ARCHON CAPITAL MANAGEMENT LLC

Adviser information for ARCHON CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $363.4M
Non-Discretionary 0 $0
Total 4 $363.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $363.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-67811
SEC ERA File Number 801-67811
SEC CIK Numbers 1398825
SEC CRD Numbers 130499
Legal Entity Identifier 549300A2UHQBAW8P1C61

Principal Office

1100 19TH AVENUE EAST
SEATTLE
WA
United States
Monday - Friday, 6:00 A.M. - 3:00 P.M.
Tel: (206) 436-3600, Fax: (206) 438-1863

Chief Compliance Officer

LAWRENCE GAIL
GENERAL COUNSEL
1100 19TH AVENUE EAST
SEATTLE
WA
United States
Tel: (206) 438-1862
Fax: (206) 438-1863
(Full email address available in API data)

Regulatory Contact

DEMETRIOS CHRISTOFILIS
CHIEF OPERATING OFFICER
1100 19TH AVENUE EAST
SEATTLE
WA
United States
Tel: (206) 436-3600
Fax: (206) 438-1863
(Full email address available in API data)

Industry Affiliates

STRATEGOS MASTER FUND GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
STRATEGOS FUND, L.P. Hedge Fund $208.6M $0.5M 87
STRATEGOS MASTER FUND, L.P. Hedge Fund $154.8M $0.5M 97
STRATEGOS OFFSHORE, LTD. Hedge Fund $23.8M $0.5M 25
STRATEGOS PARTNERS LLC Hedge Fund $72.9M $0.5M 72

Control Persons

Name Type Entity Title Since Ownership
CHRISTOFILIS, CONSTANTINOS, JOHN Individual MANAGING MEMBER 01/2004 > 75%
CHRISTOFILIS, DEMETRIOS, JOHN Individual CHIEF OPERATING OFFICER 04/2015 < 5%
GAIL, LAWRENCE, MARK Individual GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER 09/2018 < 5%
Dumont, John, Photios Individual CHIEF FINANCIAL OFFICER 05/2018 < 5%

No. Employees, Historic

10502020202120222023202420257 on 3/26/20207 on 3/24/20218 on 3/30/20227 on 3/23/20238 on 3/28/2024

RAUM, Historic

700M350M0202020212022202320242025330063809 on 3/26/2020535727539 on 3/24/2021600541161 on 3/30/2022369772534 on 3/23/2023363423262 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 3/26/20204 on 3/24/20214 on 3/30/20224 on 3/23/20234 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCURAY INC COM 6M 3M
APYX MEDICAL CORPORATION COM 4M 3M
ASURE SOFTWARE INC COM 6M 732K
CANTALOUPE INC COM 4M 669K
COMTECH TELECOMMUNICATIONS C COM NEW 702K 232K
COMTECH TELECOMMUNICATIONS C COM NEW 212K 70K
CVRX INC COM 2M 164K
DHI GROUP INC COM 1M 617K
EDAP TMS S A SPONSORED ADR 6M 1M
EZCORP INC CL A NON VTG 10M 908K
HONEST CO INC COM 706K 242K
ISHARES TR RUSSELL 2000 ETF 37M 184K
KORU MEDICAL SYSTEMS INC COM 3M 1M
KRATOS DEFENSE & SEC SOLUTIO COM NEW 6M 303K
LEONARDO DRS INC COM 2M 85K
LIGHTPATH TECHNOLOGIES INC COM CL A 2M 2M
LIVEPERSON INC COM 426K 734K
LSI INDS INC OHIO COM 3M 240K
NEURONETICS INC COM 4M 2M
ORION GROUP HLDGS INC COM 3M 271K
POTBELLY CORP COM 6M 701K
RED ROBIN GOURMET BURGERS IN COM 9M 1M
STEREOTAXIS INC COM NEW 3M 2M
ZOOM VIDEO COMMUNICATIONS IN CL A 3M 56K