PACIFIC FINANCIAL GROUP, LLC
PACIFIC FINANCIAL GROUP,LLC Legal Name
Adviser information for PACIFIC FINANCIAL GROUP, LLC last updated from Form ADV on August 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 17 | $2.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesDISTRIBUTOR OF RISK PROFILING AND ASSET ALLOCATION SOFTWARE |
|---|---|
| Compensation | % of AUMNEGOTIATED FEES FOR RISKPRO |
Principal Office
11811 NE 1ST STREETSUITE 201
BELLEVUE
WA
United States
Monday - Friday, 7AM -4PM
Tel: 4254517722, Fax: 4254517731
Chief Compliance Officer
JASON LUHAN
CCO
11811 NE 1ST STREET
SUITE 201
BELLEVUE
WA
United States
Tel:
425-279-9941
Fax:
866-293-5833
J**********@*******M
(Full email address available in API data)
Regulatory Contact
BRITINI JENNIGS
COMPLIANCE OFFICER
11811 NE 1ST STREET
SUITE 201
BELLEVUE
WA
United States
Tel:
425-749-4096
B***************@*******M
(Full email address available in API data)
Industry Affiliates
| THE PACIFIC FINANCIAL GROUP, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DILDINE, YVONNE, JILL | Individual | – | CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| PACIFIC HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 09/2017 | > 75% |
| MEADE, MEGAN, MCCLENDON | Individual | – | CEO | 09/2017 | < 5% |
| MEADE, MEGAN, MCCLENDON | Individual | PACIFIC HOLDINGS, LLC | MANAGER | 09/2017 | 50-75% |
| LUHAN, JASON, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| LAVIN, RICHARD, REID | Individual | – | CHIEF LEGAL OFFICER | 06/2018 | < 5% |
| MOLLOY, JAMES, R | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 07/2018 | < 5% |
| HAMILTON, MATTHEW, KEYSOR | Individual | – | PRESIDENT | 01/2021 | < 5% |