LCM CAPITAL MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	JANUARY
Legal Location	Illinois, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	9
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	775	$254.0M
Non-Discretionary	8	$15.9M
Total	783	$269.9M

Clients

Type	Number	RAUM
Individuals	194	$39.1M
HNW Individuals	190	$192.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	12	$36.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$1.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	2
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMFixed fees
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	251.0M

Portfolio Manager to Program	Sponsor
LCM PRIVATE ASSET MANAGEMENT PROGRAM	LCM CAPITAL MANAGEMENT INC

Identifiers

SEC RIA File Number	801-67893
SEC ERA File Number	801-67893
SEC CIK Numbers	1861752
SEC CRD Numbers	111074
Legal Entity Identifier	None

Principal Office

209 W. JACKSON BOULEVARD
SUITE 777
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic