Hedge Fund Database

SMITH ANGLIN FINANCIAL, LLC

Adviser information for SMITH ANGLIN FINANCIAL, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,197 $1.5B
Non-Discretionary 182 $70.3M
Total 3,379 $1.6B

Clients

Type Number RAUM
Individuals 675 $248.9M
HNW Individuals 557 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $3.0M
Charitable organizations 8 $10.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $5.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 12
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshopsCONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-68157
SEC ERA File Number 801-68157
SEC CIK Numbers 1553540
SEC CRD Numbers 144386
Legal Entity Identifier None

Principal Office

14755 PRESTON ROAD.
SUITE 700
DALLAS
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (972) 267-1244, Fax: (972) 267-1243

Websites

www.linkedin.com/company/smith-anglin-financial/ twitter.com/smithanglin www.smithanglin.com/ www.facebook.com/smithanglinfinancial/ www.youtube.com/@smithanglinfinancial8308

Chief Compliance Officer

STEVEN ANGLIN
MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
14755 PRESTON ROAD., SUITE 700
DALLAS
TX
United States
Tel: (972) 267-1244
Fax: (972) 267-1243
(Full email address available in API data)

Regulatory Contact

DEBBIE SELVIDGE
DIRECTOR OF OPERATIONS & RELATIONSHIP MANAGER
14755 PRESTON ROAD., SUITE 700
(972) 267-1243
TX
United States
Tel: (972) 267-1244
Fax: (972) 267-1243
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOXLEY, REGIS, SCOTT Individual – MANAGING MEMBER 08/2007 25-50%
ANGLIN, STEVEN, WAYNE Individual – MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 08/2007 25-50%
POLLOCK, WESTON, ALAN Individual – MANAGING MEMBER 08/2007 25-50%
LOTT, CHRISTOPHER, BRIAN Individual – MANAGING MEMBER 08/2007 25-50%

No. Employees, Historic

2010020202021202220232024202512 on 3/10/202012 on 6/15/202014 on 3/19/202115 on 3/29/202215 on 11/29/202216 on 3/16/202316 on 3/6/202416 on 3/12/2024

RAUM, Historic

2B1B0202020212022202320242025815956405 on 3/10/2020815956405 on 6/15/20201005230222 on 3/19/20211307934815 on 3/29/20221307934815 on 11/29/20221245086543 on 3/16/20231571428888 on 3/6/20241571428888 on 3/12/2024

No. Clients, Historic

2,0001,0000202020212022202320242025886 on 3/10/2020886 on 6/15/20201007 on 3/19/20211114 on 3/29/20221114 on 11/29/20221182 on 3/16/20231254 on 3/6/20241254 on 3/12/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 369K 4K 0
ABBVIE INC COM 607K 4K 0
ADOBE INC COM 344K 619 0
ADVANCED MICRO DEVICES INC COM 562K 3K 0
ALPHABET INC CAP STK CL A 1M 6K 0
ALPHABET INC CAP STK CL C 538K 3K 0
ALTRIA GROUP INC COM 332K 7K 0
AMAZON COM INC COM 8M 42K 0
AMERICAN CENTY ETF TR US EQT ETF 52M 581K 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 184K 29K 0
AMTD DIGITAL INC SPONSORED ADS 73K 20K 0
APPLE INC COM 23M 109K 0
APPLIED MATLS INC COM 254K 1K 0
ARK ETF TR INNOVATION ETF 3M 63K 0
ARK ETF TR NEXT GNRTN INTER 1M 19K 0
AUTOMATIC DATA PROCESSING IN COM 220K 924 0
BANK AMERICA CORP COM 455K 11K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K 0
BLACKSTONE INC COM 271K 2K 0
BOEING CO COM 644K 4K 0
BROADCOM INC COM 610K 380 0
BUILDERS FIRSTSOURCE INC COM 411K 3K 0
BURTECH ACQUISITION CORP *W EXP 12/18/202 3K 10K 0
CAMBRIA ETF TR SHSHLD YIELD ETF 63M 922K 0
CAMBRIA ETF TR CAMBRIA FGN SHR 17M 636K 0
CAMBRIA ETF TR EMRG SHAREHLDR 44M 1M 0
CATERPILLAR INC COM 617K 2K 0
CHEVRON CORP NEW COM 956K 6K 0
CHIPOTLE MEXICAN GRILL INC COM 229K 4K 0
CISCO SYS INC COM 223K 5K 0
CLEANSPARK INC COM NEW 419K 26K 0
COCA COLA CO COM 1M 23K 0
COGNITION THERAPEUTICS INC COM 20K 12K 0
COINBASE GLOBAL INC COM CL A 358K 2K 0
CONOCOPHILLIPS COM 295K 3K 0
CORTEVA INC COM 321K 6K 0
COSTCO WHSL CORP NEW COM 1M 1K 0
CROWDSTRIKE HLDGS INC CL A 398K 1K 0
CSX CORP COM 299K 9K 0
DANAHER CORPORATION COM 226K 905 0
DELTA AIR LINES INC DEL COM NEW 2M 33K 0
DIGITAL RLTY TR INC COM 366K 2K 0
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 214K 4K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 347K 11K 0
DISNEY WALT CO COM 1M 11K 0
DOVER CORP COM 230K 1K 0
DOW INC COM 216K 4K 0
EA SERIES TRUST FREEDOM 100 EM 2M 44K 0
ELEVANCE HEALTH INC COM 216K 399 0
ELI LILLY & CO COM 414K 457 0
ENLINK MIDSTREAM LLC COM UNIT REP LTD 692K 50K 0
ETF SER SOLUTIONS NATIONWIDE NASDQ 231K 9K 0
EXXON MOBIL CORP COM 4M 38K 0
FEDEX CORP COM 2M 5K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 204K 4K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 227K 2K 0
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 983K 5K 0
GE AEROSPACE COM NEW 542K 3K 0
GLOBAL X FDS ARTIFICIAL ETF 330K 9K 0
GLOBAL X FDS CYBRSCURTY ETF 239K 8K 0
HEICO CORP NEW COM 213K 952 0
HERSHEY CO COM 216K 1K 0
HOME DEPOT INC COM 817K 2K 0
HONEYWELL INTL INC COM 235K 1K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 809K 20K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 457K 12K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 514K 15K 0
INTERNATIONAL BUSINESS MACHS COM 2M 10K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 984K 47K 0
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 55M 569K 0
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 1M 32K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 24K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 7M 189K 0
INVESCO QQQ TR UNIT SER 1 3M 7K 0
INVESCO SR INCOME TR COM 45K 11K 0
INVITATION HOMES INC COM 215K 6K 0
ISHARES INC MSCI GBL ETF NEW 569K 14K 0
ISHARES INC MSCI EURZONE ETF 423K 9K 0
ISHARES TR CORE S&P TTL STK 220K 2K 0
ISHARES TR CORE DIV GRWTH 43M 755K 0
ISHARES TR SP SMCP600VL ETF 1M 14K 0
ISHARES TR CORE S&P SCP ETF 399K 4K 0
ISHARES TR US AER DEF ETF 1M 9K 0
ISHARES TR CORE US AGGBD ET 3M 29K 0
ISHARES TR 0-3 MNTH TREASRY 375K 4K 0
ISHARES TR S&P MC 400GR ETF 502K 6K 0
ISHARES TR S&P 500 GRWT ETF 143M 2M 0
ISHARES TR RUSSELL 2000 ETF 664K 3K 0
ISHARES TR S&P 500 VAL ETF 40M 218K 0
ISHARES TR MSCI ACWI ETF 225K 2K 0
ISHARES TR RUS 1000 ETF 275K 924 0
ISHARES TR U.S. INSRNCE ETF 1M 11K 0
ISHARES TR MSCI ACWI EX US 1M 22K 0
ISHARES TR 10-20 YR TRS ETF 48M 467K 0
ISHARES TR SELECT DIVID ETF 2M 14K 0
ISHARES TR SHRT NAT MUN ETF 372K 4K 0
ISHARES TR NATIONAL MUN ETF 748K 7K 0
ISHARES TR CORE S&P500 ETF 75M 138K 0
ISHARES TR MSCI EAFE ETF 2M 27K 0
ISHARES TR S&P MC 400VL ETF 868K 8K 0
ISHARES TR CORE S&P MCP ETF 4M 69K 0
ISHARES TR S&P SML 600 GWT 3M 22K 0
ISHARES TR MODERT ALLOC ETF 2M 51K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 20K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 284K 6K 0
JETBLUE AWYS CORP COM 74K 12K 0
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 71M 1M 0
JOHNSON & JOHNSON COM 888K 6K 0
JPMORGAN CHASE & CO. COM 609K 3K 0
KLA CORP COM NEW 316K 383 0
LIGHT & WONDER INC COM 213K 2K 0
LOWES COS INC COM 300K 1K 0
LULULEMON ATHLETICA INC COM 235K 788 0
MARATHON PETE CORP COM 225K 1K 0
MASTERCARD INCORPORATED CL A 523K 1K 0
MCDONALDS CORP COM 686K 3K 0
MCKESSON CORP COM 454K 777 0
META PLATFORMS INC CL A 3M 6K 0
MICROSOFT CORP COM 6M 13K 0
NETFLIX INC COM 240K 356 0
NEXTERA ENERGY INC COM 244K 3K 0
NIKE INC CL B 598K 8K 0
NORTHERN DYNASTY MINERALS LT COM NEW 20K 65K 0
NVIDIA CORPORATION COM 9M 69K 0
OCCIDENTAL PETE CORP COM 247K 4K 0
ORACLE CORP COM 514K 4K 0
ORION ENERGY SYS INC COM 17K 15K 0
PEPSICO INC COM 1M 8K 0
PFIZER INC COM 616K 22K 0
PHILIP MORRIS INTL INC COM 207K 2K 0
PHILLIPS 66 COM 206K 1K 0
PROCTER AND GAMBLE CO COM 852K 5K 0
PROSHARES TR SP500 EX FINLS 10M 164K 0
QUALCOMM INC COM 408K 2K 0
ROSS STORES INC COM 205K 1K 0
ROYAL CARIBBEAN GROUP COM 246K 2K 0
RUBRIK INC. CL A 352K 11K 0
S&P GLOBAL INC COM 213K 477 0
SALESFORCE INC COM 222K 862 0
SCHWAB STRATEGIC TR US BRD MKT ETF 895K 14K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 43K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 5M 47K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 36K 0
SCHWAB STRATEGIC TR US SML CAP ETF 508K 11K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 26K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 21K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 7K 0
SELECT SECTOR SPDR TR ENERGY 783K 9K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 303K 4K 0
SELECT SECTOR SPDR TR COMMUNICATION 242K 3K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 438K 6K 0
SELECT SECTOR SPDR TR TECHNOLOGY 357K 2K 0
SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 2M 84K 0
SOFI TECHNOLOGIES INC COM 69K 11K 0
SOUTHERN CO COM 349K 4K 0
SOUTHWEST AIRLS CO COM 4M 134K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 5M 12K 0
SPDR GOLD TR GOLD SHS 2M 8K 0
SPDR S&P 500 ETF TR TR UNIT 21M 39K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 7M 14K 0
SPDR SER TR S&P 400 MDCP VAL 2M 23K 0
SPDR SER TR PORTFOLIO SH TSR 36M 1M 0
SPDR SER TR NUVEEN BLOOMBERG 510K 20K 0
SPDR SER TR PRTFLO S&P500 GW 522K 7K 0
SPDR SER TR S&P 400 MDCP GRW 1M 18K 0
STARBUCKS CORP COM 201K 3K 0
TELLURIAN INC NEW COM 12K 18K 0
TESLA INC COM 1M 6K 0
TEXAS INSTRS INC COM 1M 5K 0
TIDEWATER INC NEW COM 288K 3K 0
UIPATH INC CL A 224K 18K 0
UNION PAC CORP COM 232K 1K 0
UNITED AIRLS HLDGS INC COM 346K 7K 0
UNITEDHEALTH GROUP INC COM 609K 1K 0
UNIVERSAL DISPLAY CORP COM 423K 2K 0
VALARIS LTD CL A 480K 6K 0
VANECK ETF TRUST SEMICONDUCTR ETF 855K 3K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 12M 140K 0
VANGUARD INDEX FDS GROWTH ETF 273K 730 0
VANGUARD INDEX FDS SMALL CP ETF 2M 9K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K 0
VANGUARD INDEX FDS MCAP GR IDXVIP 1M 6K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 417K 10K 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 463K 7K 0
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 2M 23K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 30M 370K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 19M 105K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 602K 12K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 234K 2K 0
VANGUARD WORLD FD HEALTH CAR ETF 215K 808 0
VANGUARD WORLD FD INF TECH ETF 216K 375 0
VERIZON COMMUNICATIONS INC COM 518K 13K 0
VISA INC COM CL A 2M 6K 0
WALMART INC COM 2M 32K 0
WINGSTOP INC COM 2M 4K 0
WISDOMTREE TR CYBERSECURITY FD 369K 15K 0
WORLD GOLD TR SPDR GLD MINIS 420K 9K 0
XCEL ENERGY INC COM 285K 5K 0