WESTERN ASSET MANAGEMENT COMPANY LTD

Adviser information for WESTERN ASSET MANAGEMENT COMPANY LTD last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	SEPTEMBER
Legal Location	Japan

Employees

Total Number of Employees	24
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	18	$1.3B
Non-Discretionary	2	$2.1B
Total	20	$3.4B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	10	$3.0B
Pension and profit sharing plans	8	$106.5M
Charitable organizations	<5	$36.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	<5	$255.8M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	100

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-68224
SEC ERA File Number	801-68224
SEC CIK Numbers	None
SEC CRD Numbers	143388
Legal Entity Identifier	549300ILBTC2ZDZBT448

Principal Office

5-1 MARUNOUCHI 1-CHOME
CHIYODA-KU, TOKYO
Japan

Monday - Friday, 8:45 AM - 5:00 PM

Tel: 011-81-3-4520-4300, Fax: 011-81-3-4520-4349

Websites

twitter.com/westernasset/ www.facebook.com/westernasset www.westernasset.com/jp/ www.linkedin.com/company/western-asset-management/

Chief Compliance Officer

TAKASHI KOMATSU

CHIEF COMPLIANCE OFFICER

5-1 MARUNOUCHI 1-CHOME

CHIYODA-KU, TOKYO

Japan

Tel: 011-81-3-4520-4370

Fax: 011-81-3-4520-4349

T**************@***************M

(Full email address available in API data)

Regulatory Contact

JENNIFER HERRON

REGULATORY COMPLIANCE OFFICER

385 EAST COLORADO BLVD.

PASADENA

United States

J**************@***************M

(Full email address available in API data)

Industry Affiliates

FRANKLIN TEMPLETON FUND ADVISER, LLC	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
FRANKLIN TEMPLETON JAPAN CO., LTD.	Other investment adviser, including financial planners
WESTERN ASSET MANAGEMENT COMPANY	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO	Other investment adviser, including financial planners
WESTERN ASSET MANAGEMENT COMPANY LIMITED	Other investment adviser, including financial planners
WESTERN ASSET MANAGEMENT COMPANY PTE LTD	Other investment adviser, including financial planners
WESTERN ASSET MANAGEMENT COMPANY PTY LTD	Other investment adviser, including financial planners

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
KOMATSU, TAKASHI	Individual	–	DIRECTOR, HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER	07/2005	< 5%
FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED	Foreign Entity	–	SOLE SHAREHOLDER OF APPLICANT	09/2021	> 75%
YOSHIDA, MAKI	Individual	–	OPERATION OFFICER	04/2005	< 5%
SUDO, YASUAKI	Individual	–	FINANCE OFFICER	07/2007	< 5%
BOYDSTON, LAURA, A	Individual	–	NON-EXECUTIVE DIRECTOR	12/2016	< 5%
FRANKLIN RESOURCES, INC.	Domestic Entity	FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED	SOLE SHAREHOLDER OF LEGG MASON, INC.	07/2020	> 75%
Hoffmann, Courtney, Ann	Individual	–	NON-EMPLOYEE DIRECTOR	07/2022	< 5%
SHINOKA, MASAHIRO	Individual	–	REPRESENTATIVE DIRECTOR	10/2023	< 5%

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