BELLATORE FINANCIAL, INC.
Adviser information for BELLATORE FINANCIAL, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 112 | $17.0M |
| Non-Discretionary | 1,605 | $496.3M |
| Total | 1,717 | $513.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 914 | $115.8M |
| HNW Individuals | 780 | $391.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $73,309 |
| Charitable organizations | 11 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
25 CRESCENT DR. #A342PLEASANT HILL
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 877.242.9949, Fax: 866.849.1079
Chief Compliance Officer
HENRY PIZZUTELLO
CIO
25 CRESCENT DR. #A342
PLEASANT HILL
CA
United States
Tel:
877.242.9949
H**********@************M
(Full email address available in API data)
Regulatory Contact
LARRY A. HARVEY
CEO
25 CRESCENT DR. #A342
PLEASANT HILL
CA
United States
Tel:
877.242.9949
L******@************M
(Full email address available in API data)
Industry Affiliates
| HFG WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELLATORE HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 11/2010 | 50-75% |
| DEASES, CHARLES, EDWARD | Individual | – | BOARD MEMBER | 09/2014 | < 5% |
| BURNS, WALTER, FRANCIS | Individual | – | SHAREHOLDER | 12/2011 | 5-10% |
| HARVEY, LARRY, ARLEN | Individual | – | CEO, CHAIRMAN OF THE BOARD | 11/2010 | 5-10% |
| HARVEY, LARRY, ARLEN | Individual | BELLATORE HOLDINGS, INC. | CHAIRMAN AND PRESIDENT | 12/2013 | 50-75% |
| PIZZUTELLO, HENRY, JOHN | Individual | – | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| Scheid, Jonathan, Joseph | Individual | – | SHAREHOLDER | 06/2018 | 10-25% |