LEADING EDGE INVESTMENT ADVISORS,LLC
Adviser information for LEADING EDGE INVESTMENT ADVISORS,LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.9B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 12 | $3.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-68249 |
|---|---|
| SEC ERA File Number | 801-68249 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136476 |
| Legal Entity Identifier | None |
Principal Office
ONE EMBARCADERO CENTERSUITE 1160
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 415-217-7030, Fax: 415-217-7040
Chief Compliance Officer
SUSAN WILLIAMSEN
SVP/CHIEF COMPLIANCE OFFICER
ONE EMBARCADERO CENTER
SUITE 1160
SAN FRANCISCO
CA
United States
Tel:
(415) 217-7030
Fax:
(415) 217-7040
S**********@*******T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEIA GROUP TRUST - EMERGING MARKETS FUND | MULTI-MANAGER, LONG ONLY EQUITY, COMMINGLED FUND | $232.2M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JUE, CLAYTON, CHUI | Individual | – | PRESIDENT / CEO / MANAGING MEMBER | 07/2005 | > 75% |
| FONG, CHRIS, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT, MEMBER | 07/2005 | 10-25% |
| WILLIAMSEN, SUSAN, MARI KAY | Individual | – | SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | 07/2005 | < 5% |