SUMMIT ROCK ADVISORS, LP
Adviser information for SUMMIT ROCK ADVISORS, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 155 | $12.2B |
| Non-Discretionary | 49 | $9.3B |
| Total | 204 | $21.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 35 | $6.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $12.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 14 | $3.2B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesBASED ON A CLIENT'S ASSETS UNDER SUPERVISION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
9 WEST 57TH STREET18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 212-993-7150, Fax: 212-993-7149
Chief Compliance Officer
ASHER AILEY
9 WEST 57TH STREET
18TH FLOOR
NEW YORK
NY
United States
Tel:
212-610-2160
Fax:
212-993-7149
A**********@**************M
(Full email address available in API data)
Regulatory Contact
WILL FORSTER
9 WEST 57TH STREET
18TH FLOOR
NEW YORK
NY
United States
Tel:
212-993-7180
Fax:
212-993-7149
W***********@**************M
(Full email address available in API data)
Industry Affiliates
| DIVERSIFIED STRATEGIES (E&F) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| DIVERSIFIED STRATEGIES GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEDGED EQUITY (E&F) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEDGED EQUITY GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY (E&F) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY I GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY II (E&F) GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY II GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY III (E&F) GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY III GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY IV (E&F) GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY IV GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY V (E&F) GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY V GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY VI (E&F) GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY VI GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REAL ASSETS GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SE GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SELECT EQUITY (E&F) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STRATEGIC FIXED INCOME (E&F) LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SRA DIVERSIFIED STRATEGIES PORTFOLIO (E&F) SPC | Hedge Fund | $764.5M | $0.1M | 35 |
| SRA DIVERSIFIED STRATEGIES PORTFOLIO LP | Hedge Fund | $1,341.3M | $0.0M | 63 |
| SRA HEDGED EQUITY PORTFOLIO (E&F) SPC | Hedge Fund | $795.2M | $0.1M | 34 |
| SRA HEDGED EQUITY PORTFOLIO LP | Hedge Fund | $1,280.0M | $0.0M | 63 |
| SRA PRIVATE EQUITY PORTFOLIO I (E&F) SPC | Private Equity Fund | $28.2M | $0.1M | 14 |
| SRA PRIVATE EQUITY PORTFOLIO I LP | Private Equity Fund | $52.7M | $0.0M | 23 |
| SRA PRIVATE EQUITY PORTFOLIO II (E&F) LP | Private Equity Fund | $248.8M | $0.0M | 16 |
| SRA PRIVATE EQUITY PORTFOLIO II LP | Private Equity Fund | $290.4M | $0.0M | 36 |
| SRA PRIVATE EQUITY PORTFOLIO III (E&F) LP | Private Equity Fund | $341.1M | $0.0M | 21 |
| SRA PRIVATE EQUITY PORTFOLIO III LP | Private Equity Fund | $691.6M | $0.0M | 52 |
| SRA PRIVATE EQUITY PORTFOLIO IV (E&F) LP | Private Equity Fund | $296.2M | $0.0M | 25 |
| SRA PRIVATE EQUITY PORTFOLIO IV LP | Private Equity Fund | $622.9M | $0.0M | 62 |
| SRA PRIVATE EQUITY PORTFOLIO V (E&F) LP | Private Equity Fund | $330.7M | $0.0M | 28 |
| SRA PRIVATE EQUITY PORTFOLIO V LP | Private Equity Fund | $776.0M | $0.0M | 79 |
| SRA PRIVATE EQUITY PORTFOLIO VI (E&F) LP | Private Equity Fund | $323.6M | $0.0M | 23 |
| SRA PRIVATE EQUITY PORTFOLIO VI LP | Private Equity Fund | $588.4M | $0.0M | 64 |
| SRA REAL ASSETS PORTFOLIO LP | Private Equity Fund | $25.5M | $0.0M | 16 |
| SRA SELECT EQUITY PORTFOLIO (E&F) SPC | Hedge Fund | $1,283.4M | $0.1M | 35 |
| SRA SELECT EQUITY PORTFOLIO LP | Hedge Fund | $1,940.6M | $0.0M | 68 |
| SRA STRATEGIC FIXED INCOME PORTFOLIO (E&F) SPC | Hedge Fund | $0.0M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUMMIT ROCK ADVISORS MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER OF SUMMIT ROCK ADVISORS, LP | 06/2015 | < 5% |
| DECHMAN, DAVID, ALLEN | Individual | – | CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 03/2007 | 50-75% |
| DONOHUE, ANNE, (NANCY) | Individual | – | CHIEF INVESTMENT STRATEGIST AND LIMITED PARTNER | 03/2007 | 25-50% |
| HEDDEN, WILLIAM, RUSSELL | Individual | – | CHIEF OPERATING OFFICER | 01/2011 | < 5% |
| SUMMIT ROCK ADVISORS, INC. | Domestic Entity | SUMMIT ROCK ADVISORS MANAGEMENT GP, LLC | MEMBER OF SUMMIT ROCK ADVISORS MANAGEMENT GP, LLC | 06/2015 | > 75% |
| DECHMAN, DAVID, ALLEN | Individual | SUMMIT ROCK ADVISORS, INC. | DIRECTOR | 06/2015 | 50-75% |
| DONOHUE, ANNE, (NANCY) | Individual | SUMMIT ROCK ADVISORS, INC. | DIRECTOR | 06/2015 | 25-50% |
| AILEY, ASHER, KAMALI | Individual | – | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | 10/2021 | < 5% |
| SCHROEDER, THOMAS, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 12M | 66K | – |
| APPLE INC | COM | 30M | 141K | – |
| ISHARES TR | RUS MD CP GR ETF | 52M | 468K | – |
| NVIDIA CORPORATION | COM | 28M | 229K | – |
| SELECT SECTOR SPDR TR | ENERGY | 30M | 332K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 70M | 1M | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 102M | 2M | – |