CALDER FINANCIAL GROUP
CALDER INVESTMENT ADVISORS Legal Name
Adviser information for CALDER FINANCIAL GROUP last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,266 | $260.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,266 | $260.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 538 | $140.7M |
| HNW Individuals | <5 | $16.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 56 | $97.8M |
| Charitable organizations | <5 | $6.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSUBSCRIPTION FEE LONG TERM PLANNING |
Identifiers
| SEC RIA File Number | 801-67907 |
|---|---|
| SEC ERA File Number | 801-67907 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143973 |
| Legal Entity Identifier | None |
Principal Office
7504 THORNAPPLE RIVER DR. SEADA
MI
United States
Monday - Friday, 8:30 TO 5:00
Tel: 616-235-2442, Fax: 616-235-2460
Chief Compliance Officer
DIRK RACETTE
CEO
7504 THORNAPPLE RIVER DR. SE
ADA
MI
United States
Tel:
616-235-2442
Fax:
616-235-2460
D***@*****************M
(Full email address available in API data)
Regulatory Contact
KELLY EGGLESTON
OPERATIONS MANAGER
7504 THORNAPPLE RIVER DR. SE
ADA
MI
United States
Tel:
616-235-2442
Fax:
616-235-2460
K****@*****************M
(Full email address available in API data)
Industry Affiliates
| CALDER CONSULTING GROUP | Pension consultant |
| TIM TUINSTRA TAX PLANNING | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RACETTE, GEORGE, DIRK | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2007 | 50-75% |
| Riefepeters, Brian, D | Individual | – | PRESIDENT | 01/2020 | 10-25% |
| SHAVELL, DAREN, BAHR | Individual | – | SECRETARY | 01/2020 | 10-25% |