HECK CAPITAL ADVISORS, LLC
Adviser information for HECK CAPITAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,405 | $1.6B |
| Non-Discretionary | 161 | $5.1B |
| Total | 3,566 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 671 | $67.9M |
| HNW Individuals | 429 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 35 | $3.3B |
| Charitable organizations | 86 | $1.5B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $236.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 122 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CAPITAL CENTRAL SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPROJECT FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.6B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HECK CAPITAL PORTFOLIO MANAGEMENT INVESTMENT PROGRAM | HECK |
Identifiers
| SEC RIA File Number | 801-67872 |
|---|---|
| SEC ERA File Number | 801-67872 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143848 |
| Legal Entity Identifier | None |
Principal Office
15 EAST ANDERSON STREETRHINELANDER
WI
United States
Monday - Friday, 8AM-4:30PM
Tel: 715-361-1500, Fax: 715-361-1515
Chief Compliance Officer
DONNA M. BLAMBERG
DIRECTOR OF OPERATIONS
15 EAST ANDERSON STREET
RHINELANDER
WI
United States
Tel:
715-361-1500
Fax:
715-361-1515
D********@**************M
(Full email address available in API data)
Regulatory Contact
DAVID M. HECK
CHIEF OPERATING OFFICER
15 E. ANDERSON ST
RHINELANDER
WI
United States
Tel:
715-361-1500
Fax:
715-361-1515
D****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HECK, KENNETH, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 05/2007 | 50-75% |
| HECK, DAVID, MARTIN | Individual | – | CHIEF OPERATING OFFICER | 05/2007 | 50-75% |
| BLAMBERG, DONNA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER /DIRECTOR OF OPERATIONS | 11/2011 | < 5% |