CALAMOS WEALTH MANAGEMENT LLC
Adviser information for CALAMOS WEALTH MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 18 |
| Registered State Investment Advisers | 33 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,018 | $3.1B |
| Non-Discretionary | 3 | $216.2M |
| Total | 3,021 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 710 | $192.4M |
| HNW Individuals | 2,134 | $2.7B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 82 | $59.6M |
| Charitable organizations | 41 | $211.8M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 54 | $181.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)ASSET ALLOCATION SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
2020 CALAMOS COURTNAPERVILLE
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 630.245.7200, Fax: 630.245.6339
Chief Compliance Officer
JACQUELINE SINKER
SVP, CHIEF COMPLIANCE OFFICER
2020 CALAMOS COURT
NAPERVILLE
IL
United States
Tel:
630.245.1110
Fax:
630.245.6835
J******@**********M
(Full email address available in API data)
Regulatory Contact
LISA MURSU
SVP, DIRECTOR OF COMPLIANCE
2020 CALAMOS CT
NAPERVILLE
IL
United States
Tel:
630.245.1363
L*****@**********M
(Full email address available in API data)
Industry Affiliates
| CALAMOS ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CALAMOS ADVISORS MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS ANTETOKOUNMPO SUSTAINABLE EQUITIES TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS ARES QUANT FUND I, LP | Commodity pool operator or commodity trading advisor |
| CALAMOS ETF TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | Commodity pool operator or commodity trading advisor |
| CALAMOS INVESTMENT TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS PRIVATE EQUITY LLC | Other investment adviser, including financial planners |
| CGAM | Other investment adviser, including financial planners |
| CKPE FUND I, LP | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALAMOS SR., JOHN, PETER | Individual | – | FOUNDER, CHAIRMAN & GLOBAL CO-CIO | 10/2004 | < 5% |
| CALAMOS INVESTMENTS LLC | Domestic Entity | – | SOLE MEMBER/MANAGER | 10/2004 | > 75% |
| CALAMOS SR., JOHN, PETER | Individual | JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST | TRUSTEE AND SHAREHOLDER | 08/1985 | > 75% |
| JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST | Domestic Entity | CALAMOS FAMILY PARTNERS, INC. | SHAREHOLDER | 10/2004 | 50-75% |
| SINKER, JACQUELINE, ELIZABETH | Individual | – | SVP, CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |
| KOUDOUNIS, JOHN, SPIRO | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 04/2016 | < 5% |
| Herman, Thomas, Edward | Individual | – | EVP, CHIEF FINANCIAL OFFICER | 06/2016 | < 5% |
| CALAMOS PARTNERS LLC | Domestic Entity | CALAMOS INVESTMENTS LLC | MEMBER | 07/2016 | > 75% |
| CALAMOS FAMILY PARTNERS, INC. | Domestic Entity | CALAMOS PARTNERS LLC | MEMBER | 09/2014 | > 75% |
| CALAMOS ASSET MANAGEMENT, INC. | Domestic Entity | CALAMOS INVESTMENTS LLC | SOLE MANAGER/MEMBER | 10/2004 | |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| TAKAHASHI, WILLIAM, J | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 25-50% |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 50-75% |
| Dufresne, Daniel, Leo | Individual | – | EVP, CHIEF OPERATING OFFICER | 04/2021 | < 5% |
| Weidenbach, Joseph, Lawrence | Individual | – | SVP, HEAD OF CALAMOS WEALTH MANAGEMENT | 10/2022 | < 5% |
| Ojala, Erik, Donald | Individual | – | SVP, GENERAL COUNSEL & SECRETARY | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 214K | 2K | – |
| ABBOTT LABS | COM | 917K | 9K | – |
| ABBVIE INC | COM | 1M | 8K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 5K | – |
| ADOBE INC | COM | 11M | 20K | – |
| AIR PRODS & CHEMS INC | COM | 202K | 781 | – |
| AIRBNB INC | NOTE 3/1 | 843K | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 325K | – | – |
| ALCON AG | ORD SHS | 281K | 3K | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 106K | – | – |
| ALPHABET INC | CAP STK CL A | 64M | 354K | – |
| ALPHABET INC | CAP STK CL C | 9M | 49K | – |
| ALPHATEC HLDGS INC | NOTE 0.750% 8/0 | 161K | – | – |
| AMAZON COM INC | COM | 55M | 287K | – |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 170K | – | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 241K | 3K | – |
| AMERICAN EXPRESS CO | COM | 12M | 53K | – |
| AMERICAN INTL GROUP INC | COM NEW | 460K | 6K | – |
| AMERICAN TOWER CORP NEW | COM | 252K | 1K | – |
| AMGEN INC | COM | 583K | 2K | – |
| ANALOG DEVICES INC | COM | 13M | 56K | – |
| APOLLO GLOBAL MGMT INC | SER A MAND CNV | 689K | 10K | – |
| APPLE INC | COM | 140M | 667K | – |
| APPLIED MATLS INC | COM | 6M | 25K | – |
| ARISTA NETWORKS INC | COM | 1M | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 4M | 4K | – |
| ASSURANT INC | COM | 215K | 1K | – |
| AT&T INC | COM | 238K | 12K | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 470K | – | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 551K | 461 | – |
| BANK AMERICA CORP | COM | 1M | 31K | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 182K | – | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| BILL HOLDINGS INC | NOTE 12/0 | 464K | – | – |
| BIOGEN INC | COM | 235K | 1K | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 135K | – | – |
| BLOCK INC | NOTE 0.125% 3/0 | 190K | – | – |
| BOEING CO | COM | 10M | 55K | – |
| BOOKING HOLDINGS INC | COM | 483K | 122 | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 764K | – | – |
| BOSTON SCIENTIFIC CORP | COM | 10M | 131K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 696K | 17K | – |
| BROADCOM INC | COM | 26M | 16K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 10M | 258K | – |
| CALAMOS ETF TR | ANTETOKOUNMPO GL | 293K | 10K | – |
| CALAMOS ETF TR | NASDAQ 100 STRUC | 835K | 35K | – |
| CALAMOS ETF TR | S P 500 STRUCTUR | 276K | 11K | – |
| CALAMOS GBL DYN INCOME FUND | COM | 204K | 30K | – |
| CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 1M | 114K | – |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 408K | 27K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 1M | 62K | – |
| CANADIAN NAT RES LTD | COM | 1M | 29K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 711K | 9K | – |
| CATERPILLAR INC | COM | 386K | 1K | – |
| CHEVRON CORP NEW | COM | 6M | 41K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 19K | – |
| CHUBB LIMITED | COM | 10M | 39K | – |
| CISCO SYS INC | COM | 672K | 14K | – |
| CITIGROUP INC | COM NEW | 206K | 3K | – |
| COCA COLA CO | COM | 1M | 16K | – |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 190K | – | – |
| COLGATE PALMOLIVE CO | COM | 356K | 4K | – |
| COMCAST CORP NEW | CL A | 231K | 6K | – |
| CONMED CORP | NOTE 2.250% 6/1 | 299K | – | – |
| CONOCOPHILLIPS | COM | 436K | 4K | – |
| CONSTELLATION BRANDS INC | CL A | 12M | 48K | – |
| COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
| CSX CORP | COM | 13M | 379K | – |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 657K | – | – |
| DANAHER CORPORATION | COM | 857K | 3K | – |
| DATADOG INC | CL A COM | 6M | 45K | – |
| DATADOG INC | NOTE 0.125% 6/1 | 472K | – | – |
| DEERE & CO | COM | 8M | 22K | – |
| DEXCOM INC | COM | 8M | 66K | – |
| DEXCOM INC | NOTE 0.250%11/1 | 984K | – | – |
| DISNEY WALT CO | COM | 1M | 11K | – |
| DOORDASH INC | CL A | 8M | 71K | – |
| DRAFTKINGS INC NEW | NOTE 3/1 | 155K | – | – |
| DTE ENERGY CO | COM | 369K | 3K | – |
| DUKE ENERGY CORP NEW | COM NEW | 256K | 3K | – |
| ELI LILLY & CO | COM | 29M | 32K | – |
| EMERSON ELEC CO | COM | 9M | 85K | – |
| ENOVIX CORPORATION | COM | 3M | 194K | – |
| ENPHASE ENERGY INC | COM | 13M | 130K | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 286K | – | – |
| ETSY INC | NOTE 0.125% 9/0 | 283K | – | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 353K | – | – |
| EXXON MOBIL CORP | COM | 2M | 16K | – |
| FERRARI N V | COM | 2M | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 324K | 5K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 518K | 3K | – |
| FORD MTR CO DEL | NOTE 3/1 | 663K | – | – |
| FREEPORT-MCMORAN INC | CL B | 322K | 7K | – |
| FUELCELL ENERGY INC | COM | 13K | 20K | – |
| GE AEROSPACE | COM NEW | 2M | 11K | – |
| GE VERNOVA INC | COM | 449K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 996K | 2K | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 406K | – | – |
| HEICO CORP NEW | COM | 349K | 2K | – |
| HESS CORP | COM | 6M | 41K | – |
| HOME DEPOT INC | COM | 22M | 62K | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| HUBBELL INC | COM | 687K | 2K | – |
| HUNT J B TRANS SVCS INC | COM | 224K | 1K | – |
| ICICI BANK LIMITED | ADR | 820K | 28K | – |
| ICON PLC | SHS | 2M | 6K | – |
| INSMED INC | NOTE 0.750% 6/0 | 112K | – | – |
| INSULET CORP | NOTE 0.375% 9/0 | 297K | – | – |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 627K | – | – |
| INTEL CORP | COM | 985K | 32K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 362K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 327K | 2K | – |
| INTUIT | COM | 981K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 486K | 13K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 230K | 1K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| INVITATION HOMES INC | COM | 294K | 8K | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 146K | – | – |
| IPG PHOTONICS CORP | COM | 506K | 6K | – |
| IQVIA HLDGS INC | COM | 7M | 35K | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 24K | – |
| ISHARES INC | MSCI STH KOR ETF | 2M | 36K | – |
| ISHARES TR | CORE HIGH DV ETF | 544K | 5K | – |
| ISHARES TR | CORE MSCI EAFE | 7M | 92K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 20K | – |
| ISHARES TR | CORE S&P SCP ETF | 42M | 396K | – |
| ISHARES TR | CORE S&P US GWT | 340K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 142M | 260K | – |
| ISHARES TR | CORE US AGGBD ET | 16M | 162K | – |
| ISHARES TR | EXPANDED TECH | 591K | 7K | – |
| ISHARES TR | ISHS 1-5YR INVS | 1M | 25K | – |
| ISHARES TR | ISHS 5-10YR INVT | 2M | 39K | – |
| ISHARES TR | MSCI ACWI EX US | 42M | 792K | – |
| ISHARES TR | MSCI EAFE ETF | 10M | 125K | – |
| ISHARES TR | MSCI EMG MKT ETF | 4M | 88K | – |
| ISHARES TR | MSCI INDIA ETF | 2M | 30K | – |
| ISHARES TR | MSCI INDIA SM CP | 4M | 44K | – |
| ISHARES TR | MSCI USA MIN VOL | 8M | 93K | – |
| ISHARES TR | MSCI USA QLT FCT | 295K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 14K | – |
| ISHARES TR | NEW YORK MUN ETF | 849K | 16K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 9K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | – |
| ISHARES TR | RUS 1000 VAL ETF | 678K | 4K | – |
| ISHARES TR | RUS MD CP GR ETF | 877K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 21K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 9K | – |
| ISHARES TR | RUSSELL 3000 ETF | 50M | 160K | – |
| ISHARES TR | S&P 500 GRWT ETF | 93M | 1M | – |
| ISHARES TR | S&P 500 VAL ETF | 86M | 473K | – |
| ISHARES TR | SELECT DIVID ETF | 314K | 3K | – |
| ISHARES TR | SHORT TREAS BD | 5M | 48K | – |
| JOHNSON & JOHNSON | COM | 6M | 43K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 25K | – |
| JPMORGAN CHASE & CO. | COM | 401K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 401K | 2K | – |
| KB FINL GROUP INC | SPONSORED ADR | 2M | 33K | – |
| KKR & CO INC | COM | 406K | 4K | – |
| KLA CORP | COM NEW | 1M | 2K | – |
| LAM RESEARCH CORP | COM | 3M | 3K | – |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 159K | – | – |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 741K | – | – |
| LIGHT & WONDER INC | COM | 629K | 6K | – |
| LINDE PLC | SHS | 15M | 35K | – |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 684K | – | – |
| LOCKHEED MARTIN CORP | COM | 412K | 883 | – |
| LOWES COS INC | COM | 952K | 4K | – |
| LULULEMON ATHLETICA INC | COM | 8M | 27K | – |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 4M | 49K | – |
| MARATHON DIGITAL HOLDINGS IN | COM | 20M | 1M | – |
| MARATHON PETE CORP | COM | 553K | 3K | – |
| MARKEL GROUP INC | COM | 630K | 400 | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 7K | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 322K | – | – |
| MARSH & MCLENNAN COS INC | COM | 8M | 39K | – |
| MARVELL TECHNOLOGY INC | COM | 9M | 134K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MCDONALDS CORP | COM | 2M | 6K | – |
| MCKESSON CORP | COM | 3M | 5K | – |
| MEDTRONIC PLC | SHS | 1M | 13K | – |
| MERCADOLIBRE INC | COM | 465K | 283 | – |
| MERCK & CO INC | COM | 15M | 122K | – |
| META PLATFORMS INC | CL A | 6M | 12K | – |
| META PLATFORMS INC | CL A | 2M | 5K | – |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.125%11/1 | 390K | – | – |
| MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 279K | – | – |
| MICRON TECHNOLOGY INC | COM | 470K | 4K | – |
| MICROSOFT CORP | COM | 92M | 205K | – |
| MICROSTRATEGY INC | NOTE 2/1 | 139K | – | – |
| MIDDLEBY CORP | NOTE 1.000% 9/0 | 603K | – | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 1M | 105K | – |
| MONDELEZ INTL INC | CL A | 398K | 6K | – |
| MORGAN STANLEY | COM NEW | 8M | 81K | – |
| NCL CORP LTD | NOTE 2.500% 2/1 | 197K | – | – |
| NCL CORP LTD | NOTE 5.375% 8/0 | 195K | – | – |
| NEOGENOMICS INC | NOTE 0.250% 1/1 | 160K | – | – |
| NETFLIX INC | COM | 20M | 30K | – |
| NEXTERA ENERGY INC | COM | 4M | 62K | – |
| NEXTERA ENERGY INC | COM | 575K | 9K | – |
| NEXTERA ENERGY INC | UNIT 09/01/2025 | 548K | 13K | – |
| NIKE INC | CL B | 628K | 8K | – |
| NORFOLK SOUTHN CORP | COM | 616K | 3K | – |
| NORTHERN OIL & GAS INC | NOTE 3.625% 4/1 | 468K | – | – |
| NORTHROP GRUMMAN CORP | COM | 487K | 1K | – |
| NOVO-NORDISK A S | ADR | 7M | 50K | – |
| NUTANIX INC | NOTE 0.250%10/0 | 215K | – | – |
| NVENT ELECTRIC PLC | SHS | 745K | 10K | – |
| NVIDIA CORPORATION | COM | 91M | 736K | – |
| NVIDIA CORPORATION | COM | 2M | 2K | – |
| NVIDIA CORPORATION | COM | 2M | 2K | – |
| OCCIDENTAL PETE CORP | COM | 9M | 147K | – |
| OKTA INC | NOTE 0.125% 9/0 | 247K | – | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 902K | – | – |
| ORACLE CORP | COM | 13M | 93K | – |
| PALO ALTO NETWORKS INC | COM | 237K | 700 | – |
| PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 450K | – | – |
| PARKER-HANNIFIN CORP | COM | 401K | 793 | – |
| PARSONS CORP DEL | COM | 2M | 30K | – |
| PARSONS CORP DEL | NOTE 0.250% 8/1 | 106K | – | – |
| PEBBLEBROOK HOTEL TR | NOTE 1.750%12/1 | 405K | – | – |
| PELOTON INTERACTIVE INC | CL A COM | 3M | 825K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 1M | 52K | – |
| PHILIP MORRIS INTL INC | COM | 598K | 6K | – |
| PINTEREST INC | CL A | 10M | 223K | – |
| PLUG POWER INC | COM NEW | 23K | 10K | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 880K | – | – |
| PPG INDS INC | COM | 408K | 3K | – |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 887K | – | – |
| PROCTER AND GAMBLE CO | COM | 3M | 17K | – |
| PROGYNY INC | COM | 1M | 44K | – |
| PROLOGIS INC. | COM | 12M | 105K | – |
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 270K | – | – |
| QUALCOMM INC | COM | 420K | 2K | – |
| QUANTA SVCS INC | COM | 918K | 4K | – |
| REDDIT INC | CL A | 247K | 5K | – |
| RELX PLC | SPONSORED ADR | 826K | 18K | – |
| REPUBLIC SVCS INC | COM | 664K | 3K | – |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 172K | – | – |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 291K | – | – |
| RTX CORPORATION | COM | 721K | 7K | – |
| S&P GLOBAL INC | COM | 11M | 24K | – |
| SALESFORCE INC | COM | 836K | 3K | – |
| SAP SE | SPON ADR | 4M | 19K | – |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 105K | – | – |
| SCHLUMBERGER LTD | COM STK | 368K | 8K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 212K | 3K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 34K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 298K | 4K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 1M | 8K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 405K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 569K | 3K | – |
| SERVICENOW INC | COM | 14M | 18K | – |
| SHERWIN WILLIAMS CO | COM | 11M | 37K | – |
| SHIFT4 PMTS INC | NOTE 12/1 | 448K | – | – |
| SKECHERS U S A INC | CL A | 1M | 18K | – |
| SNAP INC | NOTE 0.750% 8/0 | 126K | – | – |
| SOUTHERN CO | COM | 15M | 189K | – |
| SOUTHERN CO | NOTE 3.875%12/1 | 566K | – | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 167K | – | – |
| SPDR S&P 500 ETF TR | TR UNIT | 30M | 54K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 837K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 366K | 700 | – |
| SPDR SER TR | BLOOMBERG SHT TE | 531K | 21K | – |
| SPDR SER TR | S&P DIVID ETF | 770K | 6K | – |
| SPDR SER TR | S&P OILGAS EXP | 960K | 7K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 2M | 7K | – |
| STANTEC INC | COM | 2M | 29K | – |
| STARBUCKS CORP | COM | 1M | 18K | – |
| STRIDE INC | NOTE 1.125% 9/0 | 161K | – | – |
| STRYKER CORPORATION | COM | 310K | 911 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5M | 30K | – |
| TECHNIPFMC PLC | COM | 973K | 37K | – |
| TERRAN ORBITAL CORPORATION | COM | 174K | 212K | – |
| TESLA INC | COM | 4M | 19K | – |
| TEXAS INSTRS INC | COM | 337K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 11M | 20K | – |
| TJX COS INC NEW | COM | 12M | 107K | – |
| T-MOBILE US INC | COM | 12M | 65K | – |
| TRAVELERS COMPANIES INC | COM | 273K | 1K | – |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 900K | – | – |
| UBER TECHNOLOGIES INC | COM | 15M | 209K | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 900K | – | – |
| UBS GROUP AG | SHS | 286K | 10K | – |
| UNION PAC CORP | COM | 461K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 22M | 44K | – |
| VAIL RESORTS INC | NOTE 1/0 | 183K | – | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 204K | 6K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3M | 43K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 436K | 1K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 710K | 3K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 612K | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 5M | 19K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 7K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 4M | 17K | – |
| VANGUARD INDEX FDS | VALUE ETF | 673K | 4K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 214K | 4K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 33M | 571K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 403K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 296K | 2K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 266K | 3K | – |
| VEEVA SYS INC | CL A COM | 4M | 23K | – |
| VISA INC | COM CL A | 20M | 77K | – |
| WALMART INC | COM | 20M | 291K | – |
| WASTE CONNECTIONS INC | COM | 2M | 11K | – |
| WASTE MGMT INC DEL | COM | 13M | 59K | – |
| WAYFAIR INC | NOTE 3.250% 9/1 | 656K | – | – |
| WELLS FARGO CO NEW | COM | 13M | 221K | – |
| WOLFSPEED INC | NOTE 0.250% 2/1 | 235K | – | – |
| ZILLOW GROUP INC | NOTE 1.375% 9/0 | 177K | – | – |
| ZOETIS INC | CL A | 12M | 69K | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 179K | – | – |