Hedge Fund Database

1607 CAPITAL PARTNERS, LLC

Adviser information for 1607 CAPITAL PARTNERS, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 23 $4.3B
Non-Discretionary 0 $0
Total 23 $4.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $31.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $1.7B
Pension and profit sharing plans <5 $1.2B
Charitable organizations 9 $963.0M
State or municipal gov entities <5 $504.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-68322
SEC ERA File Number 801-68322
SEC CIK Numbers 1436866
SEC CRD Numbers 144758
Legal Entity Identifier 254900YMLYQ7JQGVSR28

Principal Office

13 S. 13TH STREET
SUITE 400
RICHMOND
VA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 804.525.1750, Fax: 804.934.0014

Websites

www.1607capital.com www.linkedin.com/company/1607-capital-partners-llc/

Chief Compliance Officer

KEVIN RUTHERFORD
13 S. 13TH STREET
SUITE 400
RICHMOND
VA
United States
Tel: 804.525.1750
Fax: 804.934.0014
(Full email address available in API data)

Regulatory Contact

BRYAN HUNTLEY
DIRECTOR, FINANCE AND OPERATIONS
13 S. 13TH STREET
SUITE 400
RICHMOND
VA
United States
Tel: 804.525.1750
Fax: 804.934.0014
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
1607 CAPITAL BOND FUND, LP FUND OF FUNDS - FUND INVESTS PRIMARILY IN EXCHANGE LISTED CLOSED-END MUTUAL FUNDS $140.3M $3.0M 28
1607 CAPITAL DOMESTIC EQUITY FUND, LP Hedge Fund $212.3M $3.0M 10
1607 CAPITAL GLOBAL EQUITY FUND, LP FUND OF FUNDS - FUND INVESTS PRIMARILY IN EXCHANGE LISTED CLOSED-END MUTUAL FUNDS $83.9M $3.0M 37
1607 CAPITAL INTERNATIONAL EQUITY FUND, LP Hedge Fund $1,135.3M $3.0M 69
1607 CAPITAL TAX ADVANTAGED FUND, LP Hedge Fund $81.4M $0.3M 29

Control Persons

Name Type Entity Title Since Ownership
LONG, ASHLEY, WATSON Individual – CO-DIRECTOR, INVESTMENTS/DIRECTOR/MEMBER 12/2007 5-10%
TATTERSALL, THOMAS, KIRKWOOD Individual – DIRECTOR/MEMBER 07/2007 5-10%
MALLORY, JAMES, EDWARD Individual – CO-DIRECTOR, INVESTMENTS/DIRECTOR/MANAGING MEMBER 12/2007 10-25%
FAKE, SHANNON, S Individual – CO-DIRECTOR, INVESTMENTS/DIRECTOR/MEMBER 12/2007 10-25%
HUNTLEY, BRYAN, KURT Individual – DIRECTOR, FINANCE AND OPERATIONS/MEMBER 01/2012 < 5%
THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST Domestic Entity – MEMBER 01/2015 < 5%
TATTERSALL, KELLY, FITZGERALD Individual – TRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST 01/2015 < 5%
TATTERSALL, FRED, THOMAS Individual – TRUSTEE - THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST 01/2015 < 5%
TATTERSALL, KELLY, FITZGERALD Individual THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST TRUSTEE 01/2015
TATTERSALL, FRED, THOMAS Individual THE THOMAS KIRKWOOD TATTERSALL 2014 IRREVOCABLE FAMILY TRUST TRUSTEE 01/2015
ROSEMONT INVESTMENT GROUP, LLC Domestic Entity – MEMBER 11/2019 25-50%
MARKEL VENTURES INC. Domestic Entity ROSEMONT INVESTMENT GROUP, LLC MEMBER 06/2018 > 75%
MARKEL CORPORATION Domestic Entity MARKEL VENTURES INC. SOLE SHAREHOLDER 11/2005 > 75%
HUNT, MARTIN, TYLER Individual – OPERATIONS AND COMPLIANCE/MEMBER 01/2020 < 5%
KALKOWSKY, MATHEW, RYAN Individual – INVESTMENTS/MEMBER 01/2020 < 5%
ZHANG, RUIYI Individual – INVESTMENTS/MEMBER 01/2020 < 5%
BURKHART, JR., CHARLES, BYRON Individual – DIRECTOR 11/2019 < 5%
MACKAY, CHRISTOPHER, GEORGE Individual – DIRECTOR, CLIENT SERVICE AND MARKETING/MEMBER 07/2020 < 5%
TLM TRUST U/A DATED 12/30/21 Domestic Entity – MEMBER 12/2021 < 5%
MSM TRUST U/A DATED 12/30/21 Domestic Entity – MEMBER 12/2021 < 5%
MONTSINGER, SHANNON, WARE Individual TLM TRUST U/A DATED 12/30/21 TRUSTEE 12/2021
MONTSINGER, SHANNON, WARE Individual MSM TRUST U/A DATED 12/30/21 TRUSTEE 12/2021
MONTSINGER, SHANNON, WARE Individual – TRUSTEE OF TLM TRUST U/A DATED 12/30/21 12/2021 < 5%
MONTSINGER, SHANNON, WARE Individual – TRUSTEE OF MSM TRUST U/A DATED 12/30/21 12/2021 < 5%
RUTHERFORD, KEVIN, STEWART Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 11/20/201913 on 3/30/202013 on 6/29/202015 on 3/29/202115 on 3/31/202217 on 2/17/202318 on 2/22/2024

RAUM, Historic

5B3B020192020202120222023202420253261807996 on 11/20/20194234310858 on 3/30/20204234310858 on 6/29/20204728006331 on 3/29/20214622047188 on 3/31/20223903035396 on 2/17/20234347576784 on 2/22/2024

No. Clients, Historic

30150201920202021202220232024202522 on 11/20/201923 on 3/30/202023 on 6/29/202023 on 3/29/202122 on 3/31/202222 on 2/17/202314 on 2/22/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN AUSTRALIA EQUITY FD IN COM 10M 2M –
ABRDN EMRG MKTS EQTY INCM FD COM 19M 4M –
ABRDN HEALTHCARE OPPORTUNITI SHS 3M 140K –
ABRDN JAPAN EQUITY FUND INC COM 18M 3M –
ABRDN LIFE SCIENCES INVESTOR SH BEN INT 6M 419K –
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 606K 72K –
ADAM NAT RES FD INC COM 3M 120K –
ADAMS DIVERSIFIED EQUITY FD COM 33M 2M –
ALLIANCEBERNSTEIN NATL MUN I COM 762K 69K –
ALLSPRING GLOBAL DIVIDEND OP COM 1M 301K –
ALLSPRING MULTI SECTOR INCOM COM 2M 175K –
ALLSPRING UTILITIES AND HIGH WF UTILITIES INC 4M 398K –
BLACKROCK CR ALLOCATION INCO COM 2M 157K –
BLACKROCK ENHANCED GLOBAL DI COM 21M 2M –
BLACKROCK ENHANCED GOVT FD I COM 4M 387K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 12M 2M –
BLACKROCK HEALTH SCIENCES TE COM SHS 18M 1M –
BLACKROCK HEALTH SCIENCES TR COM 9M 228K –
BLACKROCK INNOVATION AND GRW SHS BEN INT 4M 563K –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 4M 169K –
BLACKROCK MUNIVEST FD INC COM 3M 436K –
BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 14M 701K –
BLACKROCK TAX MUNICPAL BD TR SHS 1M 70K –
BLACKSTONE SENI FLTN RAT 202 COM 728K 52K –
BNY MELLON HIGH YIELD STRATE SH BEN INT 2M 687K –
BNY MELLON MUN INCOME INC COM 3M 376K –
CENTRAL SECS CORP COM 12M 284K –
CHINA FD INC COM 3M 289K –
CLOUGH GLOBAL EQUITY FD COM 70K 10K –
CREDIT SUISSE HIGH YIELD BD SH BEN INT 4M 2M –
DTF TAX-FREE INCOME 2028 TER COM 4M 354K –
DWS MUN INCOME TR NEW COM 14M 1M –
DWS STRATEGIC MUN INCOME TR COM 4M 356K –
EATON VANCE CALIF MUN BD FD COM 2M 176K –
EATON VANCE ENHANCED EQUITY COM 4M 197K –
EATON VANCE LTD DURATION INC COM 1M 123K –
EATON VANCE MUN INCOME 2028 SHS 2M 102K –
EATON VANCE MUNI INCOME TRUS SH BEN INT 2M 199K –
EATON VANCE NATL MUN OPPORT COM SHS 9M 545K –
EATON VANCE NEW YORK MUN BD COM 2M 161K –
EATON VANCE TAX ADVT DIV INC COM 8M 360K –
EATON VANCE TAX MNGED BUY WR COM 9M 635K –
EATON VANCE TAX-ADVANTAGED G COM 5M 200K –
EATON VANCE TAX-MANAGED GLOB COM 22M 3M –
EATON VANCE TAX-MANAGED GLOB COM 4M 507K –
EATON VANCE TX ADV GLBL DIV COM 11M 602K –
EUROPEAN EQUITY FD INC COM 17M 2M –
FEDERATED HERMES PREM MUNI I COM 4M 317K –
FIRST TR HIGH YIELD OPPRT 20 COM 3M 185K –
FIRST TR MTG INCOME FD COM SHS 1M 111K –
FIRST TR SR FLTG RATE INCOME COM 4M 366K –
FLAHERTY & CRUMRINE PFD SECS COM 704K 48K –
FRANKLIN LTD DURATION INCOME COM 4M 558K –
GABELLI DIVID & INCOME TR COM 15M 673K –
GAMCO NAT RES GOLD & INCOME SH BEN INT 2M 382K –
GENERAL AMERN INVS CO INC COM 39M 784K –
GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK 1M 80K –
HANCOCK JOHN INCOME SECS TR COM 8M 774K –
HANCOCK JOHN INVT TR II COM 5M 378K –
INSIGHT SELECT INCOME FD COM 9M 545K –
INVESCO BD FD COM 6M 366K –
INVESCO EXCH TRADED FD TR II SR LN ETF 12M 548K –
INVESCO MUN OPPORTUNITY TR COM 464K 46K –
ISHARES INC MSCI SWITZERLAND 46M 949K –
ISHARES INC MSCI EURZONE ETF 25M 516K –
ISHARES INC MSCI JPN ETF NEW 136M 2M –
ISHARES TR US TREAS BD ETF 18M 817K –
ISHARES TR 7-10 YR TRSY BD 23M 243K –
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 20M 356K –
JAPAN SMALLER CAPITALIZATION COM 39M 5M –
JOHN HANCOCK HEDGED EQUITY & COM 627K 60K –
KOREA FD INC COM NEW 10M 423K –
LAZARD GLOBAL TOTAL RETURN & COM 845K 51K –
LIBERTY ALL-STAR GROWTH FD I COM 2M 379K –
MAINSTAY MACKAY DEFINEDTERM COM 707K 43K –
MEXICO FD INC COM 2M 128K –
MFS GOVT MKTS INCOME TR SH BEN INT 7M 2M –
MFS INTER INCOME TR SH BEN INT 15M 6M –
MFS MULTIMARKET INCOME TR SH BEN INT 957K 204K –
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 8M 736K –
MORGAN STANLEY CHINA A SH FD COM 11M 965K –
MORGAN STANLEY INDIA INVT FD COM 4M 140K –
NEUBERGER BERMAN MUN FD INC COM 7M 663K –
NEUBERGER BERMAN NEXT GENERA COMMON STOCK 6M 451K –
NEW AMER HIGH INCOME FD INC COM NEW 927K 126K –
NEW GERMANY FD INC COM 14M 2M –
NUVEEN AMT-FREE MUN VALUE FD COM 14M 990K –
NUVEEN CALIF SELECT TAX FREE SH BEN INT 921K 71K –
NUVEEN CALIFORNIA MUNI VLU F COM STK 4M 408K –
NUVEEN CORE PLUS IMPACT FUND COM BEN INT 7M 654K –
NUVEEN DOW 30 DYNMC OVERWRT SHS 8M 542K –
NUVEEN FLOATING RATE INCOME COM 2M 198K –
NUVEEN MORTGAGE AND INCOME F COM 2M 113K –
NUVEEN MULTI-MKT INCOME FD COM 3M 516K –
NUVEEN MUN INCOME FD INC COM 5M 499K –
NUVEEN MUN VALUE FD INC COM 19M 2M –
NUVEEN N Y MUN VALUE FD COM 6M 667K –
NUVEEN N Y SELECT TAX FREE I SH BEN INT 3M 220K –
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 13M 499K –
NUVEEN REAL ESTATE INCOME FD COM 643K 84K –
NUVEEN S&P 500 DYNAMIC OVERW COM 4M 245K –
NUVEEN SELECT MAT MUN FD SH BEN INT 7M 780K –
NUVEEN TAXABLE MUNICPAL INM COM 1M 74K –
PGIM SHORT DUR HIG YLD OPP F COM 14M 923K –
PUTNAM MASTER INTER INCOME T SH BEN INT 2M 594K –
PUTNAM PREMIER INCOME TR SH BEN INT 4M 1M –
RIVERNORTH DOUBLELINE STRATE COM 991K 115K –
ROYCE MICRO-CAP TR INC COM 3M 316K –
ROYCE SMALL CAP TRUST INC COM 2M 111K –
SPROTT FOCUS TR INC COM 2M 334K –
SRH TOTAL RETURN FUND INC COM 9M 644K –
SWISS HELVETIA FD INC COM 3M 364K –
TAIWAN FD INC COM 17M 377K –
TCW STRATEGIC INCOME FD INC COM 9M 2M –
TEMPLETON DRAGON FD INC COM 727K 91K –
TEMPLETON EMERGING MKTS FD COM 13M 1M –
THORNBURG INCM BUILDER OPP T COM 3M 192K –
TORTOISE ENERGY INDEPENDENC COM 2M 63K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 10M 230K –
VIRTUS DIVIDEND INTEREST & P COM 11M 926K –
VIRTUS GLOBAL MULTI-SECTOR I COM 2M 278K –
VOYA EMERGING MKTS HIGH DIVI COM 7M 1M –
VOYA GLBL ADV & PREM OPP FD COM 243K 27K –
VOYA GLBL EQTY DIV & PREM OP COM 644K 125K –
WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 451K 31K –
WESTERN ASSET HIGH INCOME OP COM 3M 695K –
WESTERN ASSET HIGH YIELD DEF COM 1M 108K –
WESTERN ASSET INTER MUNI FD COM 6M 787K –
WESTERN ASSET INVESTMENT GRA COM 6M 494K –
WESTERN ASSET INVT GRADE DEF COM 10M 571K –
WESTERN ASSET MANAGED MUNS F COM 11M 1M –
WESTERN ASSET MUN HIGH INCOM COM 6M 858K –
WESTERN ASSET PREMIER BD FD SHS BEN INT 4M 348K –
WESTERN AST INFL LKD OPP & I COM 9M 1M –