PINNACLE PENSION CONSULTANTS LLC
Adviser information for PINNACLE PENSION CONSULTANTS LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $197.0M |
| Non-Discretionary | 46 | $1.3B |
| Total | 69 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 68 | $1.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $9.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 69 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees% OF ASSETS UNDER CONSULTATION |
Identifiers
| SEC RIA File Number | 801-68286 |
|---|---|
| SEC ERA File Number | 801-68286 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133442 |
| Legal Entity Identifier | None |
Principal Office
1492 HIGHLAND AVE.SUITE 9
NEEDHAM
MA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 857-302-4105, Fax: None
Websites
Chief Compliance Officer
GREG LEWIS
MANAGING DIRECTOR
1492 HIGHLAND AVE.
SUITE 9
NEEDHAM
MA
United States
Tel:
617-733-3339
G*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, GREGORY, CLIFFORD | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2007 | < 5% |
| GCL HOLDINGS LLC | Domestic Entity | – | PRINCIPAL OWNER | 12/2015 | > 75% |