Hedge Fund Database

ORCA INVESTMENT MANAGEMENT, LLC

Adviser information for ORCA INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 553 $160.9M
Non-Discretionary 4 $1.3M
Total 557 $162.1M

Clients

Type Number RAUM
Individuals 223 $53.3M
HNW Individuals 45 $104.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $4.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $122
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesNEGOTIABLE PROJECT RELATED FEES

Identifiers

SEC RIA File Number 801-68050
SEC ERA File Number 801-68050
SEC CIK Numbers 1511229
SEC CRD Numbers 144377
Legal Entity Identifier None

Principal Office

2250 AVIATION DRIVE
SUITE 3
ROSEBURG
OR
United States
Monday - Friday, 9:00 A.M. - 4:00 P.M.
Tel: (541) 672-3469, Fax: (541) 672-1610

Websites

orcaim.com

Chief Compliance Officer

SHAWN WILLARD
MANAGER
6 CENTERPOINTE DRIVE
SUITE 300
LAKE OSWEGO
OR
United States
Tel: (503)582-9500
Fax: (503)582-9976
(Full email address available in API data)

Regulatory Contact

KIMBERLY FRIEL
COMPLIANCE ASSOCIATE
2250 AVIATION DRIVE
SUITE 3
ROSEBURG
OR
United States
Tel: 541.672.3469
Fax: 541.672.1610
(Full email address available in API data)

Industry Affiliates

PAULSON INVESTMENT COMPANY LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILLARD, SHAWN, PATRICK Individual – MANAGER, CHIEF COMPLIANCE OFFICER 01/2024 < 5%
PAULSON CAPITAL HOLDING COMPANY, LLC Domestic Entity – OWNER 01/2024 > 75%

No. Employees, Historic

10502020202120222023202420257 on 3/27/20207 on 6/26/20207 on 3/12/20217 on 8/10/20217 on 12/2/20217 on 12/21/20217 on 3/16/20227 on 3/23/20237 on 3/23/20237 on 1/2/20247 on 1/2/20247 on 3/26/2024

RAUM, Historic

200M100M0202020212022202320242025151862792 on 3/27/2020151862792 on 6/26/2020155237181 on 3/12/2021155237181 on 8/10/2021155237181 on 12/2/2021155237181 on 12/21/2021172863396 on 3/16/2022137374270 on 3/23/2023137374270 on 3/23/2023137374270 on 1/2/2024137374270 on 1/2/2024162109119 on 3/26/2024

No. Clients, Historic

3001500202020212022202320242025292 on 3/27/2020292 on 6/26/2020280 on 3/12/2021280 on 8/10/2021280 on 12/2/2021280 on 12/21/2021279 on 3/16/2022275 on 3/23/2023275 on 3/23/2023275 on 1/2/2024275 on 1/2/2024268 on 3/26/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 2M 15K –
A M M O INC COM 804K 479K –
ABBVIE INC COM 779K 5K –
ALPHABET INC. CLASS A COM 3M 18K –
ALPHABET INC. CLASS C COM 8M 44K –
ALTRIA GROUP INC COM 437K 10K –
AMAZON.COM INC COM 1M 8K –
APPLE INC COM 8M 38K –
ARCHER-DANIELS-MIDLN COM 3M 43K –
AUTO DATA PROCESSING COM 695K 3K –
BERKSHIRE HATHAWAY INC DEL CL COM 3M 7K –
BOEING CO COM 633K 3K –
BROADCOM INC COM 3M 2K –
CARDINAL HEALTH INC COM 3M 28K –
CHARLES SCHWAB CORP COM 431K 6K –
CITIGROUP INC COM 277K 4K –
COHERENT CORP COM 4M 56K –
CVS HEALTH CORP COM 2M 31K –
DUTCH BROS INC CLASS A COM 719K 17K –
EMERSON ELECTRIC CO COM 431K 4K –
EXXON MOBIL CORP COM 456K 4K –
GENUINE PARTS CO COM 377K 3K –
HOME DEPOT INC COM 2M 5K –
INTEL CORP COM 2M 56K –
INTERNATIONAL FLAVORS & FRAGRA COM 2M 21K –
J P MORGAN CHASE & CO COM 1M 7K –
JOHNSON & JOHNSON COM 3M 19K –
KIMBERLY CLARK CORP COM 299K 2K –
KINDER MORGAN INC COM 711K 36K –
MICROSOFT CORP COM 14M 31K –
MORGAN STANLEY COM 587K 6K –
ORACLE CORP COM 566K 4K –
PEPSICO INC COM 627K 4K –
PFIZER INC COM 560K 20K –
PPG INDUSTRIES INC COM 301K 2K –
PROCTER & GAMBLE COM 498K 3K –
PRUDENTIAL FINL COM 3M 29K –
SNAP ON INC COM 999K 4K –
STARBUCKS CORP COM 537K 7K –
THE GOLDMAN SACHS GROUP COM 625K 1K –
UNITED PARCEL SRVC CLASS B COM 2M 15K –
VERIZON COMMUNICATN COM 2M 46K –
WALT DISNEY CO COM 470K 5K –
CHARLES SCHWAB US MC ETF ETF - EQUITY 1M 13K –
FLEXSHARES MORNINGSTAR US IDX ETF - EQUITY 383K 2K –
INVESCO S&P 500 LOW VOLATILITY ETF - EQUITY 839K 13K –
ISHARES RUSSELL 2000 ETF ETF - EQUITY 1M 7K –
SELECT STR FINANCIAL SELECT SP ETF - EQUITY 2M 60K –
SPDR FUND CONSUMER STAPLES ETF ETF - EQUITY 1M 17K –
SPDR FUND MATERIALS SELECT SEC ETF - EQUITY 921K 10K –
SPDR PORTFOLIO S P 1500 CMPST ETF - EQUITY 4M 67K –
SPDR S&P 500 ETF ETF - EQUITY 5M 10K –
VANGUARD FTSE DEVELOPED MARKET ETF - EQUITY 425K 9K –
VANGUARD LARGE CAP ETF ETF - EQUITY 205K 822 –
VANGUARD TOTAL STOCK MARKET ET ETF - EQUITY 2M 8K –
REAVES UTILITY INCOME CLSD END EQ FD 290K 11K –