CARPENTER, CLAYDON ADVISORS, INC.
Adviser information for CARPENTER, CLAYDON ADVISORS, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.8M |
| Non-Discretionary | 394 | $272.1M |
| Total | 395 | $275.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $19.0M |
| HNW Individuals | 65 | $192.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $64.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesASSET ALLOCATION AND PORTFOLIO MONITORING/REVIEW SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67751 |
|---|---|
| SEC ERA File Number | 801-67751 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143516 |
| Legal Entity Identifier | None |
Principal Office
557 N. WYMORE ROADSUITE 201
MAITLAND
FL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 407-843-0316, Fax: 407-645-1484
Chief Compliance Officer
DEBORAH CLAYDON
PRESIDENT,SECRETARY,TREASURER
557 N. WYMORE ROAD
SUITE 201
MAITLAND
FL
United States
Tel:
407-843-0316
Fax:
407-645-1484
D*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLAYDON, DEBORAH, MARIE | Individual | – | PRESIDENT/SECRETARYTREASURER/CHIEF COMPLIANCE OFFICER | 08/2013 | > 75% |