SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
Adviser information for SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,174 | $218.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,174 | $218.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 440 | $151.8M |
| HNW Individuals | 26 | $55.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $11.0M |
| Charitable organizations | <5 | $200,059 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $206,497 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 31 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
120 NEWPORT CENTER DRSUITE 100
NEWPORT BEACH
CA
United States
Monday - Friday, 8:30AM TO 5PM
Tel: 949-261-7726, Fax: 949-261-7727
Websites
www.twitter.com/sigresources1
www.fmlycapital.com
www.linkedin.com/company/signature-resources-capital-management-llc/
www.christinalawrence.com
www.mikebornstein.com
www.linkedin.com/company/statera-asset-management/
www.srcmadvisors.com
www.statera-am.com/
www.facebook.com/signature-resources-348415421905354/
Chief Compliance Officer
MARK MOWREY
CHIEF INVESTMENT OFFICER
120 NEWPORT CENTER DR
SUITE 100
NEWPORT BEACH
CA
United States
Tel:
949-537-3406
M***@***************M
(Full email address available in API data)
Regulatory Contact
GREG KALTENBACH
MANAGING PRINCIPAL
120 NEWPORT CENTER DR
SUITE 100
NEWPORT BEACH
CA
United States
Tel:
949-261-7726
Fax:
949-261-7727
G***@***************M
(Full email address available in API data)
Industry Affiliates
| SIGNATURE RESOURCES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KALTENBACH, GREGORY, LINN | Individual | – | MANAGING MEMBER | 05/2007 | 25-50% |
| KALTENBACH, GEOFFREY, LANE | Individual | – | MANAGING MEMBER | 05/2007 | 25-50% |
| MOWREY, MARK, ALAN | Individual | – | CHIEF INVESTMENT OFFICER (8/2016), CCO (3/2020) | 08/2016 | 25-50% |
| KALTENBACH, BEVERLY, ANN | Individual | – | MANAGING MEMBER | 02/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 27K | 259 | 0 |
| ABBVIE INC | COM | 187K | 1K | 0 |
| ALPHABET INC | CAP STK CL A | 760K | 4K | 0 |
| ALPHABET INC | CAP STK CL C | 1M | 6K | 0 |
| AMAZON COM INC | COM | 480K | 2K | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 7K | 95 | 0 |
| AMERICAN TOWER CORP NEW | COM | 5K | 25 | 0 |
| AMGEN INC | COM | 22K | 71 | 0 |
| APPLE INC | COM | 976K | 5K | 0 |
| BANK MONTREAL QUE | COM | 6K | 71 | 0 |
| BHP GROUP LTD | SPONSORED ADS | 6K | 102 | 0 |
| BROADCOM INC | COM | 119K | 74 | 0 |
| CANADIAN NAT RES LTD | COM | 20K | 572 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 3K | 42 | 0 |
| CHEVRON CORP NEW | COM | 48K | 306 | 0 |
| COCA COLA CO | COM | 13K | 202 | 0 |
| CONOCOPHILLIPS | COM | 69K | 602 | 0 |
| CSX CORP | COM | 14K | 411 | 0 |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 22K | 467 | 0 |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 13M | 271K | 0 |
| DOMINION ENERGY INC | COM | 4K | 86 | 0 |
| EDISON INTL | COM | 3K | 47 | 0 |
| EOG RES INC | COM | 16K | 127 | 0 |
| EXXON MOBIL CORP | COM | 517K | 4K | 0 |
| FREEPORT-MCMORAN INC | CL B | 24K | 497 | 0 |
| GENERAL DYNAMICS CORP | COM | 17K | 59 | 0 |
| GENERAL MTRS CO | COM | 5K | 97 | 0 |
| GILEAD SCIENCES INC | COM | 10K | 143 | 0 |
| GRAIL INC | COM | 31 | 2 | 0 |
| HALLIBURTON CO | COM | 4K | 130 | 0 |
| HASBRO INC | COM | 3K | 54 | 0 |
| HOME DEPOT INC | COM | 193K | 561 | 0 |
| ILLINOIS TOOL WKS INC | COM | 7K | 31 | 0 |
| ILLUMINA INC | COM | 1K | 12 | 0 |
| INTEL CORP | COM | 20K | 631 | 0 |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 3K | 34 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 16K | 171 | 0 |
| ISHARES TR | CORE MSCI EAFE | 126K | 2K | 0 |
| ISHARES INC | CORE MSCI EMKT | 76K | 1K | 0 |
| ISHARES TR | CORE S&P500 ETF | 843K | 2K | 0 |
| ISHARES TR | CORE S&P TTL STK | 647K | 5K | 0 |
| ISHARES TR | MSCI USA MIN VOL | 106K | 1K | 0 |
| ISHARES TR | GLOBAL TECH ETF | 161K | 2K | 0 |
| ISHARES TR | IBOXX INV CP ETF | 39K | 368 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 19K | 215 | 0 |
| ISHARES TR | MSCI USA MMENTM | 92K | 474 | 0 |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 115K | 2K | 0 |
| ISHARES TR | ISHS 5-10YR INVT | 85K | 2K | 0 |
| ISHARES TR | US TREAS BD ETF | 161K | 7K | 0 |
| JPMORGAN CHASE & CO. | COM | 98K | 486 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 19K | 365 | 0 |
| KEURIG DR PEPPER INC | COM | 4K | 128 | 0 |
| LAMB WESTON HLDGS INC | COM | 6K | 76 | 0 |
| LAS VEGAS SANDS CORP | COM | 3K | 67 | 0 |
| LOCKHEED MARTIN CORP | COM | 5K | 11 | 0 |
| LOWES COS INC | COM | 21K | 97 | 0 |
| MARRIOTT INTL INC NEW | CL A | 25K | 102 | 0 |
| MASTERCARD INCORPORATED | CL A | 10K | 23 | 0 |
| MCDONALDS CORP | COM | 27K | 105 | 0 |
| MERCK & CO INC | COM | 188K | 2K | 0 |
| META PLATFORMS INC | CL A | 191K | 378 | 0 |
| MICROSOFT CORP | COM | 1M | 3K | 0 |
| NIKE INC | CL B | 22K | 286 | 0 |
| NORTHROP GRUMMAN CORP | COM | 5K | 12 | 0 |
| NOVARTIS AG | SPONSORED ADR | 5K | 45 | 0 |
| ORGANON & CO | COMMON STOCK | 3K | 146 | 0 |
| OTIS WORLDWIDE CORP | COM | 2K | 21 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 852 | 82 | 0 |
| PEPSICO INC | COM | 48K | 289 | 0 |
| PNC FINL SVCS GROUP INC | COM | 4K | 24 | 0 |
| QUALCOMM INC | COM | 338K | 2K | 0 |
| RIO TINTO PLC | SPONSORED ADR | 6K | 95 | 0 |
| RTX CORPORATION | COM | 4K | 42 | 0 |
| SHELL PLC | SPON ADS | 10K | 139 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 20K | 184 | 0 |
| STRYKER CORPORATION | COM | 15K | 44 | 0 |
| TEXAS INSTRS INC | COM | 18K | 95 | 0 |
| THE CIGNA GROUP | COM | 12K | 35 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 25K | 46 | 0 |
| UNION PAC CORP | COM | 122K | 537 | 0 |
| UNITEDHEALTH GROUP INC | COM | 32K | 63 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 127K | 3K | 0 |
| WELLS FARGO CO NEW | COM | 51K | 851 | 0 |
| WESTERN UN CO | COM | 3K | 254 | 0 |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 677 | 36 | 0 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 565K | 18K | 0 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 400K | 14K | 0 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 2M | 50K | 0 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 201K | 8K | 0 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 3M | 53K | 0 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 9M | 146K | 0 |
| AMERICAN CENTY ETF TR | US EQT ETF | 22M | 239K | 0 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 563K | 22K | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 3M | 100K | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 5M | 120K | 0 |
| DIMENSIONAL ETF TRUST | CALIF MUN BD ETF | 510K | 10K | 0 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 4M | 141K | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 11M | 435K | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 20M | 613K | 0 |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 2M | 72K | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 345K | 12K | 0 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 128K | 1K | 0 |
| MIMEDX GROUP INC | COM | 5K | 695 | 0 |
| ELI LILLY & CO | COM | 9K | 10 | 0 |
| CAPITAL GRP FIXED INCM ETF T | SHORT DURATION | 20K | 778 | 0 |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | 267K | 6K | 0 |
| SCHWAB STRATEGIC TR | US REIT ETF | 5K | 257 | 0 |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 35K | 1K | 0 |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 38K | 1K | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 111K | 4K | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 627K | 16K | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 1M | 23K | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 109K | 1K | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 395K | 8K | 0 |
| ISHARES INC | FRONTIER AND SEL | 25K | 899 | 0 |
| CATERPILLAR INC | COM | 305K | 915 | 0 |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 7K | 154 | 0 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 1K | 65 | 0 |
| BANK AMERICA CORP | COM | 74K | 2K | 0 |
| SALESFORCE INC | COM | 25K | 97 | 0 |
| SOFI TECHNOLOGIES INC | COM | 9K | 1K | 0 |
| STARBUCKS CORP | COM | 6K | 76 | 0 |
| TARGET CORP | COM | 4K | 26 | 0 |
| DISNEY WALT CO | COM | 54K | 539 | 0 |
| PFIZER INC | COM | 11K | 396 | 0 |
| ISHARES TR | CORE S&P US VLU | 263K | 3K | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 612 | 13 | 0 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 21K | 106 | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 518K | 1K | 0 |
| ADVANCED MICRO DEVICES INC | COM | 24K | 149 | 0 |
| AIRBNB INC | COM CL A | 9K | 57 | 0 |
| ALARM COM HLDGS INC | COM | 1K | 20 | 0 |
| ALASKA AIR GROUP INC | COM | 4K | 100 | 0 |
| APPLE HOSPITALITY REIT INC | COM NEW | 2K | 168 | 0 |
| ARISTA NETWORKS INC | COM | 11K | 32 | 0 |
| BANK MONTREAL MEDIUM | BIG OIL 3X LEV | 31K | 62 | 0 |
| BOSTON BEER INC | CL A | 610 | 2 | 0 |
| BOSTON PROPERTIES INC | COM | 1K | 24 | 0 |
| CERENCE INC | COM | 198 | 70 | 0 |
| CEVA INC | COM | 579 | 30 | 0 |
| CITIGROUP INC | COM NEW | 2K | 30 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 2K | 100 | 0 |
| CLOUDFLARE INC | CL A COM | 3K | 35 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 8K | 20 | 0 |
| DARDEN RESTAURANTS INC | COM | 9K | 62 | 0 |
| DEXCOM INC | COM | 1K | 12 | 0 |
| DIREXION SHS ETF TR | DAILY FINL BEAR | 414 | 39 | 0 |
| DIREXION SHS ETF TR | DLY ENRGY BULL2X | 25K | 379 | 0 |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 2K | 61 | 0 |
| ECOLAB INC | COM | 2K | 7 | 0 |
| FOUR CORNERS PPTY TR INC | COM | 715 | 29 | 0 |
| GLOBAL MED REIT INC | COM NEW | 2K | 196 | 0 |
| GLOBUS MED INC | CL A | 2K | 25 | 0 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 127 | 36 | 0 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 632 | 258 | 0 |
| IDEXX LABS INC | COM | 2K | 4 | 0 |
| ISHARES TR | CORE S&P MCP ETF | 18K | 315 | 0 |
| ISHARES TR | CORE S&P SCP ETF | 10K | 91 | 0 |
| LEMONADE INC | COM | 610 | 37 | 0 |
| LUMENTUM HLDGS INC | COM | 1K | 20 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 433 | 100 | 0 |
| NVIDIA CORPORATION | COM | 262K | 2K | 0 |
| PINTEREST INC | CL A | 2K | 55 | 0 |
| PROSHARES TR | PSHS ULT S&P 500 | 3K | 40 | 0 |
| PROSHARES TR | ULTRAPRO QQQ | 42K | 565 | 0 |
| QORVO INC | COM | 16K | 136 | 0 |
| STARWOOD PPTY TR INC | COM | 5K | 283 | 0 |
| TERADYNE INC | COM | 3K | 20 | 0 |
| TORO CO | COM | 776 | 8 | 0 |
| UNITY SOFTWARE INC | COM | 244 | 15 | 0 |
| WYNN RESORTS LTD | COM | 1K | 15 | 0 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 592 | 10 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS EMERGING | 25K | 480 | 0 |
| SCHWAB CHARLES CORP | COM | 47K | 635 | 0 |
| CISCO SYS INC | COM | 219K | 5K | 0 |
| PRICE T ROWE GROUP INC | COM | 42K | 366 | 0 |
| YUM CHINA HLDGS INC | COM | 864 | 28 | 0 |
| YUM BRANDS INC | COM | 4K | 28 | 0 |
| BP PLC | SPONSORED ADR | 127K | 4K | 0 |
| BECTON DICKINSON & CO | COM | 2K | 9 | 0 |
| CARDINAL HEALTH INC | COM | 23K | 232 | 0 |
| EMBECTA CORP | COMMON STOCK | 12 | 1 | 0 |
| ISHARES TR | 0-5 YR TIPS ETF | 35K | 353 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 36K | 810 | 0 |
| JOHNSON & JOHNSON | COM | 5K | 33 | 0 |
| VIATRIS INC | COM | 74 | 7 | 0 |
| ISHARES TR | U S EQUITY FACTR | 628K | 11K | 0 |
| BLACKROCK ETF TRUST II | SHORT TERM CALIF | 2K | 40 | 0 |
| AT&T INC | COM | 22K | 1K | 0 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 354K | 14K | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 153K | 1K | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 4K | 85 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 111K | 2K | 0 |
| BARRICK GOLD CORP | COM | 1K | 80 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 190K | 2K | 0 |
| BLACKROCK INC | COM | 13K | 17 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 2K | 57 | 0 |
| COSTCO WHSL CORP NEW | COM | 200K | 235 | 0 |
| CRICUT INC | COM CL A | 15K | 3K | 0 |
| CVS HEALTH CORP | COM | 21K | 350 | 0 |
| D R HORTON INC | COM | 31K | 219 | 0 |
| EDGIO INC | COM NEW | 1K | 125 | 0 |
| GEN DIGITAL INC | COM | 50K | 2K | 0 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 9K | 185 | 0 |
| ISHARES TR | ISHARES SEMICDTR | 111K | 450 | 0 |
| PROLOGIS INC. | COM | 17K | 149 | 0 |
| RXO INC | COMMON STOCK | 5K | 185 | 0 |
| TESLA INC | COM | 227K | 1K | 0 |
| TWILIO INC | CL A | 6K | 103 | 0 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 12K | 171 | 0 |
| V F CORP | COM | 4K | 300 | 0 |
| WASTE CONNECTIONS INC | COM | 45K | 255 | 0 |
| XPO INC | COM | 20K | 185 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 409K | 1K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 22K | 327 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 36K | 825 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 15K | 197 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9K | 105 | 0 |
| AMERIPRISE FINL INC | COM | 1K | 3 | 0 |
| COMCAST CORP NEW | CL A | 8K | 206 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 24K | 138 | 0 |
| KYNDRYL HLDGS INC | COMMON STOCK | 631 | 24 | 0 |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 417 | 47 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 2K | 272 | 0 |
| ETF SER SOLUTIONS | US GLB JETS | 2K | 115 | 0 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 5K | 180 | 0 |
| PROVIDENT FINL SVCS INC | COM | 3K | 191 | 0 |
| ISHARES TR | US AER DEF ETF | 5K | 41 | 0 |
| SPDR SER TR | AEROSPACE DEF | 3K | 20 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 2K | 10 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 17K | 116 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5K | 22 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 156K | 3K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 15K | 81 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 31K | 127 | 0 |
| GE AEROSPACE | COM NEW | 22K | 136 | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 4K | 45 | 0 |
| GE VERNOVA INC | COM | 6K | 34 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 1K | 1K | 0 |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 9K | 482 | 0 |
| WABTEC | COM | 790 | 5 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 18K | 55 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 1K | 15 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 15K | 123 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 8K | 99 | 0 |
| ISHARES INC | ESG AWR MSCI EM | 2K | 60 | 0 |
| ISHARES TR | ESG AWARE MSCI | 1K | 33 | 0 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 1K | 24 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1K | 30 | 0 |
| FIDELITY COVINGTON TRUST | ELEC VEHS & FUTR | 31K | 2K | 0 |
| GLOBAL X FDS | SOLAR ETF | 13K | 1K | 0 |
| FIDELITY COVINGTON TRUST | CLEAN ENERGY ETF | 19K | 1K | 0 |
| NET LEASE OFFICE PROPERTIES | COM | 148 | 6 | 0 |
| WP CAREY INC | COM | 5K | 91 | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 459 | 5 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 73K | 457 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 8K | 149 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 22K | 404 | 0 |
| AMERICAN CENTY ETF TR | AVANTIS RESPON U | 57K | 919 | 0 |
| ISHARES TR | ESG AWRE 1 5 YR | 173K | 7K | 0 |
| ISHARES TR | USD GRN BOND ETF | 2K | 34 | 0 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 364K | 6K | 0 |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 13K | 236 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 70K | 600 | 0 |
| WALMART INC | COM | 45K | 660 | 0 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 2K | 31 | 0 |
| VERACYTE INC | COM | 83K | 4K | 0 |
| AXON ENTERPRISE INC | COM | 105K | 356 | 0 |
| ISHARES TR | MSCI CHINA A | 11K | 429 | 0 |
| ISHARES TR | MSCI CHINA ETF | 34K | 801 | 0 |
| ISHARES TR | INTL EQTY FACTOR | 46K | 2K | 0 |
| ISHARES TR | INTERNATIONAL SL | 30K | 917 | 0 |
| ISHARES TR | US SML CAP EQT | 34K | 548 | 0 |
| ISHARES INC | EMNG MKTS EQT | 15K | 321 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 480 | 6 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1K | 18 | 0 |
| ISHARES U S ETF TR | INT RT HDG C B | 47K | 510 | 0 |
| ISHARES TR | CALIF MUN BD ETF | 111K | 2K | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 49K | 973 | 0 |
| ISHARES TR | CORE S&P US GWT | 62K | 483 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 13K | 124 | 0 |
| SPDR SER TR | NUVEEN BLMBRG SH | 1K | 28 | 0 |
| PROCTER AND GAMBLE CO | COM | 17K | 106 | 0 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 2K | 30 | 0 |
| BANK NEW YORK MELLON CORP | COM | 96K | 2K | 0 |
| CENOVUS ENERGY INC | COM | 10K | 500 | 0 |
| MARATHON OIL CORP | COM | 21K | 740 | 0 |
| MARATHON PETE CORP | COM | 59K | 340 | 0 |
| PHILLIPS 66 | COM | 35K | 250 | 0 |
| SUNCOR ENERGY INC NEW | COM | 11K | 280 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 17K | 166 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 12K | 58 | 0 |
| ADOBE INC | COM | 76K | 137 | 0 |
| LUCID GROUP INC | COM | 18 | 7 | 0 |
| MARVELL TECHNOLOGY INC | COM | 2K | 32 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 1K | 107 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 97K | 202 | 0 |
| ROBLOX CORP | CL A | 521 | 14 | 0 |
| SWEETGREEN INC | COM CL A | 1K | 40 | 0 |
| LAM RESEARCH CORP | COM | 2M | 2K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 10K | 71 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 265K | 989 | 0 |
| ORACLE CORP | COM | 598K | 4K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 45K | 100 | 0 |
| EATON VANCE TAX-MANAGED BUY- | COM | 3K | 225 | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 54K | 1K | 0 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 4K | 59 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 39K | 1K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 34K | 616 | 0 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 1K | 25 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 31K | 144 | 0 |
| SONY GROUP CORP | SPONSORED ADR | 10K | 120 | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 9K | 50 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 5K | 125 | 0 |
| KRANESHARES TRUST | ASIA PACIFIC HI | 568 | 23 | 0 |
| VANECK ETF TRUST | JP MRGAN EM LOC | 12K | 487 | 0 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 424 | 15 | 0 |
| QUANTUMSCAPE CORP | COM CL A | 984 | 200 | 0 |
| SES AI CORPORATION | CL A COM | 938 | 750 | 0 |
| SOLID POWER INC | CLASS A COM | 1K | 750 | 0 |
| SPDR SER TR | S&P REGL BKG | 1K | 23 | 0 |
| SPDR SER TR | S&P HOMEBUILD | 404 | 4 | 0 |
| VANECK ETF TRUST | VANECK VIETNAM | 974 | 80 | 0 |
| CARVANA CO | CL A | 13K | 100 | 0 |
| EXPEDIA GROUP INC | COM NEW | 7K | 54 | 0 |
| IAC INC | COM NEW | 3K | 54 | 0 |
| LENDINGTREE INC NEW | COM | 125 | 3 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 3K | 30 | 0 |
| MARRIOTT VACATIONS WORLDWIDE | COM | 262 | 3 | 0 |
| MATCH GROUP INC NEW | COM | 4K | 116 | 0 |
| QURATE RETAIL INC | COM SER A | 21 | 34 | 0 |
| TRIPADVISOR INC | COM | 962 | 54 | 0 |
| VIMEO INC | COMMON STOCK | 325 | 87 | 0 |
| CARISMA THERAPEUTICS INC | COM | 21 | 14 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 1K | 24 | 0 |
| DSS INC | COM NEW | 5 | 3 | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 382 | 53 | 0 |
| NATURAL ALTERNATIVES INTL IN | COM NEW | 211 | 35 | 0 |
| RIOT PLATFORMS INC | COM | 274 | 30 | 0 |
| TILRAY BRANDS INC | COM | 28 | 17 | 0 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 11K | 303 | 0 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 14K | 366 | 0 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 47K | 778 | 0 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 26K | 508 | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 0 | 0 | 0 |
| ALBEMARLE CORP | COM | 1K | 15 | 0 |
| BANK OZK LITTLE ROCK ARK | COM | 3K | 64 | 0 |
| CINCINNATI FINL CORP | COM | 5K | 41 | 0 |
| EAST WEST BANCORP INC | COM | 3K | 36 | 0 |
| ISHARES TR | CORE HIGH DV ETF | 136K | 1K | 0 |
| KULICKE & SOFFA INDS INC | COM | 3K | 59 | 0 |
| NORFOLK SOUTHN CORP | COM | 5K | 21 | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 3K | 139 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 32K | 415 | 0 |
| THOMSON REUTERS CORP. | COM | 4K | 26 | 0 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 80K | 1K | 0 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 27K | 335 | 0 |
| ATLASSIAN CORPORATION | CL A | 884 | 5 | 0 |
| VERITONE INC | COM | 3K | 1K | 0 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 5K | 175 | 0 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 33K | 1K | 0 |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 3K | 32 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 5K | 58 | 0 |
| ISHARES TR | EAFE VALUE ETF | 4K | 70 | 0 |
| ISHARES TR | RUS 1000 ETF | 23K | 78 | 0 |
| ISHARES TR | RUS MID CAP ETF | 5K | 61 | 0 |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 19K | 651 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 39K | 150 | 0 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 32K | 138 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 98K | 1K | 0 |
| AMERICAN AIRLS GROUP INC | COM | 76K | 7K | 0 |
| HP INC | COM | 81K | 2K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 12K | 67 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 6K | 80 | 0 |
| SELECT SECTOR SPDR TR | INDL | 12K | 95 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 706 | 8 | 0 |
| VANGUARD WORLD FD | FINANCIALS ETF | 14K | 136 | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 25K | 44 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 5K | 75 | 0 |
| ALLY FINL INC | COM | 8K | 200 | 0 |
| ARDELYX INC | COM | 3K | 400 | 0 |
| BITFARMS LTD | COM | 642 | 250 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 13K | 830 | 0 |
| GCT SEMICONDUCTOR HLDG INC | COMMON STOCK | 7K | 1K | 0 |
| KINROSS GOLD CORP | COM | 2K | 200 | 0 |
| MICRON TECHNOLOGY INC | COM | 24K | 180 | 0 |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 22K | 200 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 14K | 80 | 0 |
| TWIST BIOSCIENCE CORP | COM | 12K | 250 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 616 | 15 | 0 |
| VIRPAX PHARMACEUTICALS INC | COM NEW | 26 | 50 | 0 |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 4K | 110 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 1K | 18 | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2K | 6 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 7K | 60 | 0 |
| COINBASE GLOBAL INC | COM CL A | 16K | 73 | 0 |
| SUNRUN INC | COM | 2K | 152 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 7K | 62 | 0 |
| GLOBAL X FDS | AUTONMOUS EV ETF | 5K | 225 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 4K | 280 | 0 |
| DYNEX CAP INC | COM | 9K | 790 | 0 |
| FORD MTR CO DEL | COM | 21K | 2K | 0 |
| HERCULES CAPITAL INC | COM | 6K | 275 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 9K | 150 | 0 |
| RITHM CAPITAL CORP | COM NEW | 5K | 450 | 0 |
| SOUNDHOUND AI INC | CLASS A COM | 2K | 500 | 0 |
| SPDR SER TR | PRTFLO S&P500 HI | 8K | 195 | 0 |
| ISHARES TR | FALN ANGLS USD | 11K | 438 | 0 |
| ISHARES TR | INTL DIV GRWTH | 21K | 314 | 0 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 10K | 165 | 0 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 23K | 464 | 0 |
| NETFLIX INC | COM | 3K | 5 | 0 |
| MODERNA INC | COM | 4K | 32 | 0 |
| KRANESHARES TRUST | GLOBAL LUXURY ID | 534 | 22 | 0 |
| ABRDN PRECIOUS METALS BASKET | PHYSCL PRECS MET | 515 | 5 | 0 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 351 | 3 | 0 |
| DIGITAL RLTY TR INC | COM | 608 | 4 | 0 |
| FOX CORP | CL B COM | 320 | 10 | 0 |
| LAMAR ADVERTISING CO NEW | CL A | 478 | 4 | 0 |
| PLUG POWER INC | COM NEW | 2K | 1K | 0 |
| EXSCIENTIA PLC | ADS | 255 | 50 | 0 |