Delia, Tinaye | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| ZHANG, HAIYANG | Individual | – | CHIEF OPERATING OFFICER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 602K | 6K | – |
| ABBOTT LABS | COM | 2M | 16K | – |
| ABBVIE INC | COM | 4M | 23K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADT INC DEL | COM | 77K | 10K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 10K | – |
| AEGON LTD | AMER REG 1 CERT | 83K | 14K | – |
| AFLAC INC | COM | 629K | 7K | – |
| AGILENT TECHNOLOGIES INC | COM | 324K | 3K | – |
| AGILON HEALTH INC | COM | 2M | 273K | – |
| AIR PRODS & CHEMS INC | COM | 570K | 2K | – |
| ALCON AG | ORD SHS | 228K | 3K | – |
| ALLSTATE CORP | COM | 548K | 3K | – |
| ALLY FINL INC | COM | 207K | 5K | – |
| ALPHABET INC | CAP STK CL A | 9M | 49K | – |
| ALPHABET INC | CAP STK CL C | 9M | 50K | – |
| ALPS ETF TR | ALERIAN MLP | 11M | 236K | – |
| ALTRIA GROUP INC | COM | 638K | 14K | – |
| AMARIN CORP PLC | SPONS ADR NEW | 72K | 105K | – |
| AMAZON COM INC | COM | 15M | 77K | – |
| AMBEV SA | SPONSORED ADR | 60K | 29K | – |
| AMCOR PLC | ORD | 98K | 10K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 5M | 71K | – |
| AMERICAN ELEC PWR CO INC | COM | 605K | 7K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN INTL GROUP INC | COM NEW | 430K | 6K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 6K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 290K | 2K | – |
| AMERIPRISE FINL INC | COM | 577K | 1K | – |
| AMETEK INC | COM | 371K | 2K | – |
| AMGEN INC | COM | 2M | 7K | – |
| AMPHENOL CORP NEW | CL A | 866K | 13K | – |
| ANALOG DEVICES INC | COM | 1M | 7K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 210K | 4K | – |
| AON PLC | SHS CL A | 629K | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 419K | 4K | – |
| APPLE INC | COM | 39M | 185K | – |
| APPLIED MATLS INC | COM | 2M | 8K | – |
| ARCH CAP GROUP LTD | ORD | 415K | 4K | – |
| ARCHER DANIELS MIDLAND CO | COM | 413K | 7K | – |
| ARISTA NETWORKS INC | COM | 595K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 20K | – |
| AT&T INC | COM | 979K | 51K | – |
| ATMOS ENERGY CORP | COM | 205K | 2K | – |
| AUTODESK INC | COM | 427K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| AUTOZONE INC | COM | 777K | 262 | – |
| AVALONBAY CMNTYS INC | COM | 277K | 1K | – |
| AVERY DENNISON CORP | COM | 267K | 1K | – |
| BACKBLAZE INC | COM CL A | 191K | 31K | – |
| BAKER HUGHES COMPANY | CL A | 295K | 8K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 361K | 36K | – |
| BANCO SANTANDER BRASIL S A | ADS REP 1 UNIT | 66K | 13K | – |
| BANCO SANTANDER S.A. | ADR | 225K | 49K | – |
| BANK AMERICA CORP | COM | 3M | 72K | – |
| BANK NEW YORK MELLON CORP | COM | 510K | 9K | – |
| BARCLAYS PLC | ADR | 179K | 17K | – |
| BARRICK GOLD CORP | COM | 168K | 10K | – |
| BECTON DICKINSON & CO | COM | 609K | 3K | – |
| BERKLEY W R CORP | COM | 217K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 16K | – |
| BHP GROUP LTD | SPONSORED ADS | 1M | 19K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKSTONE INC | COM | 576K | 5K | – |
| BOEING CO | COM | 1M | 6K | – |
| BOOKING HOLDINGS INC | COM | 2M | 488 | – |
| BOSTON SCIENTIFIC CORP | COM | 896K | 12K | – |
| BP PLC | SPONSORED ADR | 732K | 20K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 342K | 8K | – |
| BROADCOM INC | COM | 8M | 5K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 294K | 7K | – |
| BROWN & BROWN INC | COM | 403K | 5K | – |
| BUNGE GLOBAL SA | COM SHS | 321K | 3K | – |
| CADENCE DESIGN SYSTEM INC | COM | 610K | 2K | – |
| CAMDEN PPTY TR | SH BEN INT | 226K | 2K | – |
| CANADIAN NAT RES LTD | COM | 568K | 16K | – |
| CANADIAN NATL RY CO | COM | 477K | 4K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 432K | 5K | – |
| CAPITAL ONE FINL CORP | COM | 421K | 3K | – |
| CARDINAL HEALTH INC | COM | 344K | 3K | – |
| CARLISLE COS INC | COM | 436K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 575K | 9K | – |
| CATERPILLAR INC | COM | 2M | 6K | – |
| CBRE GROUP INC | CL A | 218K | 2K | – |
| CDW CORP | COM | 340K | 2K | – |
| CELANESE CORP DEL | COM | 219K | 2K | – |
| CENCORA INC | COM | 499K | 2K | – |
| CENTENE CORP DEL | COM | 262K | 4K | – |
| CENTERPOINT ENERGY INC | COM | 294K | 10K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 280K | 938 | – |
| CHENIERE ENERGY INC | COM NEW | 315K | 2K | – |
| CHEVRON CORP NEW | COM | 3M | 22K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 18K | – |
| CHUBB LIMITED | COM | 952K | 4K | – |
| CHURCH & DWIGHT CO INC | COM | 248K | 2K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 21K | 12K | – |
| CINTAS CORP | COM | 1M | 2K | – |
| CISCO SYS INC | COM | 2M | 43K | – |
| CITIGROUP INC | COM NEW | 954K | 15K | – |
| CLEAN HARBORS INC | COM | 203K | 896 | – |
| CME GROUP INC | COM | 994K | 5K | – |
| COCA COLA CO | COM | 3M | 52K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 341K | 5K | – |
| COLGATE PALMOLIVE CO | COM | 765K | 8K | – |
| COMCAST CORP NEW | CL A | 1M | 36K | – |
| CONOCOPHILLIPS | COM | 2M | 13K | – |
| CONSOLIDATED EDISON INC | COM | 503K | 6K | – |
| CONSTELLATION BRANDS INC | CL A | 523K | 2K | – |
| CONSTELLATION ENERGY CORP | COM | 720K | 4K | – |
| COPART INC | COM | 356K | 7K | – |
| CORNING INC | COM | 528K | 14K | – |
| CORTEVA INC | COM | 365K | 7K | – |
| COSTAR GROUP INC | COM | 259K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 9M | 10K | – |
| COTERRA ENERGY INC | COM | 305K | 11K | – |
| CRH PLC | ORD | 214K | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 205K | 536 | – |
| CROWN CASTLE INC | COM | 601K | 6K | – |
| CSX CORP | COM | 844K | 25K | – |
| CUMMINS INC | COM | 789K | 3K | – |
| CVS HEALTH CORP | COM | 402K | 7K | – |
| D R HORTON INC | COM | 533K | 4K | – |
| DANAHER CORPORATION | COM | 2M | 6K | – |
| DARDEN RESTAURANTS INC | COM | 647K | 4K | – |
| DAVITA INC | COM | 245K | 2K | – |
| DEERE & CO | COM | 1M | 3K | – |
| DELL TECHNOLOGIES INC | CL C | 503K | 4K | – |
| DEVON ENERGY CORP NEW | COM | 309K | 7K | – |
| DEXCOM INC | COM | 237K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 318K | 3K | – |
| DIAMONDBACK ENERGY INC | COM | 586K | 3K | – |
| DIGITAL RLTY TR INC | COM | 714K | 5K | – |
| DISCOVER FINL SVCS | COM | 340K | 3K | – |
| DISNEY WALT CO | COM | 2M | 17K | – |
| DOLLAR TREE INC | COM | 384K | 4K | – |
| DOMINOS PIZZA INC | COM | 279K | 540 | – |
| DOVER CORP | COM | 280K | 2K | – |
| DOW INC | COM | 542K | 10K | – |
| DUKE ENERGY CORP NEW | COM NEW | 902K | 9K | – |
| DUPONT DE NEMOURS INC | COM | 409K | 5K | – |
| EASTMAN CHEM CO | COM | 288K | 3K | – |
| EATON CORP PLC | SHS | 2M | 5K | – |
| EBAY INC. | COM | 405K | 8K | – |
| ECOLAB INC | COM | 520K | 2K | – |
| ECOPETROL S A | SPONSORED ADS | 128K | 11K | – |
| EDISON INTL | COM | 484K | 7K | – |
| EDWARDS LIFESCIENCES CORP | COM | 621K | 7K | – |
| ELECTRONIC ARTS INC | COM | 361K | 3K | – |
| ELEVANCE HEALTH INC | COM | 1M | 3K | – |
| ELI LILLY & CO | COM | 10M | 11K | – |
| EMERSON ELEC CO | COM | 991K | 9K | – |
| ENBRIDGE INC | COM | 402K | 11K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 410K | 25K | – |
| ENI S P A | SPONSORED ADR | 371K | 12K | – |
| ENTERGY CORP NEW | COM | 281K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 304K | 11K | – |
| EOG RES INC | COM | 643K | 5K | – |
| EQUIFAX INC | COM | 228K | 941 | – |
| EQUINIX INC | COM | 890K | 1K | – |
| EQUINOR ASA | SPONSORED ADR | 765K | 27K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 244K | 4K | – |
| ESSEX PPTY TR INC | COM | 327K | 1K | – |
| EVEREST GROUP LTD | COM | 445K | 1K | – |
| EVERSOURCE ENERGY | COM | 216K | 4K | – |
| EXELON CORP | COM | 396K | 11K | – |
| EXPEDITORS INTL WASH INC | COM | 281K | 2K | – |
| EXTRA SPACE STORAGE INC | COM | 525K | 3K | – |
| EXXON MOBIL CORP | COM | 5M | 43K | – |
| FACTSET RESH SYS INC | COM | 251K | 614 | – |
| FAIR ISAAC CORP | COM | 400K | 269 | – |
| FASTENAL CO | COM | 437K | 7K | – |
| FEDEX CORP | COM | 529K | 2K | – |
| FERGUSON PLC NEW | SHS | 503K | 3K | – |
| FERRARI N V | COM | 413K | 1K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 211K | 4K | – |
| FIDELITY NATL INFORMATION SV | COM | 246K | 3K | – |
| FIFTH THIRD BANCORP | COM | 321K | 9K | – |
| FIRSTENERGY CORP | COM | 207K | 5K | – |
| FISERV INC | COM | 589K | 4K | – |
| FORD MTR CO DEL | COM | 498K | 40K | – |
| FORTINET INC | COM | 216K | 4K | – |
| FORTIVE CORP | COM | 285K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 581K | 12K | – |
| GALLAGHER ARTHUR J & CO | COM | 764K | 3K | – |
| GARMIN LTD | SHS | 314K | 2K | – |
| GARTNER INC | COM | 687K | 2K | – |
| GE AEROSPACE | COM NEW | 1M | 7K | – |
| GE VERNOVA INC | COM | 286K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GENERAL MLS INC | COM | 433K | 7K | – |
| GENERAL MTRS CO | COM | 366K | 8K | – |
| GENUINE PARTS CO | COM | 493K | 4K | – |
| GILEAD SCIENCES INC | COM | 699K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 5M | 11K | – |
| GRAINGER W W INC | COM | 519K | 575 | – |
| GSK PLC | SPONSORED ADR | 426K | 11K | – |
| HALEON PLC | SPON ADS | 127K | 15K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 233K | 2K | – |
| HCA HEALTHCARE INC | COM | 925K | 3K | – |
| HERSHEY CO | COM | 212K | 1K | – |
| HESS CORP | COM | 314K | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 424K | 20K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 682K | 3K | – |
| HOME DEPOT INC | COM | 4M | 11K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 273K | 8K | – |
| HONEYWELL INTL INC | COM | 2M | 8K | – |
| HOWMET AEROSPACE INC | COM | 234K | 3K | – |
| HP INC | COM | 485K | 14K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 1M | 23K | – |
| HUBBELL INC | COM | 313K | 856 | – |
| HUDSON PAC PPTYS INC | COM | 2M | 319K | – |
| HUMANA INC | COM | 528K | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 291K | 22K | – |
| IDEX CORP | COM | 279K | 1K | – |
| IDEXX LABS INC | COM | 333K | 684 | – |
| ILLINOIS TOOL WKS INC | COM | 1M | 5K | – |
| IMPERIAL OIL LTD | COM NEW | 221K | 3K | – |
| ING GROEP N.V. | SPONSORED ADR | 300K | 18K | – |
| INGERSOLL RAND INC | COM | 214K | 2K | – |
| INTEL CORP | COM | 937K | 30K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 780K | 6K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | – |
| INTERPUBLIC GROUP COS INC | COM | 236K | 8K | – |
| INTUIT | COM | 3M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 435K | 8K | – |
| INVESCO EXCH TRADED FD TR II | INTL CORP BD | 15M | 685K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 14M | 1M | – |
| INVESCO INDIA EXCHANGE-TRADE | INDIA ETF | 484K | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 485M | 1M | – |
| INVITATION HOMES INC | COM | 376K | 10K | – |
| IONIS PHARMACEUTICALS INC | COM | 202K | 4K | – |
| IQVIA HLDGS INC | COM | 321K | 2K | – |
| IRON MTN INC DEL | COM | 793K | 9K | – |
| ISHARES GOLD TR | ISHARES NEW | 22M | 494K | – |
| ISHARES INC | CORE MSCI EMKT | 10M | 185K | – |
| ISHARES INC | EM MKT SM-CP ETF | 7M | 112K | – |
| ISHARES INC | JP MORGAN EM ETF | 22M | 611K | – |
| ISHARES INC | MSCI CDA ETF | 625K | 17K | – |
| ISHARES INC | MSCI PAC JP ETF | 759K | 18K | – |
| ISHARES INC | MSCI STH KOR ETF | 1M | 19K | – |
| ISHARES INC | MSCI TAIWAN ETF | 3M | 54K | – |
| ISHARES TR | 1 3 YR TREAS BD | 5M | 64K | – |
| ISHARES TR | 10+ YR INVST GRD | 2M | 48K | – |
| ISHARES TR | 10-20 YR TRS ETF | 495K | 5K | – |
| ISHARES TR | 20 YR TR BD ETF | 749K | 8K | – |
| ISHARES TR | 3 7 YR TREAS BD | 8M | 72K | – |
| ISHARES TR | 3YRTB ETF | 16M | 229K | – |
| ISHARES TR | 7-10 YR TRSY BD | 953K | 10K | – |
| ISHARES TR | AGENCY BOND ETF | 385K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 761K | 13K | – |
| ISHARES TR | CORE S&P SCP ETF | 310K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 748K | 1K | – |
| ISHARES TR | EAFE GRWTH ETF | 13M | 128K | – |
| ISHARES TR | EAFE SML CP ETF | 12M | 198K | – |
| ISHARES TR | EAFE VALUE ETF | 17M | 321K | – |
| ISHARES TR | EUROPE ETF | 7M | 125K | – |
| ISHARES TR | IBOXX HI YD ETF | 11M | 147K | – |
| ISHARES TR | INTL TREA BD ETF | 26M | 666K | – |
| ISHARES TR | ISHS 1-5YR INVS | 2M | 44K | – |
| ISHARES TR | ISHS 5-10YR INVT | 6M | 126K | – |
| ISHARES TR | JPMORGAN USD EMG | 19M | 215K | – |
| ISHARES TR | MBS ETF | 11M | 117K | – |
| ISHARES TR | MSCI EAFE ETF | 10M | 129K | – |
| ISHARES TR | MSCI EAFE ETF | 98M | 266K | – |
| ISHARES TR | MSCI EMG MKT ETF | 34M | 798K | – |
| ISHARES TR | MSCI EMG MKT ETF | 794K | 31K | – |
| ISHARES TR | MSCI INDIA ETF | 6M | 105K | – |
| ISHARES TR | MSCI SAUDI ARBIA | 5M | 128K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 18K | – |
| ISHARES TR | PFD AND INCM SEC | 2M | 60K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 10K | – |
| ISHARES TR | RUS MID CAP ETF | 360K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 201K | 989 | – |
| ISHARES TR | S&P 100 ETF | 908K | 3K | – |
| ISHARES TR | U.S. REAL ES ETF | 3M | 31K | – |
| ISHARES TR | USD INV GRDE ETF | 4M | 84K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 101K | 17K | – |
| JEFFERIES FINL GROUP INC | COM | 334K | 7K | – |
| JOHNSON & JOHNSON | COM | 4M | 29K | – |
| JOHNSON CTLS INTL PLC | SHS | 463K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 8M | 39K | – |
| JUNIPER NETWORKS INC | COM | 224K | 6K | – |
| KEURIG DR PEPPER INC | COM | 291K | 9K | – |
| KIMBERLY-CLARK CORP | COM | 497K | 4K | – |
| KIMCO RLTY CORP | COM | 273K | 14K | – |
| KINDER MORGAN INC DEL | COM | 425K | 21K | – |
| KKR & CO INC | COM | 3M | 24K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| KOSMOS ENERGY LTD | COM | 92K | 17K | – |
| KRAFT HEINZ CO | COM | 260K | 8K | – |
| KROGER CO | COM | 326K | 7K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 462K | 2K | – |
| LABCORP HOLDINGS INC | COM SHS | 205K | 1K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LAMAR ADVERTISING CO NEW | CL A | 204K | 2K | – |
| LAUDER ESTEE COS INC | CL A | 262K | 2K | – |
| LEIDOS HOLDINGS INC | COM | 242K | 2K | – |
| LENNAR CORP | CL A | 287K | 2K | – |
| LENNOX INTL INC | COM | 255K | 477 | – |
| LINCOLN ELEC HLDGS INC | COM | 208K | 1K | – |
| LINDE PLC | SHS | 1M | 3K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 877K | 9K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 128K | 47K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 5K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| LULULEMON ATHLETICA INC | COM | 263K | 880 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 360K | 4K | – |
| M & T BK CORP | COM | 218K | 1K | – |
| MANULIFE FINL CORP | COM | 404K | 15K | – |
| MARATHON OIL CORP | COM | 217K | 8K | – |
| MARATHON PETE CORP | COM | 2M | 10K | – |
| MARKEL GROUP INC | COM | 206K | 131 | – |
| MARRIOTT INTL INC NEW | CL A | 733K | 3K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 7K | – |
| MARTIN MARIETTA MATLS INC | COM | 725K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 305K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 8K | – |
| MCDONALDS CORP | COM | 2M | 10K | – |
| MCKESSON CORP | COM | 768K | 1K | – |
| MEDTRONIC PLC | SHS | 469K | 6K | – |
| MERCK & CO INC | COM | 4M | 30K | – |
| META PLATFORMS INC | CL A | 9M | 17K | – |
| METLIFE INC | COM | 505K | 7K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 288K | 206 | – |
| MGM RESORTS INTERNATIONAL | COM | 222K | 5K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 755K | 8K | – |
| MICRON TECHNOLOGY INC | COM | 905K | 7K | – |
| MICROSOFT CORP | COM | 39M | 87K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 773K | 72K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 247K | 58K | – |
| MONDELEZ INTL INC | CL A | 1M | 15K | – |
| MONOLITHIC PWR SYS INC | COM | 261K | 318 | – |
| MONSTER BEVERAGE CORP NEW | COM | 462K | 9K | – |
| MOODYS CORP | COM | 548K | 1K | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 890K | 2K | – |
| MSCI INC | COM | 355K | 736 | – |
| MURPHY USA INC | COM | 236K | 502 | – |
| NASDAQ INC | COM | 399K | 7K | – |
| NATWEST GROUP PLC | SPONS ADR | 94K | 12K | – |
| NETAPP INC | COM | 415K | 3K | – |
| NETEASE INC | SPONSORED ADS | 283K | 3K | – |
| NETFLIX INC | COM | 2M | 4K | – |
| NEWMONT CORP | COM | 282K | 7K | – |
| NEXTERA ENERGY INC | COM | 1M | 21K | – |
| NIKE INC | CL B | 739K | 10K | – |
| NOKIA CORP | SPONSORED ADR | 53K | 14K | – |
| NORDSON CORP | COM | 210K | 905 | – |
| NORFOLK SOUTHN CORP | COM | 599K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 4K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 18K | – |
| NOVO-NORDISK A S | ADR | 4M | 27K | – |
| NRG ENERGY INC | COM NEW | 319K | 4K | – |
| NUCOR CORP | COM | 437K | 3K | – |
| NVIDIA CORPORATION | COM | 28M | 229K | – |
| NVR INC | COM | 470K | 62 | – |
| NXP SEMICONDUCTORS N V | COM | 656K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 325K | 5K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 388K | 2K | – |
| OMEGA HEALTHCARE INVS INC | COM | 265K | 8K | – |
| OMNICOM GROUP INC | COM | 304K | 3K | – |
| ONEOK INC NEW | COM | 733K | 9K | – |
| ORACLE CORP | COM | 5M | 32K | – |
| OREILLY AUTOMOTIVE INC | COM | 747K | 707 | – |
| ORIX CORP | SPONSORED ADR | 270K | 2K | – |
| OTIS WORLDWIDE CORP | COM | 470K | 5K | – |
| OWENS CORNING NEW | COM | 235K | 1K | – |
| PACCAR INC | COM | 619K | 6K | – |
| PACKAGING CORP AMER | COM | 201K | 1K | – |
| PALO ALTO NETWORKS INC | COM | 425K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 709K | 1K | – |
| PAYCHEX INC | COM | 699K | 6K | – |
| PAYPAL HLDGS INC | COM | 358K | 6K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 515K | 4K | – |
| PEMBINA PIPELINE CORP | COM | 240K | 6K | – |
| PEPSICO INC | COM | 2M | 13K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 384K | 27K | – |
| PFIZER INC | COM | 1M | 41K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 17K | – |
| PHILLIPS 66 | COM | 855K | 6K | – |
| PNC FINL SVCS GROUP INC | COM | 741K | 5K | – |
| PPG INDS INC | COM | 260K | 2K | – |
| PRICE T ROWE GROUP INC | COM | 240K | 2K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 222K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 27K | – |
| PROGRESSIVE CORP | COM | 1M | 7K | – |
| PROLOGIS INC. | COM | 2M | 17K | – |
| PRUDENTIAL FINL INC | COM | 576K | 5K | – |
| PTC INC | COM | 228K | 1K | – |
| PUBLIC STORAGE OPER CO | COM | 626K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 542K | 7K | – |
| PULTE GROUP INC | COM | 1M | 10K | – |
| QUALCOMM INC | COM | 3M | 15K | – |
| QUANTA SVCS INC | COM | 372K | 1K | – |
| QUEST DIAGNOSTICS INC | COM | 248K | 2K | – |
| RAYMOND JAMES FINL INC | COM | 312K | 3K | – |
| REALTY INCOME CORP | COM | 631K | 12K | – |
| REGENERON PHARMACEUTICALS | COM | 728K | 693 | – |
| REGIONS FINANCIAL CORP NEW | COM | 379K | 19K | – |
| RELIANCE INC | COM | 364K | 1K | – |
| RELX PLC | SPONSORED ADR | 676K | 15K | – |
| REPUBLIC SVCS INC | COM | 710K | 4K | – |
| RIO TINTO PLC | SPONSORED ADR | 653K | 10K | – |
| ROCKWELL AUTOMATION INC | COM | 441K | 2K | – |
| ROPER TECHNOLOGIES INC | COM | 559K | 992 | – |
| ROSS STORES INC | COM | 534K | 4K | – |
| ROYAL BK CDA | COM | 724K | 7K | – |
| RTX CORPORATION | COM | 1M | 14K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SAIA INC | COM | 207K | 436 | – |
| SALESFORCE INC | COM | 5M | 21K | – |
| SANOFI | SPONSORED ADR | 592K | 12K | – |
| SAP SE | SPON ADR | 1M | 6K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 286K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 510K | 11K | – |
| SCHWAB CHARLES CORP | COM | 1M | 14K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 407K | 4K | – |
| SEMPRA | COM | 500K | 7K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHELL PLC | SPON ADS | 2M | 23K | – |
| SHERWIN WILLIAMS CO | COM | 944K | 3K | – |
| SHOPIFY INC | CL A | 282K | 4K | – |
| SIMON PPTY GROUP INC NEW | COM | 855K | 6K | – |
| SKYWORKS SOLUTIONS INC | COM | 232K | 2K | – |
| SNAP INC | CL A | 485K | 29K | – |
| SNAP ON INC | COM | 467K | 2K | – |
| SONY GROUP CORP | SPONSORED ADR | 470K | 6K | – |
| SOUTHERN CO | COM | 1M | 13K | – |
| SOUTHERN COPPER CORP | COM | 611K | 6K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 268K | 685 | – |
| SPDR GOLD TR | GOLD SHS | 18M | 85K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 241K | 7K | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 3M | 55K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 148M | 272K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 18M | 188K | – |
| SPDR SER TR | BLOOMBERG INTL | 17M | 606K | – |
| SPDR SER TR | BLOOMBERG INTL T | 27M | 1M | – |
| SPDR SER TR | BLOOMBERG SHORT | 17M | 646K | – |
| SPDR SER TR | PORT MTG BK ETF | 6M | 301K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 10M | 362K | – |
| SPHERE ENTERTAINMENT CO | CL A | 628K | 18K | – |
| STARBUCKS CORP | COM | 951K | 12K | – |
| STATE STR CORP | COM | 322K | 4K | – |
| STEEL DYNAMICS INC | COM | 208K | 2K | – |
| STERIS PLC | SHS USD | 203K | 926 | – |
| STMICROELECTRONICS N V | NY REGISTRY | 313K | 8K | – |
| STRYKER CORPORATION | COM | 1M | 4K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 598K | 45K | – |
| SUNCOR ENERGY INC NEW | COM | 296K | 8K | – |
| SYNCHRONY FINANCIAL | COM | 261K | 6K | – |
| SYNOPSYS INC | COM | 1M | 2K | – |
| SYSCO CORP | COM | 426K | 6K | – |
| TABOOLA.COM LTD | ORD SHS | 4M | 1M | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 3M | 17K | – |
| TAPESTRY INC | COM | 395K | 9K | – |
| TARGA RES CORP | COM | 439K | 3K | – |
| TARGET CORP | COM | 860K | 6K | – |
| TE CONNECTIVITY LTD | SHS | 384K | 3K | – |
| TELEFLEX INCORPORATED | COM | 237K | 1K | – |
| TELEFONAKTIEBOLAGET LM ERICS | ADR B SEK 10 | 82K | 13K | – |
| TELEFONICA S A | SPONSORED ADR | 100K | 24K | – |
| TERADYNE INC | COM | 211K | 1K | – |
| TESLA INC | COM | 9M | 45K | – |
| TEXAS INSTRS INC | COM | 2M | 9K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THE TRADE DESK INC | COM CL A | 3M | 32K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| THOMSON REUTERS CORP. | COM | 893K | 5K | – |
| TJX COS INC NEW | COM | 2M | 17K | – |
| TKO GROUP HOLDINGS INC | CL A | 212K | 2K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TORONTO DOMINION BK ONT | COM NEW | 300K | 5K | – |
| TOTALENERGIES SE | SPONSORED ADS | 1M | 18K | – |
| TOYOTA MOTOR CORP | ADS | 2M | 10K | – |
| TRACTOR SUPPLY CO | COM | 660K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 653K | 2K | – |
| TRANSDIGM GROUP INC | COM | 1M | 939 | – |
| TRAVELERS COMPANIES INC | COM | 662K | 3K | – |
| TRUIST FINL CORP | COM | 441K | 11K | – |
| UBER TECHNOLOGIES INC | COM | 480K | 7K | – |
| UBS GROUP AG | SHS | 660K | 22K | – |
| UDR INC | COM | 227K | 6K | – |
| UNILEVER PLC | SPON ADR NEW | 949K | 17K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 770K | 6K | – |
| UNITED RENTALS INC | COM | 361K | 558 | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 14K | – |
| US BANCORP DEL | COM NEW | 400K | 10K | – |
| VALE S A | SPONSORED ADS | 428K | 38K | – |
| VALERO ENERGY CORP | COM | 906K | 6K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 16M | 693K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 3M | 33K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 58M | 155K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 11K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 3M | 17K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9M | 113K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 13M | 69K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 15K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 781K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 789K | 3K | – |
| VANGUARD INDEX FDS | VALUE ETF | 788K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 216K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 17M | 395K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 8M | 69K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 632K | 6K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 706K | 14K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 5M | 78K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 10M | 131K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 3M | 43K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 15M | 262K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 4M | 81K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 3M | 51K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 9M | 119K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 1M | 13K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 991K | 12K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 257K | 1K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 111K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 11M | 170K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 705K | 5K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 301K | 965 | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 318K | 2K | – |
| VANGUARD WORLD FD | ENERGY ETF | 907K | 7K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 759K | 8K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 695K | 3K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 1M | 5K | – |
| VANGUARD WORLD FD | INF TECH ETF | 3M | 5K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 257K | 1K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 1M | 6K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 3M | 28K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 7M | 21K | – |
| VERISIGN INC | COM | 207K | 1K | – |
| VERISK ANALYTICS INC | COM | 513K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 28K | – |
| VERTEX PHARMACEUTICALS INC | COM | 846K | 2K | – |
| VICI PPTYS INC | COM | 307K | 11K | – |
| VISA INC | COM CL A | 4M | 16K | – |
| VISTRA CORP | COM | 341K | 4K | – |
| VULCAN MATLS CO | COM | 302K | 1K | – |
| WABTEC | COM | 208K | 1K | – |
| WALMART INC | COM | 4M | 56K | – |
| WASTE CONNECTIONS INC | COM | 200K | 1K | – |
| WASTE MGMT INC DEL | COM | 1M | 7K | – |
| WATSCO INC | COM | 321K | 692 | – |
| WD 40 CO | COM | 329K | 2K | – |
| WEC ENERGY GROUP INC | COM | 216K | 3K | – |
| WELLS FARGO CO NEW | COM | 3M | 53K | – |
| WELLTOWER INC | COM | 971K | 9K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 334K | 12K | – |
| WILLIAMS COS INC | COM | 957K | 23K | – |
| WILLIAMS SONOMA INC | COM | 476K | 2K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 235K | 895 | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 10M | 201K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 8M | 128K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 331K | 3K | – |
| XCEL ENERGY INC | COM | 289K | 5K | – |
| XYLEM INC | COM | 245K | 2K | – |
| YUM BRANDS INC | COM | 574K | 4K | – |
| ZOETIS INC | CL A | 517K | 3K | – |