D'ANNUNZIO CONSULTING GROUP, LLC
Adviser information for D'ANNUNZIO CONSULTING GROUP, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 46 | $1.6B |
| Total | 46 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $3.1M |
| HNW Individuals | 34 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $402.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-68118 |
|---|---|
| SEC ERA File Number | 801-68118 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144422 |
| Legal Entity Identifier | None |
Principal Office
621 PACIFIC AVENUESUITE 216
TACOMA
WA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 253-272-1972, Fax: None
Websites
Chief Compliance Officer
HOLLY D'ANNUNZIO
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
621 PACIFIC AVENUE
SUITE 216
TACOMA
WA
United States
Tel:
253-272-1972
H****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| D'ANNUNZIO, HOLLY, FOSS | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 06/2007 | > 75% |