GILMAN HILL ASSET MANAGEMENT, LLC
Adviser information for GILMAN HILL ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 593 | $704.6M |
| Non-Discretionary | 1 | $257,571 |
| Total | 594 | $704.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $17.5M |
| HNW Individuals | 225 | $564.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.3M |
| Charitable organizations | 10 | $25.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $80.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $8.1M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPROVISION OF MODEL PORTFOLIOS TO THIRD PARTIES |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 25.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DUAL CONTRACT MANAGED ACCOUNT PROGRAM | BNY MELLON ADVISORS, INC. |
| ADVISER'S MSP | JANNEY MONTGOMERY SCOTT LLC |
| MORGAN STANLEY IMS | MORGAN STANLEY |
| WELLS FARGO PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| CLASSIC PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| MANAGED ACCOUNT PROGRAM (MAP) | RBC CAPITAL MARKETS, LLC |
| ADVISORS PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
Principal Office
220 ELM STREETNEW CANAAN
CT
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 203-571-0225, Fax: 203-764-2005
Chief Compliance Officer
JOHN B. HARRINGTON
CHIEF OPERATING OFFICER
220 ELM STREET
NEW CANAAN
CT
United States
Tel:
203-571-0225
Fax:
203-764-2005
J**************@*************M
(Full email address available in API data)
Regulatory Contact
JENNY VAN LEEUWEN HARRINGTON
CHIEF EXECUTIVE OFFICER
220 ELM STREET
NEW CANAAN
CT
United States
Tel:
203-222-2278
Fax:
203-764-2005
J****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRINGTON, JENNY, VANLEEUWEN | Individual | – | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | 10/2009 | > 75% |
| HARRINGTON, JOHN, BRENNAN | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 10/2009 | < 5% |
| STANEK, GREGORY, JOHN | Individual | – | PORTFOLIO MANAGER/MEMBER | 01/2016 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 8M | 83K | – |
| ABBOTT LABS | COM | 979K | 9K | – |
| ABBVIE INC | COM | 2M | 14K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 294K | 970 | – |
| ADOBE INC | COM | 428K | 770 | – |
| ADVANCED MICRO DEVICES INC | COM | 268K | 2K | – |
| AES CORP | COM | 189K | 11K | – |
| AGNC INVT CORP | COM | 95K | 10K | – |
| AGREE RLTY CORP | COM | 486K | 8K | – |
| AIR PRODS & CHEMS INC | COM | 376K | 1K | – |
| ALBANY INTL CORP | CL A | 4M | 42K | – |
| ALGONQUIN PWR UTILS CORP | COM | 116K | 20K | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| ALPHABET INC | CAP STK CL C | 3M | 15K | – |
| ALPS ETF TR | ALERIAN MLP | 234K | 5K | – |
| AMAZON COM INC | COM | 2M | 10K | – |
| AMERICAN ELEC PWR CO INC | COM | 283K | 3K | – |
| AMERICAN EXPRESS CO | COM | 5M | 20K | – |
| AMERICAN HOMES 4 RENT | CL A | 651K | 18K | – |
| AMERICAN TOWER CORP NEW | COM | 5M | 27K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 524K | 4K | – |
| AMERIPRISE FINL INC | COM | 216K | 505 | – |
| AMGEN INC | COM | 234K | 748 | – |
| AON PLC | SHS CL A | 463K | 2K | – |
| APPLE INC | COM | 4M | 19K | – |
| APTIV PLC | SHS | 4M | 52K | – |
| ARCH CAP GROUP LTD | ORD | 757K | 8K | – |
| ARDAGH METAL PACKAGING S A | SHS | 6M | 2M | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 230K | 225 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 201K | 3K | – |
| AT&T INC | COM | 830K | 43K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 422K | 2K | – |
| B & G FOODS INC NEW | COM | 5M | 602K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 813K | 2K | – |
| BLACKSTONE INC | COM | 690K | 6K | – |
| BOSTON PROPERTIES INC | COM | 594K | 10K | – |
| BP PLC | SPONSORED ADR | 201K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 10M | 233K | – |
| BROADCOM INC | COM | 812K | 506 | – |
| CARMAX INC | COM | 2M | 33K | – |
| CARRIER GLOBAL CORPORATION | COM | 5M | 78K | – |
| CATERPILLAR INC | COM | 413K | 1K | – |
| CHEVRON CORP NEW | COM | 419K | 3K | – |
| CISCO SYS INC | COM | 4M | 88K | – |
| CLEARWAY ENERGY INC | CL A | 8M | 350K | – |
| CLEARWAY ENERGY INC | CL C | 322K | 13K | – |
| COCA COLA CO | COM | 711K | 11K | – |
| COLGATE PALMOLIVE CO | COM | 213K | 2K | – |
| COLUMBIA BKG SYS INC | COM | 6M | 291K | – |
| COMCAST CORP NEW | CL A | 269K | 7K | – |
| COMPASS DIVERSIFIED | SH BEN INT | 8M | 385K | – |
| CONSTELLATION BRANDS INC | CL A | 211K | 820 | – |
| COSTCO WHSL CORP NEW | COM | 521K | 613 | – |
| CROWN CASTLE INC | COM | 4M | 38K | – |
| DANAHER CORPORATION | COM | 927K | 4K | – |
| DEERE & CO | COM | 933K | 2K | – |
| DIGITAL RLTY TR INC | COM | 940K | 6K | – |
| DISNEY WALT CO | COM | 4M | 38K | – |
| DOCUSIGN INC | COM | 4M | 79K | – |
| DOMINION ENERGY INC | COM | 9M | 174K | – |
| DOW INC | COM | 11M | 202K | – |
| DUKE ENERGY CORP NEW | COM NEW | 265K | 3K | – |
| EASTERLY GOVT PPTYS INC | COM | 10M | 800K | – |
| EATON CORP PLC | SHS | 308K | 981 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 6M | 396K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 6M | 217K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 222K | 3K | – |
| EVEREST GROUP LTD | COM | 3M | 7K | – |
| EXTRA SPACE STORAGE INC | COM | 209K | 1K | – |
| EXXON MOBIL CORP | COM | 2M | 15K | – |
| FIRST SOLAR INC | COM | 400K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 367K | 7K | – |
| FISERV INC | COM | 5M | 35K | – |
| FLEX LNG LTD | SHS | 8M | 291K | – |
| FREEPORT-MCMORAN INC | CL B | 6M | 133K | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 3K | 10K | – |
| GLADSTONE LD CORP | COM | 246K | 18K | – |
| GLOBAL PARTNERS LP | COM UNITS | 1M | 31K | – |
| GOLDMAN SACHS GROUP INC | COM | 331K | 731 | – |
| GSK PLC | SPONSORED ADR | 2M | 61K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 5M | 98K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 249K | 8K | – |
| HERCULES CAPITAL INC | COM | 12M | 608K | – |
| HIGH INCOME SECS FD | SHS BEN INT | 245K | 35K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HOST HOTELS & RESORTS INC | COM | 593K | 33K | – |
| HUBBELL INC | COM | 365K | 1K | – |
| INTEL CORP | COM | 2M | 67K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 13M | 73K | – |
| INVESCO BD FD | COM | 168K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 9K | – |
| ISHARES TR | 20 YR TR BD ETF | 422K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 313K | 5K | – |
| ISHARES TR | CORE S&P SCP ETF | 605K | 6K | – |
| ISHARES TR | EAFE VALUE ETF | 612K | 12K | – |
| ISHARES TR | MORNINGSTAR GRWT | 282K | 3K | – |
| ISHARES TR | MSCI EAFE ETF | 610K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 37K | – |
| ISHARES TR | SELECT DIVID ETF | 270K | 2K | – |
| ISHARES TR | U.S. BAS MTL ETF | 210K | 2K | – |
| JETBLUE AWYS CORP | COM | 2M | 300K | – |
| JOHNSON & JOHNSON | COM | 2M | 12K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 8K | – |
| KB FINL GROUP INC | SPONSORED ADR | 3M | 61K | – |
| KINDER MORGAN INC DEL | COM | 6M | 302K | – |
| KINETIK HOLDINGS INC | COM NEW CL A | 2M | 38K | – |
| KOHLS CORP | COM | 7M | 320K | – |
| KRAFT HEINZ CO | COM | 226K | 7K | – |
| LAMAR ADVERTISING CO NEW | CL A | 11M | 93K | – |
| LAZARD INC | COM | 365K | 10K | – |
| LOCKHEED MARTIN CORP | COM | 683K | 1K | – |
| LOWES COS INC | COM | 591K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 4M | 17K | – |
| MASTERCARD INCORPORATED | CL A | 260K | 589 | – |
| MATERION CORP | COM | 4M | 34K | – |
| MCDONALDS CORP | COM | 299K | 1K | – |
| MCKESSON CORP | COM | 333K | 571 | – |
| MEDTRONIC PLC | SHS | 3M | 42K | – |
| MERCK & CO INC | COM | 2M | 13K | – |
| META PLATFORMS INC | CL A | 5M | 9K | – |
| MICRON TECHNOLOGY INC | COM | 293K | 2K | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MICROSTRATEGY INC | CL A NEW | 275K | 200 | – |
| MID-AMER APT CMNTYS INC | COM | 523K | 4K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 2M | 38K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 429K | 10K | – |
| NEXTERA ENERGY INC | COM | 890K | 13K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 290K | 11K | – |
| NIKE INC | CL B | 264K | 4K | – |
| NNN REIT INC | COM | 10M | 235K | – |
| NORTHROP GRUMMAN CORP | COM | 3M | 7K | – |
| NVIDIA CORPORATION | COM | 3M | 24K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 314K | 2K | – |
| ONEOK INC NEW | COM | 12M | 148K | – |
| ORGANON & CO | COMMON STOCK | 14M | 661K | – |
| ORIX CORP | SPONSORED ADR | 4M | 32K | – |
| PEPSICO INC | COM | 720K | 4K | – |
| PFIZER INC | COM | 7M | 268K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 255K | 3K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 2M | 85K | – |
| POSCO HOLDINGS INC | SPONSORED ADR | 2M | 24K | – |
| POSTAL REALTY TRUST INC | CL A | 7M | 561K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 9K | – |
| PROGRESSIVE CORP | COM | 318K | 2K | – |
| PROLOGIS INC. | COM | 564K | 5K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 54K | 15K | – |
| RECURSION PHARMACEUTICALS IN | CL A | 101K | 14K | – |
| REGENERON PHARMACEUTICALS | COM | 5M | 5K | – |
| RIO TINTO PLC | SPONSORED ADR | 4M | 61K | – |
| SABRA HEALTH CARE REIT INC | COM | 10M | 621K | – |
| SANDY SPRING BANCORP INC | COM | 398K | 16K | – |
| SCHLUMBERGER LTD | COM STK | 213K | 5K | – |
| SCHWAB CHARLES CORP | COM | 5M | 68K | – |
| SELECT SECTOR SPDR TR | INDL | 369K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 324K | 2K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 212K | 2K | – |
| SEMPRA | COM | 630K | 8K | – |
| SHELL PLC | SPON ADS | 4M | 53K | – |
| SIMON PPTY GROUP INC NEW | COM | 763K | 5K | – |
| SIRIUS XM HOLDINGS INC | COM | 56K | 20K | – |
| SKYWORKS SOLUTIONS INC | COM | 4M | 37K | – |
| SL GREEN RLTY CORP | COM | 10M | 185K | – |
| SOLVENTUM CORP | COM SHS | 873K | 17K | – |
| SOUTHERN CO | COM | 253K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 215K | 1K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 558K | 15K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 984K | 24K | – |
| STANLEY BLACK & DECKER INC | COM | 7M | 87K | – |
| STAR BULK CARRIERS CORP. | SHS PAR | 10M | 400K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 3M | 191K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 1M | 19K | – |
| SYNOPSYS INC | COM | 578K | 972 | – |
| SYSCO CORP | COM | 4M | 55K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 309K | 2K | – |
| TARGA RES CORP | COM | 246K | 2K | – |
| TERADYNE INC | COM | 3M | 22K | – |
| THE CIGNA GROUP | COM | 275K | 831 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 4M | 6K | – |
| TOTALENERGIES SE | SPONSORED ADS | 5M | 74K | – |
| TRANE TECHNOLOGIES PLC | SHS | 716K | 2K | – |
| UBER TECHNOLOGIES INC | COM | 5M | 68K | – |
| UNILEVER PLC | SPON ADR NEW | 4M | 65K | – |
| UNION PAC CORP | COM | 596K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 5M | 35K | – |
| UNITED RENTALS INC | COM | 4M | 6K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 201K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 5M | 19K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 25K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 379K | 758 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 368K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 8M | 37K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 33K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 55K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 378K | 2K | – |
| VANGUARD WORLD FD | EXTENDED DUR | 409K | 6K | – |
| VANGUARD WORLD FD | INF TECH ETF | 461K | 800 | – |
| VENTAS INC | COM | 5M | 99K | – |
| VERIZON COMMUNICATIONS INC | COM | 13M | 318K | – |
| VISA INC | COM CL A | 467K | 2K | – |
| WALMART INC | COM | 270K | 4K | – |
| WESTERN ASSET HIGH INCOME OP | COM | 207K | 54K | – |
| WESTERN ASSET HIGH YIELD DEF | COM | 240K | 21K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 181K | 15K | – |
| WESTERN UN CO | COM | 7M | 587K | – |
| WESTLAKE CHEM PARTNERS LP | COM UNIT RP LP | 687K | 30K | – |
| WHIRLPOOL CORP | COM | 8M | 83K | – |
| WILLIAMS COS INC | COM | 6M | 145K | – |
| WPP PLC NEW | ADR | 3M | 76K | – |
| XPO INC | COM | 4M | 36K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 3M | 26K | – |