SANTANDER ASSET MANAGEMENT SA SGIIC
Adviser information for SANTANDER ASSET MANAGEMENT SA SGIIC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Spain |
Employees
| Total Number of Employees | 201 |
|---|---|
| Investment Advisory/Research | 84 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 737 | $83.0B |
| Non-Discretionary | 527 | $22.3B |
| Total | 1,264 | $105.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 5 | $10.4B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 156 | $69.7B |
| Pension and profit sharing plans | <5 | $1.3B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $18.7B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $5.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-68002 |
|---|---|
| SEC ERA File Number | 801-68002 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143883 |
| Legal Entity Identifier | 95980020140005148452 |
Principal Office
PASEO DE LA CASTELLANA 24MADRID
Spain
Monday - Friday, 9:00AM-6:00PM
Tel: 34 912574020, Fax: None
Websites
Chief Compliance Officer
PABLO CORTON
PASEO DE LA CASTELLANA 24
MADRID
Spain
Tel:
34 912574020
P***********@**************M
(Full email address available in API data)
Regulatory Contact
MARIA USSIA
LEGAL COUNSEL
PASEO DE LA CASTELLANA 24
MADRID
Spain
Tel:
34 91 333 63 50
M**********@**************M
(Full email address available in API data)
Industry Affiliates
| BANCO SANTANDER, S.A. | Banking or thrift institution |
| SANTANDER ASSET MANAGEMENT UK LIMITED | Other investment adviser, including financial planners |
| SANTANDER PRIVATE BANKING GESTION, S.A. SGIIC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANCO SANTANDER, S.A. | Foreign Entity | SANTUSA HOLDING SL | SHAREHOLDER | 12/2013 | > 75% |
| DE LAZARO-TORRES, LAZARO | Individual | – | DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD | 02/2018 | < 5% |
| SAM INVESTMENT HOLDINGS SL | Foreign Entity | – | SHAREHOLDER | 12/2013 | > 75% |
| SANTUSA HOLDING SL | Foreign Entity | SAM INVESTMENT HOLDINGS SL | SHAREHOLDER | 12/2013 | 50-75% |
| SANTANDER PENSIONES SA, EGFP | Foreign Entity | – | SHAREHOLDER | 12/2013 | < 5% |
| GARCIA-ARAGON, JUAN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2014 | < 5% |
| USSIA-BERTRAN, MARIA | Individual | – | CHIEF LEGAL OFFICER/SECRETARY | 12/2014 | < 5% |
| PEREZ-CHIRINOS, IGNACIO | Individual | – | CHIEF OPERATIONS OFFICER | 04/2014 | < 5% |
| Garcia, Jose, Mercado | Individual | – | INDEPENDENT DIRECTOR, BOARD MEMBER | 02/2018 | < 5% |
| ORTEGA-VICH, JACOBO | Individual | – | CHIEF INVESTMENT OFFICER | 04/2018 | < 5% |
| CORTON-CERRO, PABLO | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| BARQUERO-ARANDA, NICOLAS | Individual | – | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |
| MEDINA-VAZQUEZ, MARIA, LUZ | Individual | – | DIRECTOR | 01/2023 | < 5% |