EASTSPRING INVESTMENTS (SINGAPORE) LIMITED

Adviser information for EASTSPRING INVESTMENTS (SINGAPORE) LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Singapore

Employees

Total Number of Employees 421
Investment Advisory/Research 143
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 189 $123.5B
Non-Discretionary 14 $2.5B
Total 203 $126.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 180 $122.0B
Pension and profit sharing plans <5 $919.3M
Charitable organizations 0 $0
State or municipal gov entities 7 $2.6B
Other investment advisers <5 $477.0M
Insurance companies <5 $36.8M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 32
No. of Non-U.S. Clients 98

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters
Compensation % of AUMFixed feesPerformance-based feesREFER TO SCHEDULE D - MISCELLANEOUS
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-68252
SEC ERA File Number 801-68252
SEC CIK Numbers 1512287
SEC CRD Numbers 144603
Legal Entity Identifier 549300T0KLGA41EVVR68

Principal Office

7 STRAITS VIEW
#09-01 MARINA ONE EAST TOWER
SINGAPORE
Singapore
Monday - Friday, 9AM TO 6PM
Tel: (65) 6349 9100, Fax: (65) 6509 5382

Chief Compliance Officer

YEO TIONG BENG
HEAD OF REGIONAL COMPLIANCE
7 STRAITS VIEW
#09-01 MARINA ONE EAST TOWER
SINGAPORE
Singapore
Tel: (65) 63499612
(Full email address available in API data)

Regulatory Contact

JULIANA TAN
DIRECTOR, COMPLIANCE
7 STRAITS VIEW
#09-01 MARINA ONE EAST TOWER
SINGAPORE
Singapore
Tel: (65) 6349 9622
(Full email address available in API data)

Industry Affiliates

BOCI - PRUDENTIAL ASSET MANAGEMENT LIMITED Other investment adviser, including financial planners
CITIC - PRUDENTIAL FUND MANAGEMENT COMPANY LIMITED Other investment adviser, including financial planners
EASTSPRING ASSET MANAGEMENT (THAILAND) CO., LTD. Other investment adviser, including financial planners
EASTSPRING ASSET MANAGEMENT KOREA CO. LTD. Other investment adviser, including financial planners
EASTSPRING INVESTMENT MANAGEMENT (SHANGHAI) COMPANY LTD. Other investment adviser, including financial planners
EASTSPRING INVESTMENTS (HONG KONG) LIMITED Other investment adviser, including financial planners
EASTSPRING INVESTMENTS (LUXEMBOURG) S.A. Other investment adviser, including financial planners
EASTSPRING INVESTMENTS BERHAD Other investment adviser, including financial planners
EASTSPRING INVESTMENTS FUND MANAGEMENT LIMITED LIABILITY COMPANY Other investment adviser, including financial planners
EASTSPRING INVESTMENTS LIMITED Other investment adviser, including financial planners
EASTSPRING OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) COMPANY LTD. Other investment adviser, including financial planners
EASTSPRING SECURITIES INVESTMENT TRUST COMPANY LIMITED Other investment adviser, including financial planners
EASTSPRING US Other investment adviser, including financial plannersPension consultant
ICICI ASSET MANAGEMENT Other investment adviser, including financial planners
M&G REAL ESTATE ASIA HOLDING COMPANY PTE. LTD. Real estate broker or dealer
M&G REAL ESTATE ASIA PTE. LTD. Other investment adviser, including financial plannersReal estate broker or dealer
PCA LIFE ASSURANCE CO., LTD. Insurance company or agency
PRU LIFE INSURANCE CORPORATION OF UK Insurance company or agency
PRU LIFE UK ASSET MANAGEMENT AND TRUST CORPORATION Trust company
PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Insurance company or agency
PRUDENTIAL GENERAL INSURANCE HONG KONG LIMITED Insurance company or agency
PRUDENTIAL HONG KONG LIMITED Insurance company or agency
PRUDENTIAL LIFE ASSURANCE (THAILAND) PUBLIC COMPANY LIMITED Insurance company or agency
PRUDENTIAL VIETNAM ASSURANCE PRIVATE LIMITED Insurance company or agency
PT. EASTSPRING INVESTMENTS INDONESIA Other investment adviser, including financial planners
PT. PRUDENTIAL LIFE ASSURANCE Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PRUDENTIAL CORPORATION HOLDINGS LIMITED Foreign Entity EASTSPRING INVESTMENTS GROUP PTE. LTD. SOLE SHAREHOLDER 07/2020 > 75%
PRUDENTIAL HOLDINGS LIMITED Foreign Entity PRUDENTIAL CORPORATION HOLDINGS LIMITED SOLE SHAREHOLDER 08/2004 > 75%
PRUDENTIAL PLC Foreign Entity PRUDENTIAL CORPORATION ASIA LIMITED SOLE SHAREHOLDER 07/2011 > 75%
PRUDENTIAL CORPORATION ASIA LIMITED Foreign Entity PRUDENTIAL HOLDINGS LIMITED SOLE SHAREHOLDER 09/2013 > 75%
EASTSPRING INVESTMENTS GROUP PTE. LTD. Foreign Entity SOLE SHAREHOLDER 12/2020 > 75%
THAM, LILIAN, EE MERN Individual CHIEF OPERATING OFFICER 01/2021 < 5%
ONG, PANG YANN Individual HEAD OF LEGAL 03/2021 < 5%
THAM, LILIAN, EE MERN Individual DIRECTOR 03/2021 < 5%
MALDONADO, BILL Individual CHIEF INVESTMENT OFFICER 06/2022 < 5%
THAM, LILIAN, EE MERN Individual CHIEF EXECUTIVE OFFICER 07/2022 < 5%
MALDONADO, BILL Individual DIRECTOR 12/2022 < 5%
LIM, MING WAN TERENCE Individual DIRECTOR 12/2022 < 5%
YEO, WHAY NEE Individual CHIEF FINANCIAL OFFICER 02/2023 < 5%
YEO, TIONG BENG Individual CHIEF COMPLIANCE OFFICER 12/2023 < 5%
SCHNEIDER, PRUDENCE, ALLISON Individual CHIEF HUMAN RESOURCES OFFICER 09/2023 < 5%
WILSON, STUART, HENDERSON Individual HEAD OF SUSTAINABILITY 01/2022 < 5%
HAIDER, SALMAN Individual CHIEF DISTRIBUTION OFFICER 03/2024 < 5%
LIM, MING WAN TERENCE Individual CHIEF RISK OFFICER 08/2022 < 5%

No. Employees, Historic

50025002019202020212022202320242025428 on 4/17/2019428 on 5/14/2019428 on 10/3/2019402 on 3/27/2020402 on 12/7/2020402 on 12/23/2020402 on 1/13/2021371 on 3/24/2021371 on 6/2/2021371 on 8/17/2021371 on 2/3/2022371 on 2/15/2022383 on 3/30/2022383 on 4/12/2022383 on 5/13/2022383 on 5/26/2022383 on 6/1/2022383 on 7/18/2022383 on 12/12/2022383 on 2/6/2023419 on 3/30/2023419 on 4/19/2023419 on 7/5/2023419 on 9/18/2023419 on 12/1/2023419 on 2/1/2024421 on 3/26/2024

RAUM, Historic

200B100B0201920202021202220232024202597653997007 on 4/17/201997653997007 on 5/14/201997653997007 on 10/3/2019124613559087 on 3/27/2020124613559087 on 12/7/2020124613559087 on 12/23/2020124613559087 on 1/13/2021136259565649 on 3/24/2021136259565649 on 6/2/2021136259565649 on 8/17/2021136259565649 on 2/3/2022136259565649 on 2/15/2022141900918137 on 3/30/2022141900918137 on 4/12/2022141900918137 on 5/13/2022141900918137 on 5/26/2022141900918137 on 6/1/2022141900918137 on 7/18/2022141900918137 on 12/12/2022141900918137 on 2/6/2023117968390188 on 3/30/2023117968390188 on 4/19/2023117968390188 on 7/5/2023117968390188 on 9/18/2023117968390188 on 12/1/2023117968390188 on 2/1/2024126049979493 on 3/26/2024

No. Clients, Historic

30015002019202020212022202320242025245 on 4/17/2019245 on 5/14/2019245 on 10/3/2019250 on 3/27/2020250 on 12/7/2020250 on 12/23/2020250 on 1/13/2021249 on 3/24/2021249 on 6/2/2021249 on 8/17/2021249 on 2/3/2022249 on 2/15/2022242 on 3/30/2022242 on 4/12/2022242 on 5/13/2022242 on 5/26/2022242 on 6/1/2022242 on 7/18/2022242 on 12/12/2022242 on 2/6/2023206 on 3/30/2023206 on 4/19/2023206 on 7/5/2023206 on 9/18/2023206 on 12/1/2023206 on 2/1/2024187 on 3/26/2024