Hedge Fund Database

WORTHPOINTE

WORTHPOINTE, LLC Legal Name

Adviser information for WORTHPOINTE last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,367 $757.7M
Non-Discretionary 0 $0
Total 1,367 $757.7M

Clients

Type Number RAUM
Individuals 331 $128.0M
HNW Individuals 174 $592.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $11.9M
Charitable organizations 0 $0
State or municipal gov entities <5 $25.7M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)SUB-ADVISER SERVICES
Compensation % of AUMHourly chargesFixed feesSUB-ADVISER FEES

Identifiers

SEC RIA File Number 801-67916
SEC ERA File Number 801-67916
SEC CIK Numbers 1921448
SEC CRD Numbers 143996
Legal Entity Identifier None

Principal Office

17179 VERDIGRIS VALLEY ROAD
RAMONA
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 800-620-4232, Fax: 888-619-5666

Websites

twitter.com/worthpointe?lang=en worthpointeinvest.com www.instagram.com/worthpointe/?hl=en www.facebook.com/worthpointe/ www.linkedin.com/company/3197696/

Chief Compliance Officer

ALLISON BLAKE
CHIEF OPERATIONAL OFFICER
17179 VERDIGRIS VALLEY ROAD
RAMONA
CA
United States
Tel: 800-620-4232
Fax: 888-619-5666
(Full email address available in API data)

Regulatory Contact

LEILAH ROCHE
OPERATIONS
17179 VERDIGRIS VALLEY ROAD
RAMONA
CA
United States
Tel: 800-620-4232
Fax: 888-619-5666
(Full email address available in API data)

Industry Affiliates

CONSTITUTION WEALTH LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, MORGAN, HOLTON Individual – WEALTH MANAGER 10/2013 5-10%
WILKINSON, RICHARD, DALE Individual – WEALTH MANAGER 12/2018 5-10%
WORTHHOLD, INC Domestic Entity – HOLDING COMPANY 12/2021 25-50%
VANSLYKE, CHRISTOPHER, PAUL Individual WORTHHOLD, INC PRESIDENT 10/2013 > 75%
BLAKE, ALLISON, BROOKE Individual – CHIEF OPERATIONAL OFFICER/CHIEF COMPLIANCE OFFICER 07/2014 < 5%
Bolles, Douglas, Guy Individual – WEALTH MANAGER 01/2020 10-25%
VANSLYKE, CHRISTOPHER, PAUL Individual – PRESIDENT 10/2013 < 5%
CHAPMAN, JOHN, HOWES Individual – WEALTH MANAGER 12/2021 5-10%
FERREIRA, ANTHONY, GEORGE Individual – WEALTH MANAGER 01/2003 < 5%
MORGAN, BROOKSHER, LEE Individual – WEALTH MANAGER 12/2019 < 5%
O'BRIEN, SCOTT, WILLIAM Individual – WEALTH MANAGER 10/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202515 on 9/24/201915 on 10/25/201915 on 3/6/202015 on 6/15/202015 on 11/4/202015 on 3/26/202115 on 9/14/202115 on 12/21/202115 on 3/25/202216 on 3/22/202316 on 10/5/202316 on 11/1/202316 on 1/10/202416 on 1/19/202416 on 3/26/2024

RAUM, Historic

900M450M02019202020212022202320242025451375500 on 9/24/2019451375500 on 10/25/2019623856296 on 3/6/2020623856296 on 6/15/2020623856296 on 11/4/2020692701264 on 3/26/2021692701264 on 9/14/2021692701264 on 12/21/2021816826006 on 3/25/2022733347335 on 3/22/2023733347335 on 10/5/2023733347335 on 11/1/2023733347335 on 1/10/2024733347335 on 1/19/2024757672737 on 3/26/2024

No. Clients, Historic

60030002019202020212022202320242025492 on 9/24/2019492 on 10/25/2019491 on 3/6/2020491 on 6/15/2020491 on 11/4/2020509 on 3/26/2021509 on 9/14/2021509 on 12/21/2021551 on 3/25/2022568 on 3/22/2023568 on 10/5/2023568 on 11/1/2023568 on 1/10/2024568 on 1/19/2024507 on 3/26/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 267K 1K –
ALPHABET INC CAP STK CL C 340K 2K –
AMAZON COM INC COM 657K 3K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 3M 56K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 10M 239K –
AMERICAN CENTY ETF TR US EQT ETF 22M 241K –
AMERICAN CENTY ETF TR INTL EQT ETF 9M 143K –
AMERICAN CENTY ETF TR US SML CP VALU 4M 42K –
AMERICAN CENTY ETF TR INTL SMCP VLU 965K 15K –
APPLE INC COM 3M 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 292K 719 –
BROADCOM INC COM 208K 130 –
CHEVRON CORP NEW COM 805K 5K –
DIMENSIONAL ETF TRUST SHORT DURATION F 329K 7K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 23M 586K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 10M 162K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 688K 26K –
DIMENSIONAL ETF TRUST US EQUITY ETF 1M 18K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 70M 2M –
DIMENSIONAL ETF TRUST US REAL ESTATE E 266K 12K –
DIMENSIONAL ETF TRUST US TARGETED VLU 3M 49K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 524K 21K –
ELI LILLY & CO COM 240K 265 –
ETF SER SOLUTIONS MCELHENNY SHEFLD 436K 16K –
EXXON MOBIL CORP COM 3M 28K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 61K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 906K 24K –
INNOVATOR ETFS TRUST INTRNL DEV JULY 1M 48K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 568K 16K –
INNOVATOR ETFS TRUST US EQT PWR BUF 2M 44K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 871K 27K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 537K 17K –
INNOVATOR ETFS TRUST US SML CP PWR B 454K 13K –
INNOVATOR ETFS TRUST EMRGNG MKT JULY 413K 17K –
INNOVATOR ETFS TRUST US EQUITY ACCELE 1M 41K –
INNOVATOR ETFS TRUST US EQT ACLRTD 9 221K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 487K 14K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 393K 13K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 307K 8K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 204K 6K –
INNOVATOR ETFS TRUST US SML CP PWR B 712K 26K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 64K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 331K 9K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 32K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 37K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 235K 1K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
ISHARES TR CORE S&P MCP ETF 2M 41K –
ISHARES TR CORE S&P500 ETF 415K 759 –
ISHARES TR U.S. PHARMA ETF 1M 18K –
ISHARES TR MSCI EAFE ETF 233K 3K –
ISHARES TR RUSSELL 2000 ETF 1M 6K –
ISHARES TR CORE S&P TTL STK 256K 2K –
JPMORGAN CHASE & CO. COM 246K 1K –
MERCK & CO INC COM 206K 2K –
META PLATFORMS INC CL A 368K 730 –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 664K 5K –
ORACLE CORP COM 240K 2K –
SELECT SECTOR SPDR TR INDL 867K 7K –
SELECT SECTOR SPDR TR FINANCIAL 970K 24K –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR S&P 500 ETF TR TR UNIT 6M 10K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 620K 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 520K 3K –
TIDAL ETF TR ZEGA BUY AND HED 427K 22K –
VANGUARD INDEX FDS S&P 500 ETF SHS 12M 23K –
VANGUARD STAR FDS VG TL INTL STK F 281K 5K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 2M 28K –
WALMART INC COM 344K 5K –