STONEHEARTH CAPITAL MANAGEMENT
STONEHEARTH CAPITAL MANAGEMENT LLC Legal Name
Adviser information for STONEHEARTH CAPITAL MANAGEMENT last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,342 | $325.1M |
Non-Discretionary | 0 | $0 |
Total | 1,342 | $325.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 401 | $151.1M |
HNW Individuals | 98 | $174.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 2 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 209.5M |
Portfolio Manager to Program | Sponsor |
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STONEHEARTH CAPITAL MANAGEMENT WRAP FEE PROGRAM | STONEHEARTH CAPITAL MANAGEMENT |
Principal Office
100 CONIFER HILL DRIVE, UNIT 105DANVERS
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 978-624-3000, Fax: 978-624-3007
Chief Compliance Officer
JAMIE ALLEN UPSON
PRESIDENT & CEO
100 CONIFER HILL DRIVE, UNIT 105
DANVERS
MA
United States
Tel:
978-624-3000
Fax:
978-624-3007
J****@*********************M
(Full email address available in API data)
Regulatory Contact
AMANDA SYLVIA
CLIENT SERVICE ASSOCIATE
100 CONIFER HILL DRIVE, UNIT 105
DANVERS
MA
United States
Tel:
978-624-3000
Fax:
978-624-3007
A*****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
UPSON, JAMIE, ALLEN | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT & CEO | 01/2017 | > 75% |
GAUTHIER, CHRISTOPHER, JOHN | Individual | – | CHIEF INVESTMENT OFFICER | 05/2012 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 5th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPS ETF TR | OSHARES US SMLCP | 14M | 347K | 0 |
AMAZON COM INC | COM | 205K | 1K | 0 |
AMPLIFY ETF TR | AMPLIFY ETHO CLI | 2M | 39K | 0 |
APPLE INC | COM | 3M | 14K | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 278K | 1K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 385K | 947 | 0 |
BOOKING HOLDINGS INC | COM | 246K | 62 | 0 |
BROADRIDGE FINL SOLUTIONS IN | COM | 318K | 2K | 0 |
CACI INTL INC | CL A | 233K | 542 | 0 |
COSTCO WHSL CORP NEW | COM | 347K | 408 | 0 |
DEERE & CO | COM | 221K | 591 | 0 |
DELTA AIR LINES INC DEL | COM NEW | 241K | 5K | 0 |
DICKS SPORTING GOODS INC | COM | 313K | 1K | 0 |
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 18M | 616K | 0 |
DOUBLELINE ETF TRUST | OPPORTUNISTIC BD | 278K | 6K | 0 |
ELI LILLY & CO | COM | 240K | 265 | 0 |
EMERSON ELEC CO | COM | 387K | 4K | 0 |
EXXON MOBIL CORP | COM | 1M | 11K | 0 |
FIDELITY COVINGTON TRUST | MOMENTUM FACTR | 230K | 4K | 0 |
GE VERNOVA LLC | COM | 238K | 1K | 0 |
GENERAL ELECTRIC CO | COM NEW | 985K | 6K | 0 |
GENERAL MLS INC | COM | 224K | 4K | 0 |
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 3M | 89K | 0 |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2M | 16K | 0 |
HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 243K | 7K | 0 |
HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 395K | 10K | 0 |
HOME DEPOT INC | COM | 487K | 1K | 0 |
HUNTINGTON BANCSHARES INC | COM | 289K | 22K | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 2M | 27K | 0 |
INVESCO QQQ TR | UNIT SER 1 | 6M | 12K | 0 |
ISHARES TR | CORE S&P SCP ETF | 6M | 53K | 0 |
ISHARES TR | CORE S&P500 ETF | 277K | 506 | 0 |
ISHARES TR | RUS 1000 VAL ETF | 206K | 1K | 0 |
ISHARES TR | RUS 1000 GRW ETF | 650K | 2K | 0 |
ISHARES TR | JPMORGAN USD EMG | 6M | 64K | 0 |
ISHARES TR | MSCI ACWI ETF | 8M | 67K | 0 |
ISHARES TR | MSCI USA MIN VOL | 801K | 10K | 0 |
ISHARES TR | US TREAS BD ETF | 530K | 23K | 0 |
ISHARES TR | MSCI LW CRB TG | 3M | 18K | 0 |
ISHARES TR | MSCI USA MMENTM | 34M | 176K | 0 |
ISHARES TR | MSCI USA VALUE | 36M | 349K | 0 |
ISHARES TR | MSCI USA QLT FCT | 18M | 107K | 0 |
ISHARES TR | ESG AWR US AGRGT | 1M | 23K | 0 |
J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 293K | 6K | 0 |
J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 1M | 19K | 0 |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 36K | 0 |
JOHNSON & JOHNSON | COM | 651K | 4K | 0 |
JPMORGAN CHASE & CO | COM | 232K | 1K | 0 |
LAM RESEARCH CORP | COM | 338K | 317 | 0 |
LOCKHEED MARTIN CORP | COM | 223K | 478 | 0 |
LOEWS CORP | COM | 202K | 3K | 0 |
LOWES COS INC | COM | 265K | 1K | 0 |
MERCK & CO INC | COM | 276K | 2K | 0 |
META PLATFORMS INC | CL A | 288K | 571 | 0 |
MICROSOFT CORP | COM | 220K | 491 | 0 |
NETFLIX INC | COM | 366K | 542 | 0 |
NORTHROP GRUMMAN CORP | COM | 399K | 915 | 0 |
NUSHARES ETF TR | NUVEEN ESG SMLCP | 2M | 60K | 0 |
ORACLE CORP | COM | 362K | 3K | 0 |
PARAMOUNT GLOBAL | CLASS B COM | 154K | 15K | 0 |
PFIZER INC | COM | 342K | 12K | 0 |
PROGRESSIVE CORP | COM | 399K | 2K | 0 |
RTX CORPORATION | COM | 979K | 10K | 0 |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 7M | 91K | 0 |
SKYWORKS SOLUTIONS INC | COM | 250K | 2K | 0 |
SPDR GOLD TR | GOLD SHS | 8M | 38K | 0 |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 1M | 40K | 0 |
SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 311K | 8K | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 493K | 905 | 0 |
SPDR SER TR | SPDR S&P 500 ETF | 4M | 81K | 0 |
STARBUCKS CORP | COM | 200K | 3K | 0 |
STEEL DYNAMICS INC | COM | 332K | 3K | 0 |
VANGUARD INDEX FDS | VALUE ETF | 2M | 11K | 0 |
VANGUARD INDEX FDS | GROWTH ETF | 205K | 548 | 0 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 11M | 252K | 0 |
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 3M | 47K | 0 |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 8M | 159K | 0 |
VANGUARD WORLD FD | ESG US STK ETF | 4M | 37K | 0 |
VERIZON COMMUNICATIONS INC | COM | 520K | 13K | 0 |