ROBINSWOOD FINANCIAL
ROBINSWOOD FINANCIAL LLC Legal Name
Adviser information for ROBINSWOOD FINANCIAL last updated from Form ADV on April 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,062 | $305.5M |
Non-Discretionary | 2 | $166,617 |
Total | 1,064 | $305.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 278 | $122.3M |
HNW Individuals | 92 | $183.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-68234 |
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SEC ERA File Number | 801-68234 |
SEC CIK Numbers | None |
SEC CRD Numbers | 143417 |
Legal Entity Identifier | None |
Principal Office
3425 CARILLON POINTBUILDING 3000, 4TH FLOOR
KIRKLAND
WA
United States
Monday - Friday, 6:00 AM - 2:00 PM
Tel: 452-296-1611, Fax: 425-296-1612
Websites
Chief Compliance Officer
EDWARD L. WARD
COMPLIANCE OFFICER
3425 CARILLON POINT
KIRKLAND
WA
United States
Tel:
425-296-1611
Fax:
425-296-1612
E*@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT GUILD
COMPLIANCE OFFICER
3425 CARILLON POINT
KIRKLAND
WA
United States
Tel:
425-296-1611
Fax:
425-296-1612
B**@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WARD, EDWARD, LEE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2007 | > 75% |