Hedge Fund Database

PRIVATE WEALTH GROUP, LLC

Adviser information for PRIVATE WEALTH GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 602 $266.5M
Non-Discretionary 2 $6,243
Total 604 $266.5M

Clients

Type Number RAUM
Individuals 122 $30.3M
HNW Individuals 91 $206.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $18.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $11.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-67745
SEC ERA File Number 801-67745
SEC CIK Numbers 1512780
SEC CRD Numbers 128560
Legal Entity Identifier None

Principal Office

4902 EISENHOWER BLVD
SUITE 150
TAMPA
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 813-226-1900, Fax: None

Websites

www.linkedin.com/company/private-wealth-group-llc-official/about/ www.privatewealthgroup.com

Chief Compliance Officer

MICHAEL ANDERSON
VICE PRESIDENT
4902 EISENHOWER BLVD
SUITE 150
TAMPA
FL
United States
Tel: 813-226-1900
(Full email address available in API data)

Regulatory Contact

T. GREGORY REYMANN II
REGULATORY ATTORNEY
311 PARK PLACE BLVD
SUITE 150
CLEARWATER
FL
United States
Tel: 813-497-1400
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SEGUNDO, STEPHEN, FRANK Individual – MANAGING MEMBER 12/2002 50-75%
ANDERSON, MICHAEL, MCLELLAN Individual – MEMBER, CHIEF COMPLIANCE OFFICER 01/2011 25-50%

No. Employees, Historic

10502020202120222023202420254 on 2/25/20204 on 6/19/20204 on 1/29/20214 on 3/19/20214 on 3/15/20224 on 11/3/20224 on 3/11/20233 on 3/18/2024

RAUM, Historic

300M150M0202020212022202320242025171554900 on 2/25/2020171554900 on 6/19/2020171554900 on 1/29/2021200693025 on 3/19/2021219475431 on 3/15/2022219475431 on 11/3/2022227053537 on 3/11/2023266489657 on 3/18/2024

No. Clients, Historic

3001500202020212022202320242025164 on 2/25/2020164 on 6/19/2020164 on 1/29/2021181 on 3/19/2021188 on 3/15/2022188 on 11/3/2022199 on 3/11/2023224 on 3/18/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 257K 1K –
ALPHABET INC CAP STK CL C 686K 4K –
APPLE INC COM 794K 4K –
BANK OZK LITTLE ROCK ARK COM 309K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 11M 27K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 192K 11K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 8M 100K –
HEICO CORP NEW CL A 414K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 5M 158K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 810K 10K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 8M 50K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
ISHARES TR MSCI EAFE ETF 828K 11K –
ISHARES TR MSCI EMG MKT ETF 791K 19K –
ISHARES TR IBOXX INV CP ETF 387K 4K –
ISHARES TR MSCI USA MIN VOL 849K 10K –
ISHARES TR 0-5YR INVT GR CP 1M 29K –
ISHARES TR CORE S&P MCP ETF 3M 44K –
ISHARES TR CORE S&P500 ETF 509K 931 –
ISHARES TR RUSSELL 2000 ETF 3M 16K –
ISHARES TR ISHS 1-5YR INVS 252K 5K –
ISHARES TR CORE US AGGBD ET 1M 13K –
MICROSOFT CORP COM 350K 784 –
PLUMAS BANCORP COM 396K 11K –
SELECT SECTOR SPDR TR ENERGY 1M 13K –
SELECT SECTOR SPDR TR TECHNOLOGY 495K 2K –
SELECT SECTOR SPDR TR SBI CONS STPLS 3M 37K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 358K 2K –
SELECT SECTOR SPDR TR SBI CONS DISCR 324K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 15K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 400K 11K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
SPDR SER TR PORTFOLIO S&P600 8M 182K –
SPDR SER TR PRTFLO S&P500 HI 1M 36K –
SPDR SER TR PORTFOLIO SHORT 1M 49K –
SPDR SER TR PORTFOLIO SH TSR 7M 254K –
SPDR SER TR BLOOMBERG SHT TE 1M 53K –
SPDR SER TR PORTFOLIO S&P500 48M 751K –
SPDR SER TR PORTFOLIO AGRGTE 642K 26K –
SPDR SER TR S&P DIVID ETF 6M 50K –
SPDR SER TR PORTFOLIO S&P400 8M 157K –
SPDR SER TR BLOOMBERG 1-3 MO 16M 169K –
SPDR SER TR BLOOMBERG HIGH Y 421K 4K –
SPDR SER TR PRTFLO S&P500 VL 13M 268K –
SPDR SER TR PRTFLO S&P500 GW 4M 46K –
SPDR SER TR PORTFOLI S&P1500 1M 20K –
VANGUARD BD INDEX FDS SHORT TRM BOND 900K 12K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 39K –
VANGUARD INDEX FDS VALUE ETF 3M 17K –
VANGUARD INDEX FDS MID CAP ETF 684K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 312K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 462K 9K –
VANGUARD WORLD FD MEGA GRWTH IND 760K 2K –
VANGUARD WORLD FD MEGA CAP VAL ETF 871K 7K –
VANGUARD WORLD FD UTILITIES ETF 532K 4K –
VANGUARD WORLD FD CONSUM STP ETF 235K 1K –
WELLS FARGO CO NEW COM 1M 20K –