Hedge Fund Database

COPPERWYND FINANCIAL

COPPERWYND FINANCIAL, LLC Legal Name

Adviser information for COPPERWYND FINANCIAL last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,938 $530.6M
Non-Discretionary 0 $0
Total 1,938 $530.6M

Clients

Type Number RAUM
Individuals 188 $426.2M
HNW Individuals 318 $103.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $443,465
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $839,330
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 50.3M
Portfolio Manager to Program Sponsor
COPPERWYND FINANCIAL LLC WRAP FEE PROGRAM COPPERWYND FINANCIAL LLC

Identifiers

SEC RIA File Number 801-67763
SEC ERA File Number 801-67763
SEC CIK Numbers 1687832
SEC CRD Numbers 143442
Legal Entity Identifier None

Principal Office

14256 N. NORTHSIGHT BLVD.
STE B-115
SCOTTSDALE
AZ
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 480-348-2100, Fax: 480-348-2107

Websites

www.linkedin.com/company/copperwynd-financial/ www.linkedin.com/in/ericknewton/ www.facebook.com/copperwyndfinancial www.copperwyndfinancial.com

Chief Compliance Officer

ERICK NEWTON
14256 N. NORTHSIGHT BLVD.
STE B-115
SCOTTSDALE
AZ
United States
Tel: 480-348-2100
Fax: 480-348-2107
(Full email address available in API data)

Regulatory Contact

DAVID DAUGHTREY
MANAGING MEMBER
14256 N. NORTHSIGHT BLVD.
STE B-115
SCOTTSDALE
AZ
United States
Tel: 480-348-2100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DAUGHTREY, DAVID, BLANE Individual – MANAGING MEMBER 03/2007 50-75%
NEWTON, ERICK, SCOT Individual – MEMBER & CHIEF COMPLIANCE OFFICER 01/2015 10-25%
EGGETT, JACOB, O Individual – MEMBER 01/2019 10-25%

No. Employees, Historic

105020192020202120222023202420257 on 10/18/20197 on 12/12/20198 on 2/26/20208 on 6/15/20208 on 3/17/202110 on 3/2/202210 on 6/22/202210 on 2/17/202310 on 6/5/202310 on 11/9/202310 on 1/2/20249 on 2/29/20249 on 3/13/2024

RAUM, Historic

600M300M02019202020212022202320242025296448694 on 10/18/2019296448694 on 12/12/2019365987456 on 2/26/2020365987456 on 6/15/2020417389124 on 3/17/2021509944435 on 3/2/2022509944435 on 6/22/2022458949625 on 2/17/2023458949625 on 6/5/2023458949625 on 11/9/2023458949625 on 1/2/2024530552641 on 2/29/2024530552641 on 3/13/2024

No. Clients, Historic

60030002019202020212022202320242025439 on 10/18/2019439 on 12/12/2019453 on 2/26/2020453 on 6/15/2020469 on 3/17/2021494 on 3/2/2022494 on 6/22/2022520 on 2/17/2023520 on 6/5/2023520 on 11/9/2023520 on 1/2/2024515 on 2/29/2024515 on 3/13/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 913K 9K 0
ABBVIE INC COM 289K 2K 0
ACCENTURE PLC IRELAND SHS CLASS A 830K 3K 0
ADOBE INC COM 883K 2K 0
AFLAC INC COM 289K 3K 0
AIRBNB INC COM CL A 760K 5K 0
ALLSTATE CORP COM 727K 4K 0
ALPHABET INC CAP STK CL A 1M 8K 0
ALPHABET INC CAP STK CL C 1M 7K 0
AMAZON COM INC COM 2M 12K 0
AMERIPRISE FINL INC COM 1M 2K 0
APPLE INC COM 9M 42K 0
APTIV PLC SHS 533K 8K 0
ARES CAPITAL CORP COM 3M 132K 0
BANK AMERICA CORP COM 777K 19K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K 0
BROADCOM INC COM 2M 14K 0
BROWN & BROWN INC COM 276K 3K 0
CAPITAL ONE FINL CORP COM 776K 5K 0
CARDINAL HEALTH INC COM 215K 2K 0
CATERPILLAR INC COM 439K 1K 0
CELANESE CORP DEL COM 670K 5K 0
CF INDS HLDGS INC COM 783K 10K 0
CHEVRON CORP NEW COM 820K 5K 0
CINTAS CORP COM 291K 381 0
CISCO SYS INC COM 832K 17K 0
CONOCOPHILLIPS COM 781K 7K 0
CONSTELLATION BRANDS INC CL A 750K 3K 0
COPART INC COM 2M 42K 0
COSTCO WHSL CORP NEW COM 1M 2K 0
CROWDSTRIKE HLDGS INC CL A 2M 8K 0
CUMMINS INC COM 847K 3K 0
CVS HEALTH CORP COM 583K 10K 0
DANAHER CORPORATION COM 911K 3K 0
DARDEN RESTAURANTS INC COM 739K 5K 0
DIAMONDBACK ENERGY INC COM 696K 3K 0
DISNEY WALT CO COM 598K 6K 0
DOVER CORP COM 252K 1K 0
DTE ENERGY CO COM 712K 6K 0
EAST WEST BANCORP INC COM 520K 6K 0
ECOLAB INC COM 236K 1K 0
ELI LILLY & CO COM 3M 4K 0
ENTERPRISE PRODS PARTNERS L COM 331K 11K 0
ESSEX PPTY TR INC COM 230K 826 0
EXPEDITORS INTL WASH INC COM 232K 2K 0
EXXON MOBIL CORP COM 271K 2K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 230K 1K 0
FISERV INC COM 924K 6K 0
GARTNER INC COM 889K 2K 0
GE AEROSPACE COM NEW 2M 14K 0
GENERAL DYNAMICS CORP COM 290K 970 0
GLACIER BANCORP INC NEW COM 18M 407K 0
GRAINGER W W INC COM 265K 271 0
HOME DEPOT INC COM 2M 5K 0
HOST HOTELS & RESORTS INC COM 668K 38K 0
HP INC COM 878K 24K 0
IMMUNITYBIO INC COM 82K 16K 0
INTEL CORP COM 2M 50K 0
INTERNATIONAL BUSINESS MACHS COM 963K 5K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 411K 20K 0
INVESCO QQQ TR UNIT SER 1 25M 54K 0
ISHARES TR RUS 1000 ETF 21M 71K 0
ISHARES TR CORE US AGGBD ET 343K 3K 0
ISHARES TR RUS 1000 GRW ETF 10M 29K 0
ISHARES TR RUSSELL 2000 ETF 223K 998 0
ISHARES TR CORE S&P500 ETF 10M 18K 0
ISHARES TR SHORT TREAS BD 5M 41K 0
JPMORGAN CHASE & CO. COM 1M 5K 0
KINDER MORGAN INC DEL COM 368K 17K 0
KLA CORP COM NEW 1M 2K 0
KNIGHTSCOPE INC CLASS A COM 7K 31K 0
LINDE PLC SHS 256K 564 0
LKQ CORP COM 671K 16K 0
LOCKHEED MARTIN CORP COM 297K 549 0
LOWES COS INC COM 1M 4K 0
MASTERCARD INCORPORATED CL A 2M 4K 0
MCKESSON CORP COM 1M 2K 0
MERCK & CO INC COM 761K 7K 0
META PLATFORMS INC CL A 3M 7K 0
METLIFE INC COM 800K 10K 0
MICROSOFT CORP COM 3M 8K 0
MSCI INC COM 761K 1K 0
NETFLIX INC COM 1M 2K 0
NIKE INC CL B 650K 9K 0
NOVO-NORDISK A S ADR 890K 7K 0
NUCOR CORP COM 256K 2K 0
NVIDIA CORPORATION COM 5M 39K 0
OCCIDENTAL PETE CORP COM 262K 4K 0
OREILLY AUTOMOTIVE INC COM 2M 2K 0
PAYCOM SOFTWARE INC COM 758K 5K 0
PDD HOLDINGS INC SPONSORED ADS 2M 17K 0
PENTAIR PLC SHS 286K 3K 0
PFIZER INC COM 670K 22K 0
PIMCO CORPORATE & INCOME OPP COM 361K 25K 0
PRICE T ROWE GROUP INC COM 214K 2K 0
PROSHARES TR S&P 500 DV ARIST 378K 4K 0
PROSPECT CAP CORP COM 145K 27K 0
PUBLIC SVC ENTERPRISE GRP IN COM 834K 10K 0
QUANTA SVCS INC COM 2M 6K 0
REGENERON PHARMACEUTICALS COM 851K 788 0
ROPER TECHNOLOGIES INC COM 998K 2K 0
S&P GLOBAL INC COM 237K 488 0
SALESFORCE INC COM 827K 3K 0
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 3M 3M 0
SCHWAB STRATEGIC TR US LCAP GR ETF 215K 2K 0
SCHWAB STRATEGIC TR US SML CAP ETF 5M 103K 0
SERVICENOW INC COM 1M 1K 0
SHERWIN WILLIAMS CO COM 253K 722 0
SHOPIFY INC CL A 801K 13K 0
SMITH A O CORP COM 252K 3K 0
SOUTHWEST AIRLS CO COM 455K 17K 0
SPDR GOLD TR GOLD SHS 680K 3K 0
SPDR S&P 500 ETF TR TR UNIT 19M 34K 0
STANLEY BLACK & DECKER INC COM 245K 2K 0
STARBUCKS CORP COM 260K 3K 0
STRYKER CORPORATION COM 744K 2K 0
TARGET CORP COM 727K 5K 0
TESLA INC COM 552K 2K 0
THERMO FISHER SCIENTIFIC INC COM 2M 3K 0
TPI COMPOSITES INC COM 129K 30K 0
TRACTOR SUPPLY CO COM 241K 915 0
TRAVELERS COMPANIES INC COM 831K 4K 0
TYSON FOODS INC CL A 700K 11K 0
UNION PAC CORP COM 836K 3K 0
UNITED PARCEL SERVICE INC CL B 249K 2K 0
UNITED RENTALS INC COM 946K 1K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
VALERO ENERGY CORP COM 959K 6K 0
VANECK ETF TRUST JUNIOR GOLD MINE 309K 7K 0
VANGUARD INDEX FDS GROWTH ETF 10M 26K 0
VANGUARD INDEX FDS VALUE ETF 18M 110K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 10M 20K 0
VANGUARD INDEX FDS TOTAL STK MKT 5M 20K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 232K 5K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 759K 6K 0
VANGUARD WORLD FD MEGA GRWTH IND 20M 65K 0
VERIZON COMMUNICATIONS INC COM 715K 18K 0
VERTEX PHARMACEUTICALS INC COM 2M 5K 0
VISA INC COM CL A 1M 5K 0
WABTEC COM 937K 6K 0
WALGREENS BOOTS ALLIANCE INC COM 367K 31K 0
WALMART INC COM 865K 13K 0
WEST PHARMACEUTICAL SVSC INC COM 202K 660 0
WORKDAY INC CL A 746K 3K 0
WORLD GOLD TR SPDR GLD MINIS 2M 51K 0
ZOETIS INC CL A 901K 5K 0