Hedge Fund Database

NEWPORT CAPITAL GROUP, LLC

Adviser information for NEWPORT CAPITAL GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 293 $319.9M
Non-Discretionary 3 $6.9M
Total 296 $326.8M

Clients

Type Number RAUM
Individuals 49 $10.5M
HNW Individuals 57 $302.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $2.3M
Pension and profit sharing plans <5 $6.0M
Charitable organizations <5 $3.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 99
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-68323
SEC ERA File Number 801-68323
SEC CIK Numbers 1869032
SEC CRD Numbers 144442
Legal Entity Identifier None

Principal Office

12 BROAD STREET, 5TH FLOOR
RED BANK
NJ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 732-741-8400, Fax: 732-741-6797

Websites

www.linkedin.com/company/newport-capital-group-usa/ www.newportcapitalgroup.com

Chief Compliance Officer

MICHELLE BENNETT
EXECUTIVE VICE PRESIDENT
12 BROAD STREET, 5TH FLOOR
RED BANK
NJ
United States
Tel: 732-741-8400
Fax: 732-741-6797
(Full email address available in API data)

Industry Affiliates

NCG SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NEWPORT HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEWPORT HOLDINGS, L.P. Private Equity Fund $2.3M $0.1M 14

Control Persons

Name Type Entity Title Since Ownership
DIPIERO, DOMENIC, MATTHEW Individual – PRESIDENT 11/2004 < 5%
BENNETT, MICHELLE, DENISE Individual – CHIEF COMPLIANCE OFFICER/ EXECUTIVE VICE PRESIDENT 11/2004 < 5%
DOMENIC M. DIPIERO FAMILY TRUST F/B/O DOMENIC M. DIPIERO III Domestic Entity – MEMBER 02/2015 > 75%
DIPIERO, DAVID, MICHAEL Individual DOMENIC M DIPIERO FAMILY TRUST F/B/O DOMENIC M. DIPIERO TRUSTEE 10/2016

No. Employees, Historic

2010020202021202220232024202520 on 3/30/202020 on 6/30/202020 on 7/1/202020 on 3/31/202120 on 1/18/202220 on 3/30/202217 on 3/30/202317 on 10/2/202319 on 3/29/2024

RAUM, Historic

400M200M0202020212022202320242025210340844 on 3/30/2020210340844 on 6/30/2020210340844 on 7/1/2020251910889 on 3/31/2021251910889 on 1/18/2022274498410 on 3/30/2022250250441 on 3/30/2023250250441 on 10/2/2023326798857 on 3/29/2024

No. Clients, Historic

200100020202021202220232024202597 on 3/30/202097 on 6/30/202097 on 7/1/2020103 on 3/31/2021103 on 1/18/2022109 on 3/30/2022111 on 3/30/2023111 on 10/2/2023107 on 3/29/2024

Holdings

From latest 13F, filed August 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 410K 2K –
AMAZON COM INC COM 411K 2K –
APPLE INC COM 1M 6K –
ASML HOLDING N V N Y REGISTRY SHS 216K 211 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 223K 547 –
BLACKROCK INC COM 479K 608 –
COCA COLA CO COM 222K 3K –
GALLAGHER ARTHUR J & CO COM 15M 59K –
ISHARES TR 3 7 YR TREAS BD 2M 21K –
ISHARES TR CORE S&P MCP ETF 2M 32K –
ISHARES TR CORE S&P SCP ETF 321K 3K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR CORE US AGGBD ET 4M 41K –
ISHARES TR GLB INFRASTR ETF 406K 8K –
ISHARES TR MSCI EAFE ETF 2M 24K –
ISHARES TR MSCI EMG MKT ETF 1M 25K –
ISHARES TR RUS 1000 GRW ETF 13M 36K –
ISHARES TR RUS 1000 VAL ETF 11M 66K –
ISHARES TR RUS MID CAP ETF 2M 19K –
ISHARES TR RUSSELL 2000 ETF 6M 30K –
ISHARES TR S&P 500 VAL ETF 1M 6K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 3M 58K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 22K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 4M 72K –
JOHNSON & JOHNSON COM 427K 3K –
MASTERCARD INCORPORATED CL A 809K 2K –
MERCK & CO INC COM 215K 2K –
MICROSOFT CORP COM 2M 5K –
NVIDIA CORPORATION COM 671K 5K –
PROVIDENT FINL SVCS INC COM 199K 14K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 521K 15K –
SPDR INDEX SHS FDS S&P GBLINF ETF 1M 25K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 5M 9K –
SPDR SER TR DJ REIT ETF 250K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 315K 2K –
UNUM GROUP COM 449K 9K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 11M 158K –
VANGUARD INDEX FDS MID CAP ETF 361K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 738K 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 308K 616 –
VANGUARD INDEX FDS SMALL CP ETF 405K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 63K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 223K 2K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 11M 191K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 203K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 8M 156K –
VANGUARD WORLD FD ENERGY ETF 2M 16K –
VISA INC COM CL A 551K 2K –
WIPRO LTD SPON ADR 1 SH 105K 17K –