NATIONWIDE ASSET MANAGEMENT, LLC
Adviser information for NATIONWIDE ASSET MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 171 |
|---|---|
| Investment Advisory/Research | 91 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $14.6B |
| Non-Discretionary | 1 | $107.6M |
| Total | 13 | $14.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $107.6M |
| Investment companies | 2 | $2.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.1B |
| Pension and profit sharing plans | <5 | $4.7B |
| Charitable organizations | <5 | $43.0M |
| State or municipal gov entities | <5 | $575.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $73.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMCOST SHARING AGREEMENT FOR CERTAIN AFFILIATED CLIENTS |
Identifiers
| SEC RIA File Number | 801-67833 |
|---|---|
| SEC ERA File Number | 801-67833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143668 |
| Legal Entity Identifier | 549300SJ9GM0PAURM839 |
Principal Office
ONE NATIONWIDE PLAZAMAIL CODE 1-05-602
COLUMBUS
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 614-435-6274, Fax: None
Chief Compliance Officer
NICHOLAS GRAHAM
ONE NATIONWIDE PLAZA
MAIL CODE 1-05-602
COLUMBUS
OH
United States
Tel:
614-435-6274
N***@*************M
(Full email address available in API data)
Regulatory Contact
BRECKE POHL
COMPLIANCE DIRECTOR
ONE NATIONWIDE PLAZA
MAIL CODE 1-05-602
COLUMBUS
OH
United States
Tel:
614-249-4536
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| NATIONWIDE FUND ADVISORS | Other investment adviser, including financial planners |
| NATIONWIDE FUND DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
| NATIONWIDE INVESTMENT SERVICES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONWIDE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STRAGETIC MULTI-ASSET ALLOCATION PORTFOLIO - N | BANK OWNED LIFE INSURANCE DEDICATED FUND | $1,147.9M | $0.5M | 1 |
| THE BOND PORTFOLIO | BANK OWNED LIFE INSURANCE DEDICATED FUND | $335.8M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NATIONWIDE MUTUAL INSURANCE COMPANY | Domestic Entity | – | MANAGING MEMBER | 03/2007 | > 75% |
| COLEMAN, JOEL, LAWRENCE | Individual | – | PRESIDENT AND MANAGER | 04/2020 | < 5% |
| GRAHAM, NICHOLAS, TEACHNOR | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| BEMAN, BRADLEY, JAY | Individual | – | VICE PRESIDENT AND MANAGER | 02/2022 | < 5% |
| PHLEGAR, JILL, DYAN | Individual | – | VICE PRESIDENT AND MANAGER | 02/2023 | < 5% |