ALPHA FIDUCIARY
ALPHA FIDUCIARY, INC. Legal Name
Adviser information for ALPHA FIDUCIARY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 283 | $123.1M |
| Non-Discretionary | 3 | $370,456 |
| Total | 286 | $123.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $13.5M |
| HNW Individuals | 32 | $54.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $20.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $35.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTHE FUND ALSO PAYS OPERATING EXPENSES TO US |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
20645 N. PIMA ROADSUITE N-225
SCOTTSDALE
AZ
United States
Monday - Friday, 7:30AM TO 5:00PM
Tel: 480-505-4033, Fax: 480-505-4034
Chief Compliance Officer
ALAN GILMORE
20645 N. PIMA ROAD
SUITE N-225
SCOTTSDALE
AZ
United States
Tel:
480-505-4033
Fax:
480-505-4034
A***@*****************M
(Full email address available in API data)
Regulatory Contact
ARTHUR T. DOGLIONE
PRESIDENT AND CEO
20645 N PIMA ROAD
SUITE N-225
SCOTTSDALE
AZ
United States
Tel:
480-505-4033
Fax:
480-505-4034
A*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AQUILO PARTNERS LLC | FUND OF FUNDS | $4.6M | $0.1M | 44 |
| BIG T PARTNERS | WATER FUND OF FUNDS | $3.9M | $0.3M | 34 |
| DAKOTA PARTNERS LIMITED PARTNERSHIP | FUND OF FUNDS | $0.8M | $0.1M | 48 |
| GLOBAL WATER OPPORTUNITIES LLC | WATER FUND OF FUNDS | $3.7M | $0.3M | 9 |
| LATAM AGRO-PARTNERS LLC | LATIN AMERICA AGRICULTURAL FUND OF FUNDS | $0.5M | $0.3M | 29 |
| LCM NATURAL GAS INVESTMENT PARTNERS LLC | ENERGY FUND OF FUNDS | $3.4M | $0.1M | 22 |
| MAXWELL HALSTED PARTNERS LLC | Securitized Asset Fund | $0.4M | $0.1M | 77 |
| PONTIFEX PARTNERS LLC | FUND OF FUNDS | $1.3M | $0.1M | 44 |
| SOUTHERN HEMISPHERE PARTNERS LLC | TIMBER FUND | $1.9M | $0.3M | 29 |
| TERRA PARTNERS LLC | HARD ASSET FUND OF FUNDS | $1.9M | $0.1M | 57 |
| TIKUN PARTNERS LLC | Private Equity Fund | $2.8M | $0.3M | 37 |
| TRITON PARTNERS LLC | LAND OPPORTUNITIES FUND | $3.9M | $0.1M | 28 |
| VENTANA INVESTMENT PARTNERS LLC | ENERGY FUND | $2.3M | $0.3M | 36 |
| ZAMBEZI PARTNERS LLC | FUND OF FUNDS | $3.9M | $0.3M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOGLIONE, ARTHUR, TODD | Individual | – | MANAGING MEMBER & PRESIDENT | 10/2006 | > 75% |
| GILMORE, WALTER, ALAN | Individual | – | CCO | 06/2020 | < 5% |