HOMAN WEALTH ADVISORS, LLC
Adviser information for HOMAN WEALTH ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 478 | $271.1M |
| Non-Discretionary | 0 | $0 |
| Total | 478 | $271.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $32.3M |
| HNW Individuals | 68 | $228.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $3.0M |
| Charitable organizations | 5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $4.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-68136 |
|---|---|
| SEC ERA File Number | 801-68136 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129433 |
| Legal Entity Identifier | None |
Principal Office
12829 WEST DODGE ROADSUITE 202
OMAHA
NE
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 402-763-6401, Fax: 402-763-6400
Websites
Chief Compliance Officer
RICHARD M. HOMAN
MANAGING MEMBER
12829 WEST DODGE ROAD
SUITE 202
OMAHA
NE
United States
Tel:
402-763-6401
Fax:
402-763-6400
R*****@**********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW MCBRIDE
INVESTMENT ADVISER REPRESENTATIVE
12829 WEST DODGE ROAD
SUITE 202
OMAHA
NE
United States
Tel:
402-763-6401
Fax:
402-763-6400
M*******@**********************M
(Full email address available in API data)
Industry Affiliates
| HANCOCK & DANA, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOMAN, RICHARD, MATTHEW | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 08/2003 | > 75% |