DISCIPLINED INVESTORS, L.L.C.
Adviser information for DISCIPLINED INVESTORS, L.L.C. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,330 | $399.0M |
| Non-Discretionary | 48 | $178.4M |
| Total | 1,378 | $577.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 289 | $94.9M |
| HNW Individuals | 107 | $280.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 40 | $200.9M |
| Charitable organizations | <5 | $681,422 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67768 |
|---|---|
| SEC ERA File Number | 801-67768 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114614 |
| Legal Entity Identifier | None |
Principal Office
100 NORTH 6TH STREET, SUITE 500WACO
TX
United States
Monday - Friday, 8:30 - 5:30
Tel: 254-265-7410, Fax: 254-754-7940
Chief Compliance Officer
TODD STONER
PRESIDENT
100 NORTH SIXTH STREET, SUITE 500
WACO
TX
United States
Tel:
254-754-7973
Fax:
254-754-7940
T***@*************M
(Full email address available in API data)
Regulatory Contact
RUSSELL LIVESAY
PARTNER
100 NORTH SIXTH STREET, SUITE 500
WACO
TX
United States
Tel:
254-755-8622
Fax:
254-754-7940
R*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONER, TODD, DAVID | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 10/1998 | 50-75% |
| LIVESAY, RUSSELL, CLARKE | Individual | – | MANAGING MEMBER | 12/2010 | 50-75% |