VERIS WEALTH PARTNERS, LLC
Adviser information for VERIS WEALTH PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,129 | $1.9B |
| Non-Discretionary | 120 | $162.8M |
| Total | 2,249 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 95 | $22.6M |
| HNW Individuals | 235 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 33 | $282.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-67966 |
|---|---|
| SEC ERA File Number | 801-67966 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143588 |
| Legal Entity Identifier | None |
Principal Office
235 MONTGOMERY STREETSUITE 850
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM TO 5PM
Tel: (415) 814-0580, Fax: (415) 413-0685
Chief Compliance Officer
RICHARD CHEN
17 STATE ST.
SUITE 2450
NEW YORK
NY
United States
Tel:
2123494172
R****@**********M
(Full email address available in API data)
Industry Affiliates
| RICHARD L. CHEN (RICHARD L. CHEN PLLC) | Lawyer or law firm |
| VERIS GLOBAL SUSTAINABILITY MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VERIS GLOBAL SUSTAINABILITY FUND, LLC | FUND OF FUNDS | $114.9M | $0.5M | 71 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LENT, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER | 07/2007 | 10-25% |
| DAVIS, NICOLE, MARIKO | Individual | – | SENIOR WEALTH MANAGER | 01/2018 | 10-25% |
| CHOI, LORI, KIM | Individual | – | SENIOR WEALTH MANAGER | 01/2018 | 5-10% |
| RUPP, STEPHANIE, COHN | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER | 01/2021 | 10-25% |
| Chen, Richard, Leeway | Individual | – | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | 07/2020 | 5-10% |
| PYOTT, ALISON, LYN | Individual | – | CHIEF CLIENT SERVICES OFFICER | 08/2020 | 10-25% |
| ROSEMONT INVESTMENT GROUP, LLC | Domestic Entity | – | MEMBER | 01/2022 | 10-25% |
| MARKEL VENTURES INC. | Domestic Entity | ROSEMONT INVESTMENT GROUP, LLC | MEMBER | 06/2018 | > 75% |
| MARKEL CORPORATION | Domestic Entity | MARKEL VENTURES INC. | SOLE SHAREHOLDER | 11/2005 | > 75% |
| Kucer, Sheryl | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |