ASHDON INVESTMENT MANAGEMENT, LLC
Adviser information for ASHDON INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 132 | $49.4M |
| Non-Discretionary | 42 | $336.0M |
| Total | 174 | $385.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 49 | $13.2M |
| HNW Individuals | 14 | $350.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $21.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-68173 |
|---|---|
| SEC ERA File Number | 801-68173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130180 |
| Legal Entity Identifier | None |
Principal Office
214 E. GRUNDY STREETTULLAHOMA
TN
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 931-461-5733, Fax: 931-461-5735
Websites
Chief Compliance Officer
DAVID PRUITT
PRINCIPAL
214 E. GRUNDY STREET
TULLAHOMA
TN
United States
Tel:
931-461-5733
Fax:
931-461-5735
D***********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRUITT, DAVID, WAYNE | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 01/2002 | 50-75% |
| DEBATIN, JUNE, BARKER | Individual | – | MEMBER | 01/2002 | 25-50% |