ARGOS WEALTH ADVISORS LLC
Adviser information for ARGOS WEALTH ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 124 | $778.6M |
| Non-Discretionary | 98 | $51.2M |
| Total | 222 | $829.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $206.4M |
| HNW Individuals | 43 | $589.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $29.8M |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | <5 | $2.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-68097 |
|---|---|
| SEC ERA File Number | 801-68097 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144481 |
| Legal Entity Identifier | None |
Principal Office
1183 EMPIRE AVENUEPARK CITY
UT
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 707-633-9063, Fax: None
Websites
Chief Compliance Officer
J. NIEL ARMSTRONG
9201 MARYSVILLE RD
OREGON HOUSE
CA
United States
Tel:
415-310-6261
C*********@**************M
(Full email address available in API data)
Regulatory Contact
RYAN MASON
COO
5930 SOUTH LAND PARK DRIVE #22459
SACRAMENTO
CA
United States
Tel:
707-633-9063
R*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AWA SMALL CAP ACCESS FUND, L.P. | FUND OF MONEY MANAGERS. PRIVATE FUND INVESTED USING PROFESSIONAL, THIRD-PARTY MONEY MANAGERS | $29.8M | $0.1M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUSSO, MICHAEL, HOWARD | Individual | – | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | 06/2007 | 50-75% |
| YAMADA, BRADFORD, JITSUSO | Individual | – | MEMBER / RESEARCH | 12/2008 | 10-25% |
| MASON, RYAN, WILLIAM | Individual | – | MEMBER / CHIEF OPERATIONS OFFICER | 12/2008 | 5-10% |
| ARMSTRONG, JEREMY, NIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| MERCHANT WEALTH PARTNERS, LLC | Domestic Entity | – | PART OWNER | 12/2021 | 10-25% |