VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.
Adviser information for VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $3.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE FINANCIAL PLAZAHARTFORD
CT
United States
Monday - Friday, 9:00 AM - 5:00 P.M.
Tel: 800-248-7971, Fax: 860-241-1024
Chief Compliance Officer
CHETRAM PERSAUD
31 WEST 52ND STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
646-376-5905
Fax:
212-575-1460
C**************@*********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY BRANIGAN
ONE FINANCIAL PLAZA
HARTFORD
CT
United States
Tel:
860-263-4739
Fax:
860-241-1024
T***********@*********M
(Full email address available in API data)
Industry Affiliates
| ALPHASIMPLEX GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEREDEX VALUE ADVISORS LLC | Other investment adviser, including financial planners |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | Other investment adviser, including financial planners |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| NFJ INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| SEIX CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| SILVANT CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SUSTAINABLE GROWTH ADVISERS, LP | Other investment adviser, including financial planners |
| VIRTUS ETF ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FIXED INCOME ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FUND ADVISERS, LLC | Other investment adviser, including financial planners |
| VIRTUS GLOBAL PARTNERS PTE. LTD | Other investment adviser, including financial planners |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| VIRTUS INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VP DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTCHESTER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AYLWARD, GEORGE, ROBERT | Individual | – | DIRECTOR AND PRESIDENT | 11/2013 | < 5% |
| VIRTUS PARTNERS, INC. | Domestic Entity | – | SHAREHOLDER | 03/2007 | > 75% |
| HANLEY, DAVID, GEORGE | Individual | – | VICE PRESIDENT AND ASSISTANT TREASURER | 06/2009 | < 5% |
| VIRTUS INVESTMENT PARTNERS, INC. | Domestic Entity | VIRTUS PARTNERS, INC. | SHAREHOLDER | 11/2008 | > 75% |
| ANGERTHAL, MICHAEL, AARON | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER | 06/2009 | < 5% |
| PERSAUD, CHETRAM | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2014 | < 5% |
| SMIRL, RICHARD, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | 05/2021 | < 5% |
| PURKALITIS, ANDRA, CYNTHIA | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 17th, 2021 for period ending March 31st, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| None | COM | 0 | 1 | – |