Hedge Fund Database

BARON FINANCIAL GROUP LLC

Adviser information for BARON FINANCIAL GROUP LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 952 $327.7M
Non-Discretionary 4 $4.1M
Total 956 $331.8M

Clients

Type Number RAUM
Individuals 228 $89.5M
HNW Individuals 94 $225.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.1M
Charitable organizations 9 $11.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-67989
SEC ERA File Number 801-67989
SEC CIK Numbers 1832093
SEC CRD Numbers 144234
Legal Entity Identifier None

Principal Office

16-00 ROUTE 208 SOUTH
SUITE 104
FAIR LAWN
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 201-791-6408, Fax: 201-791-3907

Websites

www.youtube.com/user/baronfinancial vimeo.com/user95861468 www.linkedin.com/company/baron-financial-group/ baron-financial.com/

Chief Compliance Officer

NICHOLAS J. SCHEIBNER
WEALTH MANAGEMENT ADVISOR
16-00 STATE ROUTE 208 SOUTH
SUITE 104
FAIR LAWN
NJ
United States
Tel: 201-791-6408
Fax: 201-791-3907
(Full email address available in API data)

Regulatory Contact

FRAN WEIZMAN
CLIENT COMMUNICATIONS
16-00 STATE ROUTE 208 SOUTH
SUITE 104
FAIR LAWN
NJ
United States
Tel: 201-791-6408
Fax: 201-791-3907
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CANNILLO, VICTOR, PAUL Individual – MANAGING MEMBER 05/2007 > 75%
BENANTE, ANTHONY, JOHN Individual – MANAGING MEMBER 05/2007 25-50%
SCHEIBNER, NICHOLAS, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 03/2017 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 4/26/20198 on 4/29/20198 on 6/25/20198 on 10/28/201910 on 2/20/202010 on 6/11/202010 on 6/26/202010 on 10/13/202010 on 2/23/202110 on 3/19/202110 on 7/2/20219 on 2/22/20229 on 11/8/20229 on 1/30/20239 on 3/21/20239 on 3/6/2024

RAUM, Historic

400M200M02019202020212022202320242025203418592 on 4/26/2019203418592 on 4/29/2019203418592 on 6/25/2019203418592 on 10/28/2019243081372 on 2/20/2020243081372 on 6/11/2020243081372 on 6/26/2020243081372 on 10/13/2020243081372 on 2/23/2021288675538 on 3/19/2021288675538 on 7/2/2021347038606 on 2/22/2022347038606 on 11/8/2022347038606 on 1/30/2023300651603 on 3/21/2023331781010 on 3/6/2024

No. Clients, Historic

40020002019202020212022202320242025272 on 4/26/2019272 on 4/29/2019272 on 6/25/2019272 on 10/28/2019287 on 2/20/2020287 on 6/11/2020287 on 6/26/2020287 on 10/13/2020287 on 2/23/2021297 on 3/19/2021297 on 7/2/2021329 on 2/22/2022329 on 11/8/2022329 on 1/30/2023318 on 3/21/2023332 on 3/6/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 217K 1K –
AMPLIFY ETF TR CWP ENHANCED DIV 3M 86K –
APPLE INC COM 1M 7K –
ARES CAPITAL CORP COM 394K 19K –
AUTOMATIC DATA PROCESSING IN COM 203K 850 –
BAYTEX ENERGY CORP COM 47K 14K –
COLGATE PALMOLIVE CO COM 339K 3K –
EXXON MOBIL CORP COM 768K 7K –
INDEXIQ ETF TR HEDGE MLTI ETF 3M 94K –
INTERNATIONAL BUSINESS MACHS COM 578K 3K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 5M 95K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 2M 18K –
INVESCO QQQ TR UNIT SER 1 11M 23K –
ISHARES INC ESG AWR MSCI EM 2M 49K –
ISHARES INC CORE MSCI EMKT 2M 44K –
ISHARES TR MSCI KLD400 SOC 201K 2K –
ISHARES TR MSCI INTL QUALTY 4M 106K –
ISHARES TR ESG AW MSCI EAFE 3M 35K –
ISHARES TR SHRT NAT MUN ETF 4M 40K –
ISHARES TR RUSSELL 2000 ETF 16M 78K –
ISHARES TR RUS 1000 GRW ETF 3M 9K –
ISHARES TR NATIONAL MUN ETF 507K 5K –
ISHARES TR CONV BD ETF 4M 49K –
ISHARES TR MSCI EMG MKT ETF 4M 100K –
ISHARES TR RUS MID CAP ETF 4M 54K –
ISHARES TR MSCI USA MMENTM 630K 3K –
ISHARES TR CORE MSCI EAFE 227K 3K –
ISHARES TR RUS 1000 VAL ETF 2M 13K –
ISHARES TR CORE S&P SCP ETF 4M 38K –
ISHARES TR CORE S&P MCP ETF 2M 28K –
ISHARES TR MSCI EAFE ETF 6M 74K –
MICROSOFT CORP COM 777K 2K –
SPDR GOLD TR GOLD SHS 5M 24K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 67K –
SPDR S&P 500 ETF TR TR UNIT 19M 35K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 4K –
SPDR SER TR BBG CONV SEC ETF 6M 79K –
SPDR SER TR BLOOMBERG INTL T 2M 103K –
VANGUARD BD INDEX FDS SHORT TRM BOND 497K 6K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 57K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 5M 61K –
VANGUARD MALVERN FDS STRM INFPROIDX 13M 277K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 250K 1K –
VANGUARD WORLD FD INF TECH ETF 377K 653 –
VANGUARD WORLD FD HEALTH CAR ETF 4M 16K –